Item 8.01 Other Events OnJanuary 8, 2021 ,Ocugen, Inc. (the "Company") received formal notification (the "Notification") fromThe Nasdaq Stock Market LLC ("Nasdaq") confirming that the Company has regained compliance with Listing Rule 5550(a)(2), which requires that the Company's common stock maintain a minimum bid price of at least$1.00 per share, and that the matter is now closed. A press release issued by the Company onJanuary 8, 2021 regarding the Notification is filed herewith as Exhibit 99.1 to this Current Report on Form 8-K and incorporated herein by reference. Item 9.01 Financial Statements and Exhibits The following exhibit is being filed herewith: (d) Exhibits Exhibit No. Document 99.1 Press Release ofOcugen, Inc. datedJanuary 8, 2021 . 1
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