Glencore International Plc : Form 8.5 Glencore International Plc

Nomura International PLC (EPT)

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FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Nomura International Plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Glencore International Plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Xstrata Plc
(d) Date position held/dealing undertaken:	23 January 2013
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?	Yes, Xstrata Plc

2.         POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

	USD 0.01 ordinary
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	9,658,768	0.136	5,871,708	0.083
(2) Derivatives (other than options):			1,994,944	0.028
(3) Options and agreements to purchase/sell:
TOTAL:	9,658,768	0.136	7,866,652	0.111

Class of relevant security:	5% guaranteed convertible bonds due December 2014
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:			1,100,000	0.048
(2) Derivatives (other than options):
(3) Options and agreements to purchase/sell:
TOTAL:			1,100,000	0.048

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b)        Rights to subscribe for new securities (including directors' and other executive options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3.         DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)        Purchases and sales

Class of relevant security	Purchase/sale	Number of securities	Price per unit
Ordinary shares	Purchase	3,147	3.8325
Ordinary shares	Purchase	3,169	3.8335
Ordinary shares	Purchase	3,327	3.8345
Ordinary shares	Purchase	1,095	3.8350
Ordinary shares	Purchase	2,496	3.8355
Ordinary shares	Purchase	1,460	3.8360
Ordinary shares	Purchase	633	3.8365
Ordinary shares	Purchase	4,501	3.8370
Ordinary shares	Purchase	4,168	3.8375
Ordinary shares	Purchase	257,759	3.8380
Ordinary shares	Purchase	4,999	3.8385
Ordinary shares	Purchase	832	3.8390
Ordinary shares	Purchase	1,380,276	3.8394
Ordinary shares	Purchase	1,532	3.8400
Ordinary shares	Purchase	2,628	3.8405
Ordinary shares	Purchase	832	3.8410
Ordinary shares	Purchase	2,958	3.8415
Ordinary shares	Purchase	1,664	3.8420
Ordinary shares	Purchase	2,293	3.8425
Ordinary shares	Purchase	1,515	3.8430
Ordinary shares	Purchase	2,496	3.8435
Ordinary shares	Purchase	832	3.8440
Ordinary shares	Purchase	1,506	3.8445
Ordinary shares	Purchase	1,960	3.8450
Ordinary shares	Purchase	5,156	3.8455
Ordinary shares	Purchase	9,696	3.8460
Ordinary shares	Purchase	2,320	3.8465
Ordinary shares	Purchase	13,382	3.8475
Ordinary shares	Purchase	10,718	3.8480
Ordinary shares	Purchase	3,417	3.8485
Ordinary shares	Purchase	7,063	3.8490
Ordinary shares	Purchase	8,550	3.8495
Ordinary shares	Purchase	22,591	3.8500
Ordinary shares	Purchase	19,074	3.8505
Ordinary shares	Purchase	35,105	3.8510
Ordinary shares	Purchase	8,700	3.8515
Ordinary shares	Purchase	21,685	3.8520
Ordinary shares	Purchase	10,019	3.8525
Ordinary shares	Purchase	10,991	3.8530
Ordinary shares	Purchase	15,779	3.8535
Ordinary shares	Purchase	17,823	3.8535
Ordinary shares	Purchase	15,016	3.8540
Ordinary shares	Purchase	1,373	3.8545
Ordinary shares	Purchase	1,123	3.8550
Ordinary shares	Purchase	6,787	3.8555
Ordinary shares	Purchase	30,971	3.8560
Ordinary shares	Purchase	4,973	3.8565
Ordinary shares	Purchase	14,757	3.8570
Ordinary shares	Purchase	8,419	3.8575
Ordinary shares	Purchase	7,735	3.8580
Ordinary shares	Purchase	18,815	3.8585
Ordinary shares	Purchase	14,793	3.8590
Ordinary shares	Purchase	19,328	3.8595
Ordinary shares	Purchase	11,868	3.8600
Ordinary shares	Purchase	15,158	3.8605
Ordinary shares	Purchase	3,790	3.8610
Ordinary shares	Purchase	500	3.8615
Ordinary shares	Purchase	5,236	3.8620
Ordinary shares	Purchase	3,260	3.8625
Ordinary shares	Purchase	830	3.8630
Ordinary shares	Purchase	13,636	3.8635
Ordinary shares	Purchase	829	3.8640
Ordinary shares	Purchase	2,355	3.8645
Ordinary shares	Purchase	10,815	3.8650
Ordinary shares	Purchase	3,527	3.8655
Ordinary shares	Purchase	1,741	3.8660
Ordinary shares	Purchase	1,585	3.8670
Ordinary shares	Purchase	3,327	3.8675
Ordinary shares	Purchase	829	3.8680
Ordinary shares	Purchase	500	3.8685
Ordinary shares	Purchase	10,954	3.8690
Ordinary shares	Purchase	403	3.8695
Ordinary shares	Purchase	8,768	3.8700
Ordinary shares	Purchase	536	3.8705
Ordinary shares	Purchase	2,484	3.8720
Ordinary shares	Purchase	3,747	3.8725
Ordinary shares	Purchase	3,203	3.8750
Ordinary shares	Purchase	8,795	3.8760
Ordinary shares	Purchase	300	3.8775
Ordinary shares	Purchase	1,090	3.8780
Ordinary shares	Purchase	7,963	3.8800
Ordinary shares	Purchase	322	3.8815
Ordinary shares	Sale	2,690	3.8310
Ordinary shares	Sale	5,172	3.8315
Ordinary shares	Sale	14,520	3.8320
Ordinary shares	Sale	5,618	3.8325
Ordinary shares	Sale	581	3.8330
Ordinary shares	Sale	306	3.8335
Ordinary shares	Sale	1,200	3.8360
Ordinary shares	Sale	1,257	3.8365
Ordinary shares	Sale	2,548	3.8375
Ordinary shares	Sale	1,270,594	3.8380
Ordinary shares	Sale	20,923	3.8385
Ordinary shares	Sale	426	3.8400
Ordinary shares	Sale	601	3.8405
Ordinary shares	Sale	1,807	3.8420
Ordinary shares	Sale	2,298	3.8425
Ordinary shares	Sale	1,239	3.8435
Ordinary shares	Sale	336	3.8445
Ordinary shares	Sale	2,158	3.8450
Ordinary shares	Sale	300	3.8455
Ordinary shares	Sale	3,273	3.8460
Ordinary shares	Sale	461	3.8465
Ordinary shares	Sale	4,115	3.8470
Ordinary shares	Sale	3,627	3.8475
Ordinary shares	Sale	14,934	3.8480
Ordinary shares	Sale	6,000	3.8482
Ordinary shares	Sale	3,274	3.8485
Ordinary shares	Sale	92,367	3.8490
Ordinary shares	Sale	3,245	3.8490
Ordinary shares	Sale	7,772	3.8495
Ordinary shares	Sale	9,203	3.8500
Ordinary shares	Sale	1,116	3.8505
Ordinary shares	Sale	3,030	3.8510
Ordinary shares	Sale	5,364	3.8515
Ordinary shares	Sale	32,809	3.8520
Ordinary shares	Sale	12,282	3.8525
Ordinary shares	Sale	5,792	3.8530
Ordinary shares	Sale	7,126	3.8535
Ordinary shares	Sale	10,502	3.8540
Ordinary shares	Sale	1,356	3.8545
Ordinary shares	Sale	10,328	3.8550
Ordinary shares	Sale	857	3.8552
Ordinary shares	Sale	26,328	3.8555
Ordinary shares	Sale	34,517	3.8560
Ordinary shares	Sale	26,869	3.8565
Ordinary shares	Sale	9,048	3.8570
Ordinary shares	Sale	3,988	3.8575
Ordinary shares	Sale	658	3.8580
Ordinary shares	Sale	5,419	3.8585
Ordinary shares	Sale	9,779	3.8590
Ordinary shares	Sale	1,176	3.8595
Ordinary shares	Sale	23,797	3.8600
Ordinary shares	Sale	4,544	3.8605
Ordinary shares	Sale	1,196	3.8610
Ordinary shares	Sale	700	3.8615
Ordinary shares	Sale	4,481	3.8620
Ordinary shares	Sale	3,006	3.8625
Ordinary shares	Sale	10,805	3.8630
Ordinary shares	Sale	3,222	3.8640
Ordinary shares	Sale	828	3.8645
Ordinary shares	Sale	971	3.8650
Ordinary shares	Sale	4,045	3.8665
Ordinary shares	Sale	330	3.8670
Ordinary shares	Sale	6,704	3.8680
Ordinary shares	Sale	828	3.8685
Ordinary shares	Sale	4,586	3.8690
Ordinary shares	Sale	2,287	3.8695
Ordinary shares	Sale	3,988	3.8700
Ordinary shares	Sale	1,445	3.8705
Ordinary shares	Sale	2,668	3.8715
Ordinary shares	Sale	1,145	3.8720
Ordinary shares	Sale	3,276	3.8725
Ordinary shares	Sale	570	3.8730
Ordinary shares	Sale	105	3.8735
Ordinary shares	Sale	7,100	3.8739
Ordinary shares	Sale	880	3.8740
Ordinary shares	Sale	186	3.8745
Ordinary shares	Sale	2,597	3.8750
Ordinary shares	Sale	457	3.8760
Ordinary shares	Sale	4,689	3.8775
Ordinary shares	Sale	1,348	3.8800
Ordinary shares	Sale	1,728	3.8830
Ordinary shares	Sale	3,288	3.8835
Ordinary shares	Sale	402	3.8860
Ordinary shares	Sale	332	3.8870

Total Buy - 2,182,588

Total Sell - 1,799,723

Class of relevant security	Purchase/sale	Number of securities	Price per unit (USD)

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary Shares	SWAP	Long	5,828	3.8380
Ordinary Shares	SWAP	Long	225,630	3.8569
Ordinary Shares	SWAP	Long	3,347	3.8613
Ordinary Shares	SWAP	Short	67,964	3.8432
Ordinary Shares	SWAP	Short	227,126	3.8567

(b)        Derivatives transactions (other than options)

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit

(c)        Options transactions in respect of existing securities

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercising

Class of relevant security	Product description e.g. call option	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none"

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

(c)        Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:	24/01/2013
Contact name:	Kyere Tabiri
Telephone number:	020 7102 1267

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel [e-mail].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

This information is provided by RNS

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