For personal use only
24 February 2022
KTIG Limited
By electronic lodgement
Please find enclosed a 604 Notice of Change of Interest of Substantial Holder.
This notice includes an amount not directly held by the Fund in a CFD account. This amount not directly held has not previously been included on the notices lodged.
604 page 1/2 15 July 2001
ToCompany Name/Scheme
ACN/ARSN | K-TIG Limited | ||||||
1. Details of substantial holder(1) | 28 158 307 549 | ||||||
only | |||||||
Name | |||||||
ACN/ARSN (if applicable) | Alium Alpha Fund | ||||||
46 698 796 914 | |||||||
There was a change in the interests of the | |||||||
ubstantial holder on | / | / | |||||
04 | / | 10 | 21 | ||||
The previous notice was given to the company on | / | ||||||
The previous notice was dated | 06 / | 09/ | 21 | ||||
use | 06 | 09 | 21 | ||||
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Class of securities (4) | Previous notice | Present notice | |||||||||||||||||||
Person's votes | Voting power (5) | Person's votes | Voting power (5) | ||||||||||||||||||
personal | Ordinary Fully Paid | 18,211,616 | 10.77% | 25,849,801 | 15.29% | ||||||||||||||||
3. Changes in relevant interests | |||||||||||||||||||||
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the | |||||||||||||||||||||
substantial holder was last required to give a substantial holding notice to the company or scheme are as follows: | |||||||||||||||||||||
Date of | Person whose | Nature of | Consideration | Class and | Person's votes | ||||||||||||||||
change | relevant interest | change (6) | given in relation | number of | affected | ||||||||||||||||
changed | to change (7) | securities | |||||||||||||||||||
affected | |||||||||||||||||||||
04/10/2021 | Alium Alpha Fund | Inclusion of Swap position | 7,638,185 | 4.52% | |||||||||||||||||
04/10/2021 | Alium Capital Management | Inclusion of swap position | 7,638,185 | 4.52% | |||||||||||||||||
Pty Ltd | |||||||||||||||||||||
4. Present relevant interests | |||||||||||||||||||||
ForParticulars of each relevant interest of the substantial holder in voting securities after the change are as follows: | |||||||||||||||||||||
Holder of | Registered | Person entitled | Nature of | Class and | Person's votes | ||||||||||||||||
relevant | holder of | to be registered | relevant | number of | |||||||||||||||||
interest | securities | as holder (8) | interest (6) | securities | |||||||||||||||||
Dempsey Capital Pty Ltd | Dempsey Capital Pty Ltd ATF | Beneficial Owner | 25,849,801 | 15.29% | |||||||||||||||||
ATF Alium Alpha Fund | |||||||||||||||||||||
Alium Alpha Fund | |||||||||||||||||||||
Dempsey Capital Pty Ltd ATF | Dempsey Capital Pty Ltd ATF | HSBC Custody Nominees | Custodian | 19,820,325 | 11.72% | ||||||||||||||||
Alium Alpha Fund | Alium Alpha Fund | (Australia) Limited | |||||||||||||||||||
Dempsey Capital Pty Ltd ATF | CGS-CIMB Securities (Singpaore) | CGS-CIMB Securities (Singapore) | Equity Swap Provider | 6,029,476 | |||||||||||||||||
Alium Alpha Fund | 3.57% | ||||||||||||||||||||
Pte. Ltd | Pte.Ltd | ||||||||||||||||||||
604 page 2/2 15 July 2001
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) | Nature of association |
only | ||||||||||
Addresses | ||||||||||
6. | ||||||||||
The addresses of persons named in this form are as follows: | ||||||||||
Name | Address | |||||||||
Alium Capital Management Pty Ltd | L2, 139 Macquarie St, Sydney, NSW, 2000 | |||||||||
Dempsey Capital Pty Ltd ATF Alpium Alpha | Fund | L2, 139 Macquarie St, Sydney, NSW, 2000 | ||||||||
use | ||||||||||
Signature | ||||||||||
print name | capacity | |||||||||
Michael Considine | Director | |||||||||
sign here | date | / | / | |||||||
13 | 01 | 2022 | ||||||||
personal | ||||||||||
arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and | ||||||||||
DIRECTIONS | ||||||||||
(1) | If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an | |||||||||
equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to | ||||||||||
throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the | ||||||||||
form. | ||||||||||
(2) | See the definition of "associate" in section 9 of the Corporations Act 2001. | |||||||||
(3) | See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. | |||||||||
(4) | The voting shares of a company constitute one class unless divided into separate classes. | |||||||||
(5) | The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. | |||||||||
(6) | Include details of: | |||||||||
(a) | any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any | |||||||||
document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or | ||||||||||
For | (b) | any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to | ||||||||
which the relevant interest relates (indicating clearly the particular securities to which the qualification applies). | ||||||||||
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001. | ||||||||||
(7) | Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, becom`e | |||||||||
entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be | ||||||||||
included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom | ||||||||||
the relevant interest was acquired. |
- If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".
- Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
604 GUIDE page 1/1 13 March 2000
GUIDE This guide does not form part of the prescribed form and is included by ASIC to assist you in completing and lodging form 604.
onlySignature Lodgingperiod Lodging Fee
This form must be signed by either a director or a secretary of the substantial holder.
Nil
Nil
Other forms to be | Nil | |
use | ||
completed | ||
Additionalinformation | (a) If additional space is required to complete a question, the information may be included on a separate piece | |
of paper annexed to the form. | ||
personal | (b)This notice must be given to a listed company, or the responsible entity for a listed managed investment | |
scheme. A copy of this notice must also be given to each relevant securities exchange. | ||
(c) The person must give a copy of this notice: | ||
(i) within 2 business days after they become aware of the information; or | ||
(ii) by 9.30 am on the next trading day of the relevant securities exchange after they become aware of the | ||
information if: | ||
(A) a takeover bid is made for voting shares in the company or voting interests in the scheme; and | ||
(B) the person becomes aware of the information during the bid period. | ||
Annexures | To make any annexure conform to the regulations, you must | |
1 | use A4 size paper of white or light pastel colour with a margin of at least 10mm on all sides | |
2 | show the corporation name and ACN or ARBN | |
3 | number the pages consecutively | |
4 | print or type in BLOCK letters in dark blue or black ink so that the document is clearly legible when | |
photocopied | ||
For | 5 | identify the annexure with a mark such as A, B, C, etc |
6 | endorse the annexure with the words: | |
This is annexure (mark) of (number) pages referred to in form (form number and title) | ||
7 | sign and date the annexure | |
The annexure must be signed by the same person(s) who signed the form. |
Information in this guide is intended as a guide only. Please consult your accountant or solicitor for further advice.
604 page 1/2 15 July 2001
ToCompany Name/Scheme
ACN/ARSN | K-TIG Limited | ||||||
1. Details of substantial holder(1) | 28 158 307 549 | ||||||
only | |||||||
Name | |||||||
ACN/ARSN (if applicable) | Alium Alpha Fund | ||||||
46 698 796 914 | |||||||
There was a change in the interests of the | |||||||
ubstantial holder on | / | / | |||||
24 | / | 12 | 21 | ||||
The previous notice was given to the company on | / | ||||||
The previous notice was dated | 17 / | 01/ | 22 | ||||
use | 04 | 10 | 21 | ||||
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Class of securities (4) | Previous notice | Present notice | |||||||||||||||||||
Person's votes | Voting power (5) | Person's votes | Voting power (5) | ||||||||||||||||||
personal | Ordinary Fully Paid | 25,849,801 | 15.29% | 169,111,261 | 16.32% | ||||||||||||||||
3. Changes in relevant interests | |||||||||||||||||||||
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the | |||||||||||||||||||||
substantial holder was last required to give a substantial holding notice to the company or scheme are as follows: | |||||||||||||||||||||
Date of | Person whose | Nature of | Consideration | Class and | Person's votes | ||||||||||||||||
change | relevant interest | change (6) | given in relation | number of | affected | ||||||||||||||||
changed | to change (7) | securities | |||||||||||||||||||
affected | |||||||||||||||||||||
04/10/2021-24/12/2021 | Alium Alpha Fund | Purchases and sales | 1,742,902 | 1.03% | |||||||||||||||||
04/10/2021-24/10/2021 | Alium Capital Management | Purchases and sales | 1,742,902 | 1.03% | |||||||||||||||||
Pty Ltd | |||||||||||||||||||||
4. Present relevant interests | |||||||||||||||||||||
ForParticulars of each relevant interest of the substantial holder in voting securities after the change are as follows: | |||||||||||||||||||||
Holder of | Registered | Person entitled | Nature of | Class and | Person's votes | ||||||||||||||||
relevant | holder of | to be registered | relevant | number of | |||||||||||||||||
interest | securities | as holder (8) | interest (6) | securities | |||||||||||||||||
Dempsey Capital Pty Ltd | Dempsey Capital Pty Ltd ATF | Beneficial Owner | 27,592,703 | 16.32% | |||||||||||||||||
ATF Alium Alpha Fund | |||||||||||||||||||||
Alium Alpha Fund | |||||||||||||||||||||
Dempsey Capital Pty Ltd ATF | Dempsey Capital Pty Ltd ATF | HSBC Custody Nominees | Custodian | 20,288,572 | 12.00% | ||||||||||||||||
Alium Alpha Fund | Alium Alpha Fund | (Australia) Limited | |||||||||||||||||||
Dempsey Capital Pty Ltd ATF | CGS-CIMB Securities (Singpaore) | CGS-CIMB Securities (Singapore) | Equity Swap Provider | 7,304,131 | |||||||||||||||||
Alium Alpha Fund | 4.32% | ||||||||||||||||||||
Pte. Ltd | Pte.Ltd | ||||||||||||||||||||
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K-Tig Limited published this content on 24 February 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 24 February 2022 08:21:04 UTC.