FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security | 8. Price of Derivative Security | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) | 11. Nature of Indirect Beneficial Ownership |
Code | V | (A) | (D) | Date Exercisable | Expriation Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Martorana John J 5400 RIO GRANDE AVENUE JACKSONVILLE, FL32254 | X |
/s/ John Martarona | 2022-05-20 |
**Signature of Reporting Person | Date |
(*) | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
(**) | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | International Baler Corporation (the "Company") entered into an Agreement and Plan of Merger, dated as of March 23, 2022, as amended (the "Merger Agreement"), with Avis Industrial Corporation ("Avis"), and AIC Merger Sub, Inc. ("Merger Sub"). Pursuant to the Merger Agreement, Avis caused Merger Sub to conduct a tender offer (the "Tender Offer") for all of the issued and outstanding shares of common stock of the Company (not owned by Avis), at a price of $1.74 per share. On May 19, 2022, Merger Sub irrevocably accepted for payment all shares that were validly tendered and not withdrawn. |
(2) | The amount represents the number of shares sold by the reporting person in connection with the Tender Offer. |
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International Baler Corporation published this content on 23 May 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 23 May 2022 13:35:01 UTC.