Company Record plc

Equities

REC

GB00B28ZPS36

Investment Management & Fund Operators

Market Closed - London S.E. Other stock markets 11:35:13 2024-05-24 am EDT			5-day change	1st Jan Change
68 ^GBX	+0.29%		+2.72%	-4.23%

Apr. 26	Stocks rise despite robust US data	AN
Apr. 26	Record's AUM top USD100 billion for first time in 40-plus year history	AN

Business Summary

Record plc is a United Kingdom-based specialist currency and asset manager. The Company delivers bespoke currency and asset management solutions for its institutional clients around the world. It provides specialist currency management solutions to manage the currency risk in private assets, share classes, feeders and other funds. The Companyâs solutions include sustainable finance, currency management, asset management and other services. It simplifies currency hedging and provides cost-effective solutions to all currency-related challenges. It offers yield-seeking strategies across various private market asset classes, including EM debt, digital lending, private credit, and infrastructure strategies. It trades a range of instruments for its clients, including derivatives, such as options, futures, cross-currency and total return swaps, and fixed income instruments, such as bonds and loans. Its clients are asset managers, pension funds, foundations, and other institutional investors.

Number of employees: 97

Sales per Business

GBP in Million	2022	Weight	2023	Weight	Delta
Management Fees - Passive Hedging 28.9 %	12	33.5 %	13	28.9 %	+9.72%
Management Fees - Dynamic Hedging 26.9 %	10	28.5 %	12	26.9 %	+19.89%
Management Fees - Currency for Return 15.2 %	6	15.7 %	7	15.2 %	+23.15%
Management Fees - Multi-product 14.7 %	7	19.3 %	7	14.7 %	-2.92%
Performance Fee 13.0 %	0	1.4 %	6	13.0 %	+1,063.33%
Other Services 1.3 %	1	1.6 %	1	1.3 %	+2.81%

Sales per region

GBP in Million	2022	Weight	2023	Weight	Delta
Switzerland 38.0 %	11	30.9 %	17	38.0 %	+56.16%
United States 31.7 %	13	37.1 %	14	31.7 %	+8.66%
Europe (excluding United Kingdom and Switzerland) 20.9 %	7	19.7 %	9	20.9 %	+34.84%
United Kingdom 5.7 %	3	7.9 %	3	5.7 %	-8.29%
Other 3.7 %	2	4.3 %	2	3.7 %	+7.61%

Managers

Managers	Title	Age	Since
Jan Hendrik Josef Witte CEO	Chief Executive Officer	-	Dec. 31
Steve Cullen DFI	Director of Finance/CFO	56	03-09-30
Rebecca Venis CTO	Chief Tech/Sci/R&D Officer	-	19-12-31
Grady Laurie CMP	Compliance Officer	-	08-03-31
Dmitri Tikhonov CIO	Chief Investment Officer	-	-
Zahira Habib-Dewji SAM	Sales & Marketing	-	-
Kevin Ayles HRO	Human Resources Officer	-	06-12-31

Members of the board

Members of the board	Title	Age	Since
David Morrison CHM	Chairman	65	23-06-30
Matthew Hotson BRD	Director/Board Member	55	21-07-29
Steve Cullen DFI	Director of Finance/CFO	56	03-09-30
Krystyna Nowak BRD	Director/Board Member	-	21-09-15
Kevin Ayles HRO	Human Resources Officer	-	06-12-31
Jan Hendrik Josef Witte CEO	Chief Executive Officer	-	Dec. 31
Tim Edwards BRD	Director/Board Member	-	18-03-20

Share class

	Vote	Quantity	Free-Float	Company-owned shares	Total Float
Stock A	1	199,054,325	81,372,753 ( 40.88 %)	0	40.88 %

Shareholders

Name	Equities	%	Valuation
Neil Record 26.57 %	52,896,541	26.57 %	41 M p
Leslie Hill 8.389 %	16,698,757	8.389 %	13 M p
Interactive Investor Services Ltd. 4.988 %	9,928,282	4.988 %	8 M p
Record Employee Benefit Trust 4.388 %	8,735,002	4.388 %	7 M p
Miton Capital Partners Ltd. 4.139 %	8,239,012	4.139 %	6 M p
Aberforth Partners LLP 3.724 %	7,413,662	3.724 %	6 M p
Premier Fund Managers Ltd. 3.703 %	7,370,438	3.703 %	6 M p
Hargreaves Lansdown Asset Management Ltd. 3.524 %	7,014,569	3.524 %	5 M p
Schroder Investment Management Ltd. 3.493 %	6,952,603	3.493 %	5 M p
Rathbones Investment Management Ltd. 2.722 %	5,418,000	2.722 %	4 M p

Company contact information

Record Plc

Morgan House Madeira Walk

SL4 1EP, Windsor

+44 1753 852 222

http://www.recordplc.com

Group companies

Name	Category and Sector
Record Currency Management Ltd. Record Currency Management Ltd. Investment ManagersFinance Record Currency Management Ltd. (Record) is a UK-based investment management firm headquartered in Windsor, Berkshire. The firm was founded by Neil Record in 1983 and is a subsidiary of Record Plc (LON: REC). Record provides investment advisory and implementation services to investment funds, corporations, charitable organizations and pension plans. They also work for quasi-governmental organizations, banks, insurance companies and a very small number of individuals who must be deemed elective professional clients under the FCA rules.	Investment Managers
Record Currency Management (US), Inc. Record Currency Management (US), Inc. Investment ManagersFinance Part of Record Plc, Record Currency Management (US), Inc. is a company that provides investment advice. The company is based in Atlanta, GA.	Investment Managers
Record Asset Management GmbH
Record Group Services Ltd. Record Group Services Ltd. Financial ConglomeratesFinance Part of Record Plc, Record Group Services Ltd. functions as an investment holding British company. The company is based in Windsor, UK and was founded in 1985.	Financial Conglomerates