Facsimile NOAURA
Nomura Australia Ltd
Level 41, Governor Phillip Tower
Sydney NSW 2000
Australkal
Telephone Facsimile Website
+61 2 80628000
+61 2 8062 8362
www,nomura,c:omTo ASX Company Announcements Office
Fax 1300 135 638
From Tel Email
Page 1 of
Nomura Australia Ltd
02 8062 8112
Compllance_au-ap@ncmura.com
3
Department Compliance
Date 13 July 2017
Please find attached a Form 604 from Nomura Australia Limited on behalf of itself and Its affiliates in respect of Its relevant Interest In SUMATRA COPPER & GOLD PLC.
Regards
Nomura Australia Ltd
Pracy ard confidentiality notice
The lntormatlon contained In this facsimile Is lnterdec:I for the narred rec;lplenta only. It may contain certain prlvll(lgOd i)j"rj COJ"lfl®n1,;il lnformatlQn. It you are not the Intended roclplent you must not copy, distribute or tuko any rn:;tlon In rnlilCO Ol"l It. ir you hvo receiveo thl:i rac:11m11e In error please notify us ln'lr'!'iodli'.l!t'IIY,
Nomura AuMr ll;'.1 Llmltod Reowi;:,ted by tho Au:'.!lr;:iu;:in Seewriues .'."ll"ld lrivestr,ient Comm1s.s.1on, FefllfitereQ Ornce; eve1 is, OoverrQr n1111p lower, 1 r-arrer F'lace, Sydney NSW coo
A member of tile Nomura group of campanlea.
Class cf securilies (4) | Previous nollee | Present notic | e | |||
Person's votes | I | Voling power (5) | Person's votes I Voting power (5) | |||
Chess Deposllory Interest | 210,950,798 | I | 16.58% | 210,950,798 | 1 | 10.86% |
Date of | Person whose | Nature of change | Consideration | Class and | Person's votes |
change | relevant interest changed | (6) | given In relallon to change (7) | number of securities | affected |
affected | |||||
10/07/20 | Nomura Special | Dilulion due 10 | 210,950,796 | 21 o.950,798 Chess | |
Investments | Chess | ||||
17 | Singapore Pte | placement | Depository | Oposltory Interests | |
Ltd | lnt!lr!lsts | ||||
10/07/20 17 | Nomura Holdings Inc. and Its Subsidiaries | Dilullon due to placement | 210,950,7ea Chess Depository Interests | 21 o,950,798 Chess Depository Interests |
Holder of relevant interest | Registered holder of securities | Person entitled to be registered as holder (6) | Nature of relevant interesl (6) | Ciaos and number of securlties | Prson's votes |
Nomura Special Investments Singapore Pte Ltd | Nomura Special Investments Singapore Pte Ltd | Nomura Special Investments Singapore Pte Ltd | Registered Holder | 210,950,798 Chess Depository Interests | 210,950,798 Chess Depository Interests |
Nomura Holdings Inc. and Its Subsidiaries | Nomura Special Investments Singapore Pto Ltd | Nomura Special Investments Singapore Pte Ltd | Relevant interest under subsection 6718(4) of the Cotpotatlon Act 2001 | 210,950,798 Chess Depository Interests | 210,950,798 Chess Depository Interests |
604 ooae 112
15 Julv 2001
Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder | |
To Company Name/Scheme ACNIARSN 1. Details of substantial holder(1) Name ACN/ARSN (If applicable) | SUMATRA COPPER & GOLO PLC |
ARBN 136 694 267 | |
Nomura Australia Ltd for and on behalf of Nomura Holdings lne. and its subsidiaries, including Nomura Special Investments Slncaccre Pte Ltd | |
003 032513 | |
There was a change In the interests of the substantial holder on 10/07/2017 The previcus nctice was given to the company on 0110212017 The previous nollee was dated 30/0112017 2. Previous and present voting pcwor The lotal number of votes atlachod to all lhe voling shares in the company or voting Interests In the scheme that the substanlial holder or an associate (i) had a relevant interest (3) in when last required, and when now roqulrod, tc give a substanlial holding nollce to the company or scheme, are as follows:
Partil;:1,1lars Qf aac:h change in, or change in the nature of, a relevant Interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substanlial holding nollce to the company are as follows: Particulars of each relevant interest of the substantial holder In voting securities after the change are as follows: |
604 a e 212 15 Jul 2001
s. Changes In association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature cf their association (9) with, the substantialholder in relation to voting interests in the company or scheme are as follows:
Name and ACNIARSN Iiiaocllcable | Nature of association |
6. Addresses
The addresses of persons named in this form are as follows:
Name | Address | |
Nomura Australia Ltd | t..evel 411 Governor Philip lower, 1 Farrer Place, Sydney NSW Australia | |
Nomura Holdings Inc:. | 1-9-1 Nlhonbashl, Chuo-ku, Tokyo 103-8645 Japan | |
Nomura Special Investment Singapore Pte Ltd | 10 Marina Boulevard #36-01 Marina Bay Financial Centre, Singapore |
print name _D_a_vi_d_C_u_m_m_·_,ns_ ,_ap_a_c_lt'-y--_A_u_th_o_ri_s_ed S_ig_n_•_to_ry---1
sign here
date 13/07/2017
DIREC,IONS
(I) If there are a number of substantial holders with similar or related relevant Interests (eg. a i;orporatlon and its related corporations, or the manager and trustee of an equity trust), the names could be Included In an annexure to tho form. If the relevant interests of a group of persons are essentially similar, they may be referred to throushout the form as a specifically named group If the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
Seo tho definition of "associate" in section 9 of the Corporations Ai;t 001,
Sao tho definition of "relevant interest" in sections 608 and 6719(7) of the Corporations Act 2001.
The voling shares of a company constitute one class unless divided Into separate classes.
(S) The person's votes divided by the total votes In the body corporate or schema multiplied by 100.
Include details of:
any relevant agreement or other circumstances b•cause of which the change in relevant Interest occurred. If subsection 6718(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, schema or arrangement, must accompany this form, together with a written statement i;ertlfylns this contract, scheme or
arrang-,ment; and
any qualification of the power of a person to exercise, control the exercise of, or Influence the exercise of, the voting powers or disposal of the securities to which the relevant Interest relates (Indicating clearly the particular securities to which the qualification applies),
See the definition of "relevant agreement" In section 9 of the Corporations Act 2001.
(7) Details of the consideration must Include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be lnclud•d even if the benefit is conditional on the happening or not of a contingency. Details must be Included of any benefit paid on behalf of the substantial holder or its associate In relation to the acquisitions, even If they are not paid directly to the person from whom the relevant Interest was acquired.(8) If the substantial holder ls unable to determine the identify of the person (eg. If the relevant Interest arises because of an option) write "unknown".
(9) Give details1 if appropriate, cf the present association and any change In that association since the last substantial holdIng notice.
Sumatra Copper & Gold plc published this content on 13 July 2017 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 13 July 2017 02:09:05 UTC.
Original documenthttp://www.sumatracoppergold.com/_literature_230772/Change_in_substantial_holding
Public permalinkhttp://www.publicnow.com/view/8010D56D1E4FA58434D4B211808D56944A4AC0C3