Siemens Energy AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
January 11, 2024 at 12:13 pm EST
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EQS Voting Rights Announcement: Siemens Energy AG
Siemens Energy AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
11.01.2024 / 18:12 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
Name:
Siemens Energy AG
Street:
Otto-Hahn-Ring 6
Postal code:
81739
City:
Munich Germany
Legal Entity Identifier (LEI):
5299005CHJZ14D4FDJ62
2. Reason for notification
X
Acquisition/disposal of shares with voting rights
Acquisition/disposal of instruments
Change of breakdown of voting rights
X
Other reason: voluntary group notification with triggered threshold on subsidiary level
3. Details of person subject to the notification obligation
Legal entity: JPMorgan Chase & Co. City of registered office, country: Wilmington, Delaware, United States of America (USA)
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
09 Jan 2024
6. Total positions
% of voting rights attached to shares (total of 7.a.)
% of voting rights through instruments (total of 7.b.1 + 7.b.2)
Total of both in % (7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New
1.32 %
4.70 %
6.03 %
799309712
Previous notification
1.10 %
4.71 %
5.82 %
/
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN
Absolute
In %
Direct (Sec. 33 WpHG)
Indirect (Sec. 34 WpHG)
Direct (Sec. 33 WpHG)
Indirect (Sec. 34 WpHG)
DE000ENER6Y0
0
10585735
0.00 %
1.32 %
Total
10585735
1.32 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument
Expiration or maturity date
Exercise or conversion period
Voting rights absolute
Voting rights in %
Internal right to recall shares lent out
n/a
n/a
2230471
0.28 %
Total
2230471
0.28 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument
Expiration or maturity date
Exercise or conversion period
Cash or physical settlement
Voting rights absolute
Voting rights in %
Convertible bonds
14/09/2025
14/09/2025
Physical
9167279
1.15 %
Third Party convertible bonds - right of use held
14/09/2025
14/09/2025
Physical
9965557
1.25 %
Cash-settled Equity Swap
08/02/2024 – 22/09/2032
08/02/2024 – 22/09/2032
Cash
14364999
1.80 %
Physically Settled Put Option
21/06/2024
21/06/2024
Physical
1600000
0.20 %
Cash-settled Call Options
19/01/2024 – 02/01/2099
19/01/2024 – 02/01/2099
Cash
262652
0.03 %
Total
35360487
4.42 %
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
Name
% of voting rights (if at least 3% or more)
% of voting rights through instruments (if at least 5% or more)
Total of both (if at least 5% or more)
JPMorgan Chase & Co.
%
%
%
JPMorgan Chase Bank, National Association
%
%
%
J.P. Morgan International Finance Limited
%
%
%
J.P. Morgan Capital Holdings Limited
%
%
%
J.P. Morgan Securities plc
%
%
5.08 %
-
%
%
%
JPMorgan Chase & Co.
%
%
%
JPMorgan Chase Holdings LLC
%
%
%
J.P. Morgan Broker-Dealer Holdings Inc.
%
%
%
J.P. Morgan Securities LLC
%
%
%
-
%
%
%
JPMorgan Chase & Co.
%
%
%
JPMorgan Chase Bank, National Association
%
%
%
J.P. Morgan International Finance Limited
%
%
%
J.P. Morgan Structured Products B.V.
%
%
%
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights
Proportion of instruments
Total of both
%
%
%
10. Other explanatory remarks:
Date
11 Jan 2024
11.01.2024 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.eqs-news.com
Siemens Energy AG specializes in the production and distribution of electricity and gas. The company also offers technical consulting and maintenance services for electrical installations. Net sales (including intragroup) break down by activity as follows:
- generation, transmission and distribution of electricity and gas (71.2%);
- design, construction, operation and maintenance of renewable energy production facilities (28.8%).
Net sales are distributed geographically as follows: Germany (8.2%), Europe/CIS/Middle East/Africa (39.3%), the United States (18.5%), America (13.6%), China (4.8%) and Asia and Australia (15.6%).
Siemens Energy AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution