Glencore International Plc : Form 8.5 Glencore International Plc

Nomura International PLC (EPT)

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FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Nomura International Plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Glencore International Plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Xstrata Plc
(d) Date position held/dealing undertaken:	28 January 2013
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?	Yes, Xstrata Plc

2.         POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

	USD 0.01 ordinary
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	8,923,509	0.126	7,264,165	0.102
(2) Derivatives (other than options):			1,909,933	0.027
(3) Options and agreements to purchase/sell:
TOTAL:	8,923,509	0.126	9,174,098	0.129

Class of relevant security:	5% guaranteed convertible bonds due December 2014
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	9,800,000	0.426
(2) Derivatives (other than options):
(3) Options and agreements to purchase/sell:
TOTAL:	9,800,000	0.426

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b)        Rights to subscribe for new securities (including directors' and other executive options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3.         DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)        Purchases and sales

Class of relevant security	Purchase/sale	Number of securities	Price per unit
Ordinary shares	Purchase	200,000	3.8997
Ordinary shares	Purchase	1,879	3.9000
Ordinary shares	Purchase	21,040	3.9005
Ordinary shares	Purchase	5,163	3.9010
Ordinary shares	Purchase	4,336	3.9015
Ordinary shares	Purchase	4,666	3.9020
Ordinary shares	Purchase	2,160	3.9025
Ordinary shares	Purchase	2,391	3.9030
Ordinary shares	Purchase	2,280	3.9035
Ordinary shares	Purchase	1,512	3.9045
Ordinary shares	Purchase	6,307	3.9050
Ordinary shares	Purchase	2,253	3.9055
Ordinary shares	Purchase	391	3.9060
Ordinary shares	Purchase	8,073	3.9065
Ordinary shares	Purchase	1,784	3.9070
Ordinary shares	Purchase	9,704	3.9075
Ordinary shares	Purchase	75,924	3.9080
Ordinary shares	Purchase	1,624	3.9085
Ordinary shares	Purchase	2,055	3.9090
Ordinary shares	Purchase	2,329	3.9095
Ordinary shares	Purchase	15,382	3.9100
Ordinary shares	Purchase	39,502	3.9105
Ordinary shares	Purchase	68,010	3.9110
Ordinary shares	Purchase	51,290	3.9115
Ordinary shares	Purchase	5,218	3.9120
Ordinary shares	Purchase	11,982	3.9125
Ordinary shares	Purchase	6,982	3.9130
Ordinary shares	Purchase	10,847	3.9135
Ordinary shares	Purchase	45,001	3.9138
Ordinary shares	Purchase	1,636	3.9140
Ordinary shares	Purchase	14,814	3.9145
Ordinary shares	Purchase	26,774	3.9150
Ordinary shares	Purchase	818	3.9155
Ordinary shares	Purchase	4,697	3.9160
Ordinary shares	Purchase	9,164	3.9165
Ordinary shares	Purchase	17,203	3.9170
Ordinary shares	Purchase	5,222	3.9175
Ordinary shares	Purchase	6,070	3.9177
Ordinary shares	Purchase	5,296	3.9180
Ordinary shares	Purchase	9,437	3.9185
Ordinary shares	Purchase	3,199	3.9190
Ordinary shares	Purchase	2,711	3.9195
Ordinary shares	Purchase	19,407	3.9200
Ordinary shares	Purchase	51,816	3.9205
Ordinary shares	Purchase	25,261	3.9210
Ordinary shares	Purchase	22,241	3.9215
Ordinary shares	Purchase	12,974	3.9220
Ordinary shares	Purchase	6,385	3.9225
Ordinary shares	Purchase	29,269	3.9230
Ordinary shares	Purchase	5,157	3.9235
Ordinary shares	Purchase	2,209	3.9245
Ordinary shares	Purchase	7,488	3.9250
Ordinary shares	Purchase	1,492	3.9260
Ordinary shares	Purchase	3,415	3.9265
Ordinary shares	Purchase	2,448	3.9270
Ordinary shares	Purchase	17,900	3.9275
Ordinary shares	Purchase	7,219	3.9280
Ordinary shares	Purchase	894	3.9295
Ordinary shares	Purchase	597	3.9315
Ordinary shares	Purchase	6,946	3.9320
Ordinary shares	Purchase	622	3.9345
Ordinary shares	Purchase	2,925	3.9350
Ordinary shares	Purchase	1,246	3.9355
Ordinary shares	Purchase	1,630	3.9395
Ordinary shares	Purchase	540	3.9400
Ordinary shares	Sale	99,820	3.9000
Ordinary shares	Sale	53,066	3.9005
Ordinary shares	Sale	24,147	3.9010
Ordinary shares	Sale	20,611	3.9015
Ordinary shares	Sale	821	3.9020
Ordinary shares	Sale	10,619	3.9025
Ordinary shares	Sale	7,678	3.9030
Ordinary shares	Sale	3,362	3.9035
Ordinary shares	Sale	14,013	3.9040
Ordinary shares	Sale	1,685	3.9045
Ordinary shares	Sale	20,843	3.9050
Ordinary shares	Sale	540	3.9060
Ordinary shares	Sale	1,052,800	3.9063
Ordinary shares	Sale	7,254	3.9065
Ordinary shares	Sale	13,671	3.9075
Ordinary shares	Sale	193,580	3.9080
Ordinary shares	Sale	4,752	3.9085
Ordinary shares	Sale	1,818	3.9090
Ordinary shares	Sale	1,639	3.9095
Ordinary shares	Sale	46,816	3.9100
Ordinary shares	Sale	15,390	3.9105
Ordinary shares	Sale	27,992	3.9110
Ordinary shares	Sale	31,891	3.9115
Ordinary shares	Sale	14,388	3.9120
Ordinary shares	Sale	14,960	3.9125
Ordinary shares	Sale	92,758	3.9128
Ordinary shares	Sale	3,648	3.9130
Ordinary shares	Sale	93,453	3.9135
Ordinary shares	Sale	100,000	3.9138
Ordinary shares	Sale	2,112	3.9140
Ordinary shares	Sale	23,665	3.9145
Ordinary shares	Sale	13,691	3.9150
Ordinary shares	Sale	2,155	3.9155
Ordinary shares	Sale	14,503	3.9160
Ordinary shares	Sale	7,107	3.9165
Ordinary shares	Sale	818	3.9170
Ordinary shares	Sale	5,001	3.9175
Ordinary shares	Sale	11,570	3.9180
Ordinary shares	Sale	4,710	3.9183
Ordinary shares	Sale	4,970	3.9185
Ordinary shares	Sale	5,555	3.9190
Ordinary shares	Sale	3,620	3.9195
Ordinary shares	Sale	106,929	3.9200
Ordinary shares	Sale	11,996	3.9205
Ordinary shares	Sale	14,369	3.9210
Ordinary shares	Sale	3,016	3.9215
Ordinary shares	Sale	2,419	3.9220
Ordinary shares	Sale	553	3.9225
Ordinary shares	Sale	6,189	3.9230
Ordinary shares	Sale	15,705	3.9235
Ordinary shares	Sale	2,780	3.9240
Ordinary shares	Sale	760	3.9245
Ordinary shares	Sale	5,816	3.9250
Ordinary shares	Sale	2,254	3.9255
Ordinary shares	Sale	2,288	3.9260
Ordinary shares	Sale	6,345	3.9265
Ordinary shares	Sale	1,196	3.9270
Ordinary shares	Sale	4,229	3.9275
Ordinary shares	Sale	2,586	3.9280
Ordinary shares	Sale	4,529	3.9285
Ordinary shares	Sale	1,436	3.9290
Ordinary shares	Sale	1,874	3.9300
Ordinary shares	Sale	998	3.9310
Ordinary shares	Sale	3,163	3.9315
Ordinary shares	Sale	3,348	3.9340
Ordinary shares	Sale	3,571	3.9350
Ordinary shares	Sale	1,000	3.9355
Ordinary shares	Sale	1,772	3.9364
Ordinary shares	Sale	1,630	3.9400

Total Buy - 947,207

Total Sell - 2,286,243

Class of relevant security	Purchase/sale	Number of securities	Price per unit (USD)
Convertible Bonds	Purchase	10,000,000	126.7500

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary Shares	SWAP	Long	24,594	3.9080
Ordinary Shares	SWAP	Long	418,542	3.9161
Ordinary Shares	SWAP	Long	1,053	3.9205
Ordinary Shares	SWAP	Short	19,195	3.9080
Ordinary Shares	SWAP	Short	381,727	3.9161

(b)        Derivatives transactions (other than options)

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit

(c)        Options transactions in respect of existing securities

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercising

Class of relevant security	Product description e.g. call option	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none"

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

(c)        Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:	29/01/2013
Contact name:	Kyere Tabiri
Telephone number:	020 7102 1267

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel [e-mail].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

This information is provided by RNS

The company news service from the London Stock Exchange

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