UNITED COMPANY RUSAL ADR Monthly Return of Equity Issuer on Movements in SecuritiesFor the month ended (dd/mm/yyyy) :
31 December 2018
To: Hong Kong Exchanges and Clearing LimitedName of Issuer Date SubmittedUnited Company RUSAL Plc 2 January 2019
I. Movements in Authorised Share Capital
1. Ordinary Shares
486
Description :Ordinary SharesNo. of ordinary shares
Par value (State currency)
Authorised share capital (State currency)
Balance at close of preceding month
20,000,000,000
US$0.01
US$200,000,000
Increase/(decrease)
Nil
Nil
Balance at close of the month
20,000,000,000
US$0.01
US$200,000,000
(2) Stock code :N/A
Description :N/ANo. of ordinary shares
Par value (State currency)
Authorised share capital (State currency)
Balance at close of preceding month
N/A
N/A
N/A
Increase/(decrease)
N/A
N/A
Balance at close of the month
N/A
N/A
N/A
2. Preference SharesStock code :N/A
Description :N/ANo. of preference shares
(State currency)
Par valueAuthorised share capital (State currency)
Balance at close of preceding month
N/A
N/A
N/A
Increase/(decrease)
N/A
N/A
Balance at close of the month
3. Other Classes of Shares
N/A
N/A
N/AStock code :N/A
Description :N/ANo. of other classes of shares
(State currency)
Par valueAuthorised share capital (State currency)
Balance at close of preceding month
N/A
N/A
N/A
Increase/(decrease)
N/A
N/A
Balance at close of the month
N/A
N/A
N/ATotal authorised share capital at the end of the month (State currency) :
US$200,000,000
II. Movements in Issued Share CapitalNo. of ordinary shares
(1) (2)
Convertible preference sharesBalance as at close of
preceding month | 15,193,014,862 | N/A | N/A | N/A |
Increase/ (decrease) | ||||
during the month | N/A | N/A | N/A | N/A |
Balance at close of the | ||||
month | 15,193,014,862 | N/A | N/A | N/A |
No of
No. of other classes of sharesIII. Details of Movements in Issued Share Capital
Share Options (under Share Option Schemes of the Issuer) Particulars of share option scheme including EGM
approval date (dd/mm/yyyy) and class of shares issuable
Movement during the monthNo. of new shares of issuer issued during the month pursuant thereto
No. of new shares of issuer which may be issued pursuant thereto as at close of the month
GrantedExercisedCancelledLapsed
1. N/A
( / /
)
(Note 1)
2.
( / /
)
(Note 1)
3.
( / /
)
(Note 1)
Total A. (Ordinary shares)
Total funds raised during the month from exercise of options (State currency)
(Preference shares)
(Other class)
N/AN/A N/A N/A
Warrants to Issue Shares of the Issuer which are to be ListedDescription of warrantsCurrency of Nominal value at
(Date of expiry - dd/mm/yyyy) 1. N/A
nominal close of value preceding month
Exercised during the monthNominal value at close of the month
No. of new | No. of new |
shares of | shares of |
issuer issued | issuer which |
during the | may be issued |
month | pursuant |
pursuant | thereto as at |
close of the | |
month |
thereto
(
/ / )
Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)
(
/
/
)
2.
Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)
(
/
/
)
3.
(
/ / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)
(
/
/
)
4.
(
/ / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)
(
/
/
)Total B.
(Ordinary shares) (Preference shares)
(Other class)
N/A N/A N/A
Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)Class and description 1. N/A
Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy))
2.
Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)
3.
Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)
4.
Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)
Currency of amount outstanding
(
/
/
(
/
/
(
/
/
(
/
/Amount at close of preceding month
No. of new | No. of new |
shares of | shares of |
issuer issued | issuer which |
during the | may be issued |
month | pursuant |
pursuant | thereto as at |
thereto | |
Total C. (Ordinary shares) | N/A |
(Preference shares) | N/A |
(Other class) | N/A |
Converted during the month
)
)
)Amount at close of the month
)
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United Company RUSAL plc published this content on 02 January 2019 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 02 January 2019 09:28:05 UTC
