Guggenheim Active Allocation Fund : Statement of Changes in Beneficial Ownership - Form 4
September 22, 2022 at 02:10 pm EDT
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Ownership Submission
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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Guggenheim Active Allocation Fund published this content on 22 September 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 22 September 2022 18:09:03 UTC.
Guggenheim Active Allocation Fund (the Fund) is a diversified, closed-end management investment company. The Fundâs investment objective is to maximize total return through a combination of current income and capital appreciation. The Fund seeks invest in a range of both fixed-income and other debt instruments (Income Securities) selected from a variety of sectors and credit qualities, including, but not limited to, government & agency securities, corporate bonds, loans and loan participations, structured finance investments (including residential and commercial mortgage-related securities, asset-backed securities, collateralized debt obligations & risk-linked securities), mezzanine and preferred securities and convertible securities. It may invest in non-United States dollar-denominated Income Securities issued by sovereign entities and corporations, including Income Securities of issuers in emerging market countries. Its investment adviser is Guggenheim Funds Investment Advisors, LLC