Nordex SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
January 02, 2024 at 11:20 am EST
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EQS Voting Rights Announcement: Nordex SE
Nordex SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
02.01.2024 / 17:18 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
Name:
Nordex SE
Street:
Erich-Schlesinger-Straße 50
Postal code:
18059
City:
Rostock Germany
Legal Entity Identifier (LEI):
529900HVDYCUWVD0OE76
2. Reason for notification
X
Acquisition/disposal of shares with voting rights
Acquisition/disposal of instruments
Change of breakdown of voting rights
Other reason:
3. Details of person subject to the notification obligation
Legal entity: UBS Group AG City of registered office, country: Zurich, Switzerland
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
UBS AG
5. Date on which threshold was crossed or reached:
27 Dec 2023
6. Total positions
% of voting rights attached to shares (total of 7.a.)
% of voting rights through instruments (total of 7.b.1 + 7.b.2)
Total of both in % (7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New
4.90 %
1.60 %
6.51 %
236,450,364
Previous notification
5.02 %
1.58 %
6.60 %
/
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN
Absolute
In %
Direct (Sec. 33 WpHG)
Indirect (Sec. 34 WpHG)
Direct (Sec. 33 WpHG)
Indirect (Sec. 34 WpHG)
DE000A0D6554
0
11,591,541
0.00 %
4.90 %
Total
11,591,541
4.90 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument
Expiration or maturity date
Exercise or conversion period
Voting rights absolute
Voting rights in %
Right to recall lent shares
At any time
1,447,750
0.61 %
Right of use over shares
At any time
98,688
0.04 %
Total
1,546,438
0.65 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument
Expiration or maturity date
Exercise or conversion period
Cash or physical settlement
Voting rights absolute
Voting rights in %
Convertible bonds (DE000A351MA2)
14/04/2030
14/04/2023 -30/03/2030
Physical
1,849,968
0.78 %
Right to recall convertible bonds (DE000A351MA2)
-
At any time
Physical
120,788
0.05 %
Right of use over convertible bonds (DE000A351MA2)
-
At any time
Physical
12,715
0.01 %
Put option
20/12/2024
Physical
260,000
0.11 %
Total
2,243,471
0.95 %
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
Name
% of voting rights (if at least 3% or more)
% of voting rights through instruments (if at least 5% or more)
Total of both (if at least 5% or more)
UBS Group AG
%
%
%
UBS AG
4.70 %
%
5.14 %
UBS Switzerland AG
%
%
%
-
%
%
%
UBS Group AG
%
%
%
UBS AG
4.70 %
%
5.14 %
UBS Asset Management AG
%
%
%
UBS Asset Management Holding (No. 2) Ltd
%
%
%
UBS Asset Management Holding Ltd
%
%
%
UBS Asset Management (UK) Limited
%
%
%
-
%
%
%
UBS Group AG
%
%
%
UBS AG
4.70 %
%
5.14 %
UBS Asset Management AG
%
%
%
UBS Fund Management (Luxembourg) SA
%
%
%
-
%
%
%
UBS Group AG
%
%
%
UBS AG
4.70 %
%
5.14 %
UBS Asset Management AG
%
%
%
UBS Asset Management Switzerland AG
%
%
%
UBS Fund Management (Switzerland) AG
%
%
%
-
%
%
%
UBS Group AG
%
%
%
UBS AG
4.70 %
%
5.14 %
UBS Americas Holding LLC
%
%
%
UBS Americas Inc.
%
%
%
UBS Securities LLC
%
%
%
-
%
%
%
UBS Group AG
%
%
%
Credit Suisse AG
%
%
%
Credit Suisse International
%
%
%
-
%
%
%
UBS Group AG
%
%
%
Credit Suisse AG
%
%
%
Credit Suisse (Schweiz) AG
%
%
%
-
%
%
%
UBS Group AG
%
%
%
Credit Suisse AG
%
%
%
Credit Suisse Asset Management International Holding Ltd
%
%
%
Credit Suisse Asset Management & Investor Services (Schweiz) Holding AG
%
%
%
Credit Suisse Funds AG
%
%
%
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights
Proportion of instruments
Total of both
%
%
%
10. Other explanatory remarks:
Date
02 Jan 2024
02.01.2024 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.eqs-news.com
Nordex SE is a Germany-based holding company that, along with its subsidiaries, develops, manufactures and distributes wind power systems, specializing in wind turbines, in Germany and other countries. Under the Nordex brand, the Company offers wind turbines Nordex N90/2500, N100/2500 and N117/2400. In addition to the development and production of wind power systems, the Company also provides preliminary project development services to support marketing, as well as acquires rights and creates the infrastructure required to construct wind power systems at suitable locations. The Company is active in project development in almost four markets: France, Poland, Sweden and America. The Company has offices and subsidiaries throughout the whole world and production facilities in Germany, China and the United States. The Company holds stake in other companies, including Beebe Wind LLC, Big Berry Wind Farm LLC, Flat Rock Wind LLC and Green Hills Wind LLC, among others.