EQS Voting Rights Announcement: tonies SE
tonies SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

10.07.2024 / 18:00 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.

NOTIFICATION OF MAJOR HOLDINGS 

  

  1.      Identityoftheissuerortheunderlyingissuerofexistingsharesto which voting rights are attachedii:

tonies SE

 

2.     Reason for the notification:

An acquisition or disposal of voting rights

 

3.     Details of person subject to the notification obligationiv:

Name: Alexander Kudlich

 

4.     Full name of shareholder(s)v:

N/A

5.     Date on which the threshold was crossed or reachedvi:

2024-07-01

6.     Total positions of person(s) subject to the notification obligation:

 

  % of voting rights attached to shares (total of 7.A) % of voting rights through financial instruments (total of 7.B.1 + 7.B.2) Total of both in % (7.A + 7.B) Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached 
3.42		 
4.36		 
7.78		 
126,847,586
Position of previous notification (if applicable) 5.12 4.36 9.48 -

 

  1.     Notifieddetailsoftheresultingsituationonthedateonwhichthe threshold was crossed or reachedviii:

A: Voting rights attached to shares

 

Class/type of shares (ISIN code if possible) Number of voting rights directix  Number of voting rights indirectix  % of voting rights directix  % of voting rights indirectix 
Class A Shares (LU2333563281) 0 4,344,659 0.00 3.42
SUBTOTAL A (Direct & Indirect) 4,344,659 3.42

 

B.1: Financial Instruments according to Art. 12(1)(a) of the Transparency Law

 

Type of financial instrument Expiration datex  Exercise/ Conversion Periodxi  Number of voting rights that may be acquired if the instrument is exercised/ converted  % of voting rights 
N/A

 

B.2: Financial Instruments with similar economic effect according to Art. 12(1)(b) of the Transparency Law

 

Type of financial instrument Expiration datex  Exercise/Conversion Periodxi  Physical or cash settlementxii  Number of voting rights  % of voting rights 
Warrants 2026-05-04 See Section 10 PHYSICAL 5,535,572 4.36
SUBTOTAL B.2 5,535,572 4.36

 

8.          Information in relation to the person subject to the notification obligation:

Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv:

See Separate organisational chart attached to the present notification.

 

 
N
°		  
 
Namexv		 % of voting rights held by ultimate controlling person or entity or held directly by any subsidiary if it equals or is higher than the notifiable threshold % of voting rights through financial instruments held by ultimate controlling person or entity or held directly by any subsidiary if it equals or is higher than the notifiable threshold  
Total of both		  
Directly controlled by (use number(s) from 1st column)
N/A

 

9.     In case of proxy voting:

N/A

 

10.        Additional informationxvi:

The expiration date of the warrants will be the close of trading on the Frankfurt Stock Exchange on the earliest of (i) the first business day immediately following the 5th anniversary of the admission date (i.e. 30/04/2021), or

(ii) the date of liquidation of the issuer, or (iii) the redemption date (if any) of the warrants in accordance with

 

the terms and conditions of the warrants. Regarding the chain of control, please note that TEIXL Investments GmbH, an entity wholly owned by Alexander Kudlich, is a managing limited partner of 468 SPAC Sponsors GmbH & Co. KG and as such it is empowered to manage and represent individually 468 SPAC Sponsors GmbH & Co. KG. Regarding the chain of control, please note that TEIXL Investments GmbH is also a managing limited partner of FLA Invest GmbH & Co. KG and as such it is empowered to manage and represent individually FLA Invest GmbH & Co. KG.

 

Notes

i Please note that national forms may vary due to specific national legislation (Article 3(1a) of Directive 2004/109/EC) as for instance the applicable thresholds or information regarding capital holdings.

ii Fullnameofthelegalentityandfurtherspecificationoftheissuerorunderlyingissuer,provideditisreliableandaccurate(e.g. address, LEI, domestic number identity).

iii Otherreasonforthenotificationcouldbevoluntarynotifications,changesofattributionofthenatureoftheholding(e.g.expiringof financial instruments) or acting in concert.

iv This should be the full name of (a) the shareholder; (b) the natural person or legal entity acquiring, disposing of or exercising voting rights in the cases provided for in Article 9 (b) to (h) of the Transparency Law; or (c) the holder of financial instruments referred to in Article 12(1) of the Transparency Law.

As the disclosure of cases of acting in concert may vary due to the specific circumstances (e.g. same or different total positions of the parties, entering or exiting of acting in concert by a single party) the standard form does not provide for a specific method how to notify cases of acting in concert.

In relation to the transactions referred to in points (b) to (h) of Article 9 of the Transparency Law, the following list is provided as indication of the persons who should be mentioned:

  • inthecircumstancesforeseen inletter(b)ofArticle9ofthatLaw,thenaturalpersonorlegalentity thatacquiresthevoting rightsandisentitledtoexercisethemundertheagreementandthenaturalpersonorlegalentitywhoistransferring temporarilyforconsiderationthevotingrights;
  • in the circumstances foreseen in letter (c) of Article 9 of that Law, the natural person or legal entity holding the collateral, provided the person or entity controls the votingrights anddeclares its intention of exercisingthem, and natural person or legalentitylodgingthecollateralundertheseconditions;
  • inthecircumstancesforeseeninletter(d)ofArticle9ofthatLaw,thenaturalpersonorlegalentitywhohasalifeinterestin sharesifthatpersonorentityisentitledtoexercisethevotingrightsattachedtothesharesandthenaturalpersonorlegal entitywhoisdisposingofthevotingrightswhenthelifeinterestiscreated;
  • inthecircumstancesforeseeninletter(e)ofArticle9ofthatLaw,thecontrollingnaturalpersonorlegalentityand,provided ithasanotificationdutyatanindividuallevelunderArticle8,underletters(a)to(d)ofArticle9ofthatLaworundera combinationofanyofthosesituations,thecontrolledundertaking;
  • inthecircumstancesforeseeninletter(f)ofArticle9ofthatLaw,thedeposittakeroftheshares,ifhecanexercisethe votingrightsattachedtothesharesdepositedwithhimathisdiscretion,andthedepositorofthesharesallowingthedeposit takertoexercisethevotingrightsathisdiscretion;
  • inthecircumstancesforeseeninletter(g)ofArticle9ofthatLaw,thenaturalpersonorlegalentitythatcontrolsthevoting rights;
  • inthecircumstancesforeseeninletter(h)ofArticle9ofthatLaw,theproxyholder,ifhecanexercisethevotingrightsathis discretion, and the shareholder who has given his proxy to the proxy holder allowing the latter to exercise the voting rightsat his discretion (e.g. management companies).

v Applicable in the cases provided for in Article 9 (b) to (h) of the Transparency Law. This should be the full name of the shareholder whois the counterparty to the natural person or legalentity referred to inArticle 9ofthat Law unless the percentage ofvoting rights held by the shareholder is lower than the 5% threshold for the disclosure of voting rights holdings (e.g. identification of fundsmanaged by management companies).

vi The date on which threshold is crossed or reached should be the date on which the acquisition or disposal took place or the other reason triggered the notification obligation. For passive crossings, the date when the corporate event took effect.

vii The total number of voting rights shall be composed of all the shares, including depository receipts representing shares, to which voting rights are attached even if the exercise thereof is suspended.

viii Iftheholdinghasfallenbelowthe5%threshold,pleasenotethatitisnotnecessarytodisclosetheextentoftheholding,onlythat thenewholdingisbelowthatthreshold.

ix In case of combined holdings of shares with voting rights attached 'direct holding' and voting rights 'indirect holding', please split the voting rights number and percentage into the direct and indirect columns – if there is no combined holdings, please leave the relevant box blank.

x Dateofmaturity/expirationofthefinancialinstrumenti.e.thedatewhenrighttoacquiresharesends.

xi Ifthefinancialinstrumenthassuchaperiod–pleasespecify thisperiod– forexampleonceevery 3monthsstarting from [date].

 

xii In case of cash settled instruments the number and percentages of voting rights is to be presented on a delta-adjusted basis (Article 12(2) of the Transparency Law).

xiii If the person subject to the notification obligation is either controlled and/or does control another undertaking then the second option applies.

xiv The full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity also has to be presented in the cases in which only on subsidiary level a threshold is crossed or reached and the subsidiary undertaking discloses the notification as only then the market always gets the full picture of the group holdings. In case of multiple chains through which the voting rights and/or financial instruments are effectively held the chains have to be presented chain by chain leaving a row free between differentchains(e.g.:A,B,C,freerow,A,B,D,free row,A,E,Fetc.).Numbersshallbeattributed toallpersonsorentities within the group in column 1in orderto allow aclear indication of the controlstructurein column 6.Thenamesof allundertakings of thecontrolchainshallbeprovidedincolumn2,evenifthenumberofthedirectlyheldvotingrightsand/orfinancialinstrumentsisnot equalorhigherthanthenotifiablethreshold.Columns3&4shallindicatetheholdingsofthosepersonsorentitiesdirectlyholdingthe votingrightsand/orfinancialinstrumentsiftheholdingisequalorhigherthanthenotifiablethreshold.

xv The names of controlled undertakings through which the voting rights and/or financial instruments are effectively held have to be presentedirrespectivelywhetherthecontrolledundertakingscrossorreachthelowestapplicablethresholdthemselves.

xvi Example:Correctionofa previous notification.

 

 

Attachmentto

 

8.(Fullchainofcontrolledundertakingsstartingwiththeultimatecontrollingnaturalpersonorlegalentity)

 

No. Name % of voting rights held by ultimate controlling person or entity or held directly by any subsidiary if it equals or is higher than the notifiable threshold % of voting rights through financial instruments held by ultimate controlling person or entity or held directly by any subsidiary if it equals or is higher than the notifiable threshold Total of both Directly controlled by
1 Alexander Kudlich - - - -
2 TEIXL
Investments GmbH		 - - - 1
3 468 SPAC
Sponsors GmbH & Co.
KG		 - - - 2
           
1 Alexander Kudlich - - - -
2 TEIXL
Investments GmbH		 - - - 1
4 FLA Invest GmbH & Co.
KG		 - - - 2

 

 


10.07.2024 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.eqs-news.com

Language: English
Company: tonies SE
9 rue de Bitbourg
1273 Luxembourg
Germany

 
End of News EQS News Service

1943529  10.07.2024 CET/CEST

fncls.ssp?fn=show_t_gif&application_id=1943529&application_name=news&site_id=zonebourse_com~~~71435185-72e2-4ff3-98c0-1866a1714c4a