Application for quotation of +securities
Announcement Summary
For personal use only
Entity name
PENDAL GROUP LIMITED
Announcement Type
New announcement
Date of this announcement
Friday February 18, 2022
The +securities to be quoted are:
+Securities previously issued under an +employee incentive scheme where the restrictions on transfer have ceased or are about to cease
Total number of +securities to be quoted
ASX +security | Number of +securities to | ||
code | Security description | be quoted | Issue date |
PDL | ORDINARY FULLY PAID | 471,603 | 18/02/2022 |
Refer to next page for full details of the announcement
Application for quotation of +securities | 1 / 6 |
Application for quotation of +securities
Part 1 - Entity and announcement details
For personal use only
1.1 Name of entity
PENDAL GROUP LIMITED
We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.
1.2 | Registered number type | Registration number |
ABN | 28126385822 | |
1.3 | ASX issuer code | |
PDL |
- The announcement is New announcement
- Date of this announcement
18/2/2022
Application for quotation of +securities | 2 / 6 |
Application for quotation of +securities
Part 2 - Type of Issue
For personal use only
2.1 The +securities to be quoted are:
+Securities previously issued under an +employee incentive scheme where the restrictions on transfer have ceased or are about to cease
2.2 The +securities to be quoted are:
Additional +securities in a class that is already quoted on ASX ("existing class")
Application for quotation of +securities | 3 / 6 |
Application for quotation of +securities
Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an Appendix 3B
For personal use only
Additional +securities to be quoted in an existing class as a result of transfer restrictions ceasing on an existing class
FROM (Existing Class)
ASX +security code and description
No security currently exists
FROM (Existing Class) +Security description
FLE entitlements to convert revenue from an investment strategy into PDL shares over time.
TO (Existing Class)
ASX +security code and description
PDL : ORDINARY FULLY PAID
Please state the number of +securities previously issued under the | And the date the restrictions on |
+employee incentive scheme where the restrictions on transfer have ceased | transfer have ceased or will cease |
or are about to cease | |
471,603 | 31/12/2026 |
Issue date
18/2/2022
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class?
Yes
Application for quotation of +securities | 4 / 6 |
Application for quotation of +securities
Issue details
For personal use only
Number of +securities to be quoted
471,603
Are the +securities being issued for a cash consideration?
No
Please describe the consideration being provided for the +securities
The securities are being issued under the Fund Linked Equity Scheme Plan Rules (the FLE Program) following an exercise of rights by fund managers. See pg 41 of the PDL 2021 Annual Report.
Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the +securities to be quoted
5.901000
Any other information the entity wishes to provide about the +securities to be quoted
Securities will vest as follows: 94,323 on 31 Dec 2022, 94,320 on 31 Dec 2023, 94,320 on 31 Dec 2024, 94,320 on 31 Dec 2025, 94,320 on 31 Dec 2026
Application for quotation of +securities | 5 / 6 |
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Pendal Group Limited published this content on 18 February 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 18 February 2022 03:00:07 UTC.