Traka Resources Limited
ABN: 63 103 323 173
23 January 2017
Company Announcements Office ASX Limited
PO Box H224 Australia Square SYDNEY NSW 2000
Appendix 3B: Issue of Shortfall Shares
Attached is an Appendix 3B relating to the issue of Shortfall Shares arising from the Company's Entitlement Offer pursuant to a prospectus dated 5 October 2016.
A total of 27,980,000 ordinary fully paid shares are to be issued to a mix of existing and new shareholders at a price of 2.2 cents per share to raise a total of $615,560 before costs of approximately $28,600.
Peter Ruttledge Company Secretary
Level 1, 43 Ventnor Avenue, West Perth, Western Australia 6005 PO Box 601, West Perth, Western Australia, 6872
Tel: +61 8 9322 1655 Fax: +61 8 9322 9144
Appendix 3B New issue announcement Appendix 3BRule 2.7, 3.10.3, 3.10.4, 3.10.5
New issue announcement, application for quotation of additional securities and agreementInformation or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 01/07/96 Origin: Appendix 5 Amended 01/07/98, 01/09/99, 01/07/00, 30/09/01, 11/03/02, 01/01/03, 24/10/05, 01/08/12, 04/03/13
Name of entity |
TRAKA RESOURCES LIMITED |
ABN |
63 103 323 173 |
We (the entity) give ASX the following information.
Part 1 - All issuesYou must complete the relevant sections (attach sheets if there is not enough space).
1 | +Class of +securities issued or to be issued | ORDINARY SHARES |
2 | Number of +securities issued or to be issued (if known) or maximum number which may be issued | 27,980,000 |
3 | Principal terms of the +securities (e.g. if options, exercise price and expiry date; if partly paid +securities, the amount outstanding and due dates for payment; if +convertible securities, the conversion price and dates for conversion) | Fully paid ordinary shares |
+ See chapter 19 for defined terms.
04/03/2013 Appendix 3B Page 1
Appendix 3B New issue announcement4 | Do the +securities rank equally in all respects from the +issue date with an existing +class of quoted +securities? If the additional +securities do not rank equally, please state:
| Yes - rank equally with existing ordinary fully paid shares |
5 | Issue price or consideration | 2.2 cents per share |
6 | Purpose of the issue (If issued as consideration for the acquisition of assets, clearly identify those assets) | Placement of Shortfall shares arising from Traka Resources Limited Entitlement Offer pursuant to a prospectus dated 5 October 2016 |
6a | Is the entity an +eligible entity that has obtained security holder approval under rule 7.1A? If Yes, complete sections 6b - 6h in relation to the +securities the subject of this Appendix 3B, and comply with section 6i | No |
6b | The date the security holder resolution under rule 7.1A was passed | Not applicable |
6c | Number of +securities issued without security holder approval under rule 7.1 | Not applicable |
+ See chapter 19 for defined terms.
Appendix 3B Page 2 04/03/2013
+ See chapter 19 for defined terms.
6d | Number of +securities issued with security holder approval under rule 7.1A | Not applicable | |
6e | Number of +securities issued with security holder approval under rule 7.3, or another specific security holder approval (specify date of meeting) | Not applicable | |
6f | Number of +securities issued under an exception in rule 7.2 | Not applicable | |
6g | If +securities issued under rule 7.1A, was issue price at least 75% of 15 day VWAP as calculated under rule 7.1A.3? Include the +issue date and both values. Include the source of the VWAP calculation. | Not applicable | |
6h | If +securities were issued under rule 7.1A for non-cash consideration, state date on which valuation of consideration was released to ASX Market Announcements | Not applicable | |
6i | Calculate the entity's remaining issue capacity under rule 7.1 and rule 7.1A - complete Annexure 1 and release to ASX Market Announcements | Not applicable | |
7 | +Issue dates Note: The issue date may be prescribed by ASX (refer to the definition of issue date in rule 19.12). For example, the issue date for a pro rata entitlement issue must comply with the applicable timetable in Appendix 7A. Cross reference: item 33 of Appendix 3B. | 23 January 2017 | |
Number | +Class | ||
8 | Number and +class of all +securities quoted on ASX (including the +securities in section 2 if applicable) | 284,627,018 | Ordinary Shares |
04/03/2013 Appendix 3B Page 3
Traka Resources Limited published this content on 23 January 2017 and is solely responsible for the information contained herein.
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