For personal use only
31 March 2021
Market Announcements Office
Australian Securities Exchange
Level 4, 20 Bridge Street
SYDNEY NSW 2000
CONVERSION OF LISTED OPTIONS
The Company has completed the conversion of 500,000 listed options into ordinary shares.
An Appendix 2A is attached.
SECTION 708A (5)(e) NOTICE
Issuer: Helios Energy Limited
ABN: 61 143 932 110
The Issuer named above notifies ASX (as the operator of the prescribed financial market on which the securities identified below are or are to be quoted) under section 708A(5)(e) that:
- the securities identified below were issued without disclosure under Part 6D.2 of the Corporations Act;
- as at the date of this notice the Issuer has complied with the provisions of Chapter 2M as they apply to the Issuer and with section 674 of the Corporations Act; and
- as at the date of this notice there is no information which is excluded information as contained in sections 708A(7) and 708A(8) of the Corporations Act.
DETAILS OF THE ISSUE OF SECURITIES
Class of Securities: | Ordinary Shares |
ASX Code of the Securities: | HE8 |
Date of the issue of Securities: | 29 March 2021 |
Total number of Securities issued: | 500,000 Ordinary Shares |
Yours sincerely
John Palermo
Company Secretary
Helios Energy Ltd
Date: 31 March 2021
ASX Code: HE8
Directors
Hui Ye
Non-Executive Chairman
Richard He
Managing Director
Robert Bearden
Non-Executive Director
Nicholas Ong
Non-Executive Director
John Palermo
Company Secretary
Contact Details
Australian Office
Level 3, 18 Richardson Street
West Perth WA 6005 Australia
PO Box 1485 West Perth
WA Australia 6872
Tel +61 1300 291 195
Fax +61 8 6298 6191
USA Office
2 Riverway, 17th Floor
Suite 1710, Houston
Texas USA 77056
Tel +1 713 333 3613
Fax +1 713 583 0965
www.heliosenergyltd.com
For personal use only
This appendix is not available as an online form | |
Please fill in and submit as a PDF announcement | +Rule 2.7 |
Appendix 2A
Application for quotation of +securities
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
If you are an entity incorporated outside Australia and you are seeking quotation of a new class of +securities other than CDIs, you will need to obtain and provide an International Securities Identification Number (ISIN) for that class. Further information on the requirement for the notification of an ISIN is available from the Create Online Forms page. ASX is unable to create the new ISIN for non- Australian issuers.
*Denotes minimum information required for first lodgement of this form, with exceptions provided in specific notes for certain questions. The balance of the information, where applicable, must be provided as soon as reasonably practicable by the entity.
Part 1 - Entity and announcement details
Question | Question | Answer | |
no | |||
1.1 | *Name of entity | HELIOS ENERGY LTD (HE8) | |
We (the entity here named) apply for | |||
+quotation of the following +securities and | |||
agree to the matters set out in | |||
Appendix 2A of the ASX Listing Rules.1 | |||
1.2 | *Registration type and number | ABN 61 143 932 110 | |
Please supply your ABN, ARSN, ARBN, ACN or | |||
another registration type and number (if you supply | |||
another registration type, please specify both the type | |||
of registration and the registration number). | |||
1.3 | *ASX issuer code | ||
1.4 | *This announcement is | ☒A new announcement | |
Tick whichever is applicable. | ☐An update/amendment to a previous | ||
announcement | |||
☐A cancellation of a previous | |||
announcement | |||
1.4a | *Reason for update | N/A | |
Mandatory only if "Update" ticked in Q1.4 above. A | |||
reason must be provided for an update. | |||
1.4b | *Date of previous announcement to this | N/A | |
update | |||
Mandatory only if "Update" ticked in Q1.4 above. | |||
1.4c | *Reason for cancellation | N/A | |
Mandatory only if "Cancellation" ticked in Q1.4 above. | |||
1.4d | *Date of previous announcement to this | N/A | |
cancellation | |||
Mandatory only if "Cancellation" ticked in Q1.4 above. | |||
1 Appendix 2A of the Listing Rules includes a warranty that an offer of the securities for sale within 12 months after their issue will not require disclosure under section 707(3) or 1012C(6) of the Corporations Act. If the securities to be quoted have been issued by way of a pro rata offer, to give this warranty, you will generally need to have lodged a cleansing notice with ASX under section 708AA(2)(f) or 1012DAA(2)(f) of the Corporations Act within 24 hours before the securities are offered (see ASIC Regulatory Guide 189 Disclosure relief for rights issues). If in doubt, please consult your legal adviser.
+ See chapter 19 for defined terms | Page 1 |
1 December 2019 |
This appendix is not available as an online form | Appendix 2A | ||||||
Please fill in and submit as a PDF announcement | Application for quotation of +securities | ||||||
1.5 | *Date of this announcement | 31 March 2021 | |||||
only | Part 2 - Type of issue | ||||||
Question | Question | Answer | |||||
No. | |||||||
2.1 | *The +securities to be quoted are: | ☐Being issued as part of a transaction or | |||||
Select whichever item is applicable. | transactions previously announced to the | ||||||
If you wish to apply for quotation of different types of | market in an Appendix 3B | ||||||
issues of securities, please complete a separate | ☐Being issued under a +dividend or | ||||||
Appendix 2A for each type of issue. | |||||||
distribution plan | |||||||
use | ☒Being issued as a result of options being | ||||||
exercised or other +convertible securities | |||||||
being converted | |||||||
☐Unquoted partly paid +securities that | |||||||
have been paid up and are now quoted | |||||||
fully paid +securities | |||||||
☐Restricted securities where the escrow | |||||||
period has expired or is about to expire | |||||||
personal | ☐+Securities previously issued under an | ||||||
2.2a.2 | *Are there any further issues of +securities | +employee incentive scheme where the | |||||
N/A | |||||||
restrictions on transfer have ceased or | |||||||
are about to cease | |||||||
☐+Securities issued under an +employee | |||||||
incentive scheme that are not subject to a | |||||||
restriction on transfer or that are to be | |||||||
quoted notwithstanding there is a | |||||||
restriction on transfer | |||||||
☐Other | |||||||
2.2a.1 | *Date of Appendix 3B notifying the market | N/A | |||||
of the proposed issue of securities for which | |||||||
quotation is now being sought | |||||||
Answer this question if your response to Q2.1 is "Being | |||||||
issued as part of a transaction or transactions | |||||||
previously announced to the market in an Appendix | |||||||
3B" | |||||||
For | yet to take place to complete the | ||||||
transaction(s) referred to in the | |||||||
Appendix 3B? | |||||||
Answer this question if your response to Q2.1 is "Being | |||||||
issued as part of a transaction or transactions | |||||||
previously announced to the market in an Appendix | |||||||
3B". | |||||||
+ See chapter 19 for defined terms | Page 2 |
1 December 2019 |
This appendix is not available as an online form | Appendix 2A | ||||
Please fill in and submit as a PDF announcement | Application for quotation of +securities | ||||
2.2a.2.1 | *Please provide details of the further issues | N/A | |||
of +securities yet to take place to complete | |||||
the transaction(s) referred to in the | |||||
only | Appendix 3B | ||||
Answer this question if your response to Q2.1 is "Being | |||||
issued as part of a transaction or transactions | |||||
previously announced to the market in an Appendix | |||||
3B" and your response to Q2.2a.2 is "Yes". | |||||
Please provide details of the proposed dates and | |||||
number of securities for the further issues. This may | |||||
be the case, for example, if the Appendix 3B related to | |||||
an accelerated pro rata offer with an institutional | |||||
component being quoted on one date and a retail | |||||
component being quoted on a later date. | |||||
use | 2.2b.1 | *Date of Appendix 3A.1 lodged with ASX in | N/A | ||
relation to the underlying +dividend or | |||||
distribution | |||||
Answer this question if your response to Q2.1 is "Being | |||||
issued under a dividend or distribution plan". | |||||
2.2b.2 | *Does the +dividend or distribution plan | N/A | |||
meet the requirement of listing rule 7.2 | |||||
exception 4 that it does not impose a limit | |||||
on participation? | |||||
personal | Answer this question if your response to Q2.1 is "Being | ||||
issued under a dividend or distribution plan". | |||||
other +convertible securities were | |||||
Note: Exception 4 only applies where security holders | |||||
are able to elect to receive all of their dividend or | |||||
distribution as securities. For example, Exception 4 | |||||
would not apply in the following circumstances: 1) The | |||||
entity has specified a dollar limit on the level of | |||||
participation e.g. security holders can only participate | |||||
to a maximum value of $x in respect of their | |||||
entitlement. 2) The entity has specified a maximum | |||||
number of securities that can participate in the plan | |||||
e.g. security holders can only receive securities in lieu | |||||
of dividend payable for x number of securities. | |||||
2.2c.1 | Please state the number and type of | 500,000 options (exercisable at $0.02 on or | |||
options that were exercised or other | before 31 December 2021) (HE8OA) | ||||
+convertible securities that were converted | |||||
(including their ASX security code) | |||||
Answer this question if your response to Q2.1 is "Being | |||||
issued as a result of options being exercised or other | |||||
convertible securities being converted". | |||||
2.2c.2 | And the date the options were exercised or | 29 March 2021 | |||
For | converted | ||||
Answer this question if your response to Q2.1 is "Being | |||||
issued as a result of options being exercised or other | |||||
convertible securities being converted". | |||||
Note: If this occurred over a range of dates, enter the | |||||
date the last of the options was exercised or | |||||
convertible securities was converted. | |||||
2.2d.1 | Please state the number and type of partly | N/A | |||
paid +securities (including their ASX | |||||
security code) that were fully paid up | |||||
Answer this question if your response to Q2.1 is | |||||
"Unquoted partly paid securities that have been paid | |||||
up and are now quoted fully paid securities". | |||||
+ See chapter 19 for defined terms | Page 3 |
1 December 2019 |
This appendix is not available as an online form | Appendix 2A | ||||
Please fill in and submit as a PDF announcement | Application for quotation of +securities | ||||
2.2d.2 | And the date the +securities were fully paid | N/A | |||
up | |||||
Answer this question if your response to Q2.1 is | |||||
only | "Unquoted partly paid securities that have been paid | ||||
up and are now quoted fully paid securities". | |||||
Note: If this occurred over a range of dates, enter the | |||||
date the last of the securities was fully paid up. | |||||
2.2e.1 | Please state the number and type of | N/A | |||
+restricted securities (including their ASX | |||||
security code) where the escrow period has | |||||
expired or is about to expire | |||||
Answer this question if your response to Q2.1 is | |||||
"Restricted securities where the escrow period has | |||||
use | expired or is about to expire". | ||||
2.2e.2 | And the date the escrow restrictions have | N/A | |||
ceased or will cease | |||||
Answer this question if your response to Q2.1 is | |||||
"Restricted securities where the escrow period has | |||||
expired or is about to expire". | |||||
Note: If this occurred over a range of dates, enter the | |||||
date the last of the escrow restrictions has ceased or | |||||
will cease. | |||||
2.2f.1 | Please state the number and type of | N/A | |||
personal | +securities (including their ASX security | ||||
code) previously issued under the | |||||
+employee incentive scheme where the | |||||
restrictions on transfer have ceased or are | |||||
about to cease | |||||
Answer this question if your response to Q2.1 is | |||||
"Securities previously issued under an employee | |||||
incentive scheme where the restrictions on transfer | |||||
have ceased or are about to cease". | |||||
2.2f.2 | And the date the restrictions on transfer | N/A | |||
have ceased or will cease: | |||||
Answer this question if your response to Q2.1 is | |||||
"Securities previously issued under an employee | |||||
incentive scheme where the restrictions on transfer | |||||
have ceased or are about to cease". | |||||
Note: If this occurred over a range of dates, enter the | |||||
date the last of the restrictions on transfer has ceased | |||||
or will cease. | |||||
2.2g.1 | Please state the number and type of | N/A | |||
+securities (including their ASX security | |||||
For | code) issued under an +employee incentive | ||||
scheme that are not subject to a restriction | |||||
on transfer or that are to be quoted | |||||
notwithstanding there is a restriction on | |||||
transfer | |||||
Answer this question if your response to Q2.1 is | |||||
"Securities issued under an employee incentive | |||||
scheme that are not subject to a restriction on transfer | |||||
or that are to be quoted notwithstanding there is a | |||||
restriction on transfer". | |||||
+ See chapter 19 for defined terms | Page 4 |
1 December 2019 |
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Helios Energy Limited published this content on 31 March 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 31 March 2021 02:25:08 UTC.