UBS : Availability of conversion capital for UBS Group AG Additional Tier 1 instruments issued since November 2023

Availability of conversion capital for UBS Group AG Additional Tier 1 instruments issued since November 2023

Zurich13 mag 2024, 08:45 CESTMedia SwitzerlandInvestor ReleasesMedia Releases AmericasMedia Releases APACMedia Releases EMEAMedia Global

Availability of conversion capital for UBS Group AG Additional Tier 1 instruments issued since November 2023

Zurich, 13 May 2024 - Following shareholder approval of the creation of conversion capital and amendments to the Articles of Association at UBS Group AG's Annual General Meeting on 24 April 2024, a Conversion Capital Availability Event, as defined in the terms and conditions of the relevant instrument, occurred on 10 May 2024 for the below listed four series of UBS Group AG Additional Tier 1 instruments. As a result, as from such date, these instruments are subject to equity conversion (and no longer subject to write-down) upon the occurrence of a trigger event or a viability event.

ISIN	ISIN	CUSIP	CUSIP	Issuance Date	Issuance Date	Title of Instrument	Title of Instrument	Aggregate Principal Amount Outstanding	Aggregate Principal Amount Outstanding
ISIN	US902613BE74 / USH42097ER43 (144A / Reg S)	CUSIP	902613 BE7 / H42097 ER4 (144A / Reg S)	Issuance Date	13 November 2023	Title of Instrument	9.250 per cent. Tier 1 Capital Notes	Aggregate Principal Amount Outstanding	USD 1,750,000,000
ISIN	US902613BF40 / USH42097ES26 (144A / Reg S)	CUSIP	902613 BF4 / H42097 ES2 (144A / Reg S)	Issuance Date	13 November 2023	Title of Instrument	9.250 per cent. Tier 1 Capital Notes	Aggregate Principal Amount Outstanding	USD 1,750,000,000
ISIN	US902613BK35 / USH42097EW38 (144A / Reg S)	CUSIP	902613 BK3 / H42097 EW3 (144A / Reg S)	Issuance Date	12 February 2024	Title of Instrument	7.750 per cent. Tier 1 Capital Notes	Aggregate Principal Amount Outstanding	USD 1,000,000,000
ISIN	CH1325807860	CUSIP	N/A	Issuance Date	21 February 2024	Title of Instrument	5.750 per cent. Tier 1 Capital Notes	Aggregate Principal Amount Outstanding	SGD 650,000,000

UBS Group AG

Disclaimer
This announcement is intended solely for information purposes and does not constitute an offer of securities for sale in the United States or any other jurisdiction. No investment decision relating to securities should be made on the basis of this document. The instruments and any ordinary shares that may be delivered upon conversion have not been, and will not be, registered under the United States Securities Act of 1933, as amended (the "Securities Act") or with any securities regulatory authority of any state or other jurisdiction in the United States. The instruments and any ordinary shares that may be delivered upon conversion may not be offered or sold in the United States absent registration or an applicable exemption from the registration requirements of the Securities Act.

This announcement contains statements that may constitute "forward-looking statements". While these forward-looking statements represent our judgments and expectations concerning the matters described, a number of risks, uncertainties and other important factors could cause actual developments and results to differ materially from our expectations. For a discussion of the risks and uncertainties that may affect UBS please refer to the "Risk Factors" and other sections of UBS's most recent Annual Report on Form 20-F, quarterly reports and other information furnished to or filed with the US Securities and Exchange Commission on Form 6-K. UBS is not under any obligation to (and expressly disclaims any obligation to) update or alter its forward-looking statements, whether as a result of new information, future events, or otherwise.

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