Item 5.02. Departure of Directors or Certain Officers; Election of Directors;
Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
At an Annual Meeting of Stockholders of
The Amended 2019 Plan became effective immediately upon approval by NTIC's
stockholders and will expire on
The foregoing summary of the amendments reflected in the Amended 2019 Plan does
not purport to be complete and is qualified in its entirety by reference to the
text of the Amended 2019 Plan, which is filed as Exhibit 10.1 to this Current
Report on Form 8-K and incorporated herein by reference. A more detailed summary
of the Amended 2019 Plan can be found in NTIC's definitive proxy statement for
its Annual Meeting of Stockholders held on
Item 5.07. Submission of Matters to a Vote of Security Holders.
On
At the 2021 Annual Meeting, NTIC's stockholders considered four proposals, each
of which is set forth below and described in more detail in NTIC's definitive
proxy statement for the 2021 Annual Meeting filed with the
The final results of NTIC's stockholder vote at the 2021 Annual Meeting on each proposal brought before NTIC's stockholders were as follows:
Proposal The eight director nominees proposed by the Board were elected to serve as No. 1 - members of the Board until the next annual meeting of stockholders and until
their respective successors have been duly elected and qualified by the following final voting results: Votes For Votes Withheld Broker Non-Votes Nancy E. Calderon 4,598,719 83,709 1,708,343 Sarah E. Kemp 4,578,602 103,826 1,708,343 Soo-Keong Koh 4,578,982 103,446 1,708,343 Sunggyu Lee, Ph.D. 4,579,133 103,295 1,708,343 G. Patrick Lynch 4,603,137 79,291 1,708,343 Ramani Narayan, Ph.D. 4,599,219 83,209 1,708,343 Richard J. Nigon 4,561,394 121,034 1,708,343
Proposal The compensation of NTIC's named executive officers, as disclosed in NTIC's No. 2 - proxy statement, was approved, on an advisory basis, by the following final
voting results: Votes For Votes Against Votes Abstained Broker Non-Votes 4,587,863 83,822 10,743 1,708,343
Proposal The ratification of the selection of
August 31, 2021 was approved by the following final voting results: Votes For Votes Against Votes Abstained Broker Non-Votes 6,316,949 9,901 63,921 N/A
Proposal The Northern Technologies International Corporation Amended and Restated No. 4 - 2019 Stock Incentive Plan was approved by the following final voting
results: Votes For Votes Against Votes Abstained Broker Non-Votes 4,548,105 125,921 8,402 1,708,343
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits. Exhibit No. Description 10.1 Northern Technologies International Corporation Amended and Restated 2019 Stock Incentive Plan (filed herewith) 104 The Cover Page from this Current Report on Form 8-K, Formatted as Inline XBRL.
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