Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme | Middle Island Resources Ltd (MDI) | |||
ACN/ARSN | 142 361 608 | |||
1. Details of substantial holder (1) | ||||
Name | Regal Funds Management Pty Limited and its associates | |||
(see Annexure 1) | ||||
ACN/ARSN (if applicable) | - | |||
There was a change in the interests of the substantial holder on | 17/07/2023 | |||
The previous notice was given to the company on | 7/06/2022 | |||
The previous notice was dated | 3/06/2022 | |||
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Previous notice | Current notice | ||
Class of securities (4) | |||
Person's votes | Voting power | Voting power (5) | |
Person's votes | |||
(5) |
ORDINARY | 8,108,886 6.62% | 7,049,444 | *5.01% |
*The % substantial is based on the shares on issue of 140,658,222 as disclosed by the Company on 17-07-2023.
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Holder of relevant interest
Date of acquisition
Consideration (9)
Class and number of securities
See Annexure 2
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Person entitled to be registered as | Nature of relevant | Class and | Person's | ||
Holder of relevant interest | Registered holder of securities | number of | |||
holder (8) | interest (6) | votes | |||
securities | |||||
Power to control the | |||||
Regal Funds Management | UBS NOMINEES PTY LTD | UBS AG, AUSTRALIA BRANCH | exercise of a power | 302,984 | 302,984 |
Pty Ltd and its associates | to dispose of | ORDINARY | |||
securities | |||||
Power to control the | |||||
Regal Funds Management | MERRILL LYNCH (AUS) NOMINEES PTY | MERRILL LYNCH | exercise of a power | 6,446,460 | 6,446,460 |
Pty Ltd and its associates | LTD | INTERNATIONAL LIMITED | to dispose of | ORDINARY | |
securities | |||||
Power to control the | |||||
Regal Funds Management | J.P. MORGAN PRIME NOMINEES LTD | J.P MORGAN SECURITIES PLC | exercise of a power | 300,000 | 300,000 |
Pty Ltd and its associates | to dispose of | ORDINARY | |||
securities |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) | Nature of association |
100% OWNER OF REGAL FUNDS MANAGEMENT PTY
REGAL PARTNERS LIMITED
6. Addresses
LIMITED
The addresses of persons named in this form are as follows:
Name | Address |
REGAL FUNDS MANAGEMENT PTY LIMITED | LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY |
NSW 2000 | |
REGAL PARTNERS LIMITED | LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY |
NSW 2000 | |
Signature
print name | Kenny Ho | capacity | Company Secretary | |||||||||
sign here | date | 19/07/2023 | ||||||||||
Annexure 1 | ||||||||||||
Details of Substantial Holders | ||||||||||||
ACN | Name | |||||||||||
107 576 821 | REGAL FUNDS MANAGEMENT PTY LIMITED | |||||||||||
129 188 450 | REGAL PARTNERS LIMITED | |||||||||||
Annexure 2 | ||||||||||||
Changes in Relevant Interests | ||||||||||||
Consideration | Number of | Persons | ||||||||||
Nature of | given in relation | securities | Class of | votes | ||||||||
Date | Person whose relevant interest changed | Change | to change | affected | securities | affected | ||||||
Regal Funds Management Pty Limited (and Regal | ||||||||||||
Partners Limited by virtue of control of Regal Funds | ||||||||||||
7/12/2022 | Management Pty Limited) | Sell | 5535.43 | 104442 | Ordinary | 104442 | ||||||
Regal Funds Management Pty Limited (and Regal | ||||||||||||
Partners Limited by virtue of control of Regal Funds | ||||||||||||
5/06/2023 | Management Pty Limited) | Sell | 1831.50 | 55000 | Ordinary | 55000 | ||||||
Regal Funds Management Pty Limited (and Regal | ||||||||||||
Partners Limited by virtue of control of Regal Funds | ||||||||||||
26/06/2023 | Management Pty Limited) | Sell | 6600.00 | 300000 | Ordinary | 300000 | ||||||
Regal Funds Management Pty Limited (and Regal | ||||||||||||
Partners Limited by virtue of control of Regal Funds | ||||||||||||
3/07/2023 | Management Pty Limited) | Sell | 12060.00 | 600000 | Ordinary | 600000 | ||||||
Regal Funds Management Pty Limited (and Regal | ||||||||||||
Partners Limited by virtue of control of Regal Funds | Holding diluted due to the issue of 18,240,000 shares on the 17th of July, 2023. | |||||||||||
17/07/2023 | Management Pty Limited) | |||||||||||
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Disclaimer
Middle Island Resources Limited published this content on 19 July 2023 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 20 July 2023 00:37:10 UTC.