Glencore International Plc : Form 8.5 Glencore International Plc

Nomura International PLC (EPT)

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FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Nomura International Plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Glencore International Plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Xstrata Plc
(d) Date position held/dealing undertaken:	14 January 2013
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?	Yes, Xstrata Plc

2.         POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

	USD 0.01 ordinary
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	7,156,215	0.101	5,670,332	0.080
(2) Derivatives (other than options):			2,528,147	0.036
(3) Options and agreements to purchase/sell:
TOTAL:	7,156,215	0.101	8,198,479	0.116

Class of relevant security:	5% guaranteed convertible bonds due December 2014
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	0	0	1,200,000	0.052
(2) Derivatives (other than options):
(3) Options and agreements to purchase/sell:
TOTAL:	0	0	1,200,000	0.052

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b)        Rights to subscribe for new securities (including directors' and other executive options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3.         DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)        Purchases and sales

Class of relevant security	Purchase/sale	Number of securities	Price per unit
Ordinary shares	Purchase	5,965	3.8970
Ordinary shares	Purchase	1,512	3.8980
Ordinary shares	Purchase	650	3.8985
Ordinary shares	Purchase	25,895	3.8995
Ordinary shares	Purchase	18,154	3.9000
Ordinary shares	Purchase	51,000	3.9003
Ordinary shares	Purchase	29,683	3.9005
Ordinary shares	Purchase	17,267	3.9010
Ordinary shares	Purchase	16,917	3.9015
Ordinary shares	Purchase	15,665	3.9020
Ordinary shares	Purchase	16,249	3.9025
Ordinary shares	Purchase	17,699	3.9030
Ordinary shares	Purchase	13,625	3.9035
Ordinary shares	Purchase	8,045	3.9040
Ordinary shares	Purchase	5,733	3.9045
Ordinary shares	Purchase	2,420	3.9050
Ordinary shares	Purchase	128,199	3.9052
Ordinary shares	Purchase	6,230	3.9055
Ordinary shares	Purchase	3,564	3.9060
Ordinary shares	Purchase	8,667	3.9065
Ordinary shares	Purchase	16,258	3.9070
Ordinary shares	Purchase	2,574	3.9072
Ordinary shares	Purchase	9,400	3.9075
Ordinary shares	Purchase	20,150	3.9080
Ordinary shares	Purchase	35,982	3.9085
Ordinary shares	Purchase	12,154	3.9090
Ordinary shares	Purchase	11,538	3.9095
Ordinary shares	Purchase	150,000	3.9099
Ordinary shares	Purchase	31,358	3.9100
Ordinary shares	Purchase	320,000	3.9100
Ordinary shares	Purchase	9,753	3.9105
Ordinary shares	Purchase	469,532	3.9106
Ordinary shares	Purchase	10,740	3.9110
Ordinary shares	Purchase	9,197	3.9115
Ordinary shares	Purchase	820	3.9120
Ordinary shares	Purchase	11,513	3.9130
Ordinary shares	Purchase	2,394	3.9135
Ordinary shares	Purchase	192	3.9140
Ordinary shares	Purchase	2,235	3.9145
Ordinary shares	Purchase	4,090	3.9150
Ordinary shares	Purchase	241	3.9160
Ordinary shares	Purchase	3,869	3.9165
Ordinary shares	Purchase	4,192	3.9170
Ordinary shares	Purchase	379,409	3.9175
Ordinary shares	Sale	600	3.8965
Ordinary shares	Sale	4,240	3.8975
Ordinary shares	Sale	800	3.8980
Ordinary shares	Sale	2,820	3.8985
Ordinary shares	Sale	2,462	3.8990
Ordinary shares	Sale	41,712	3.8995
Ordinary shares	Sale	134,717	3.9000
Ordinary shares	Sale	27,091	3.9005
Ordinary shares	Sale	22,046	3.9010
Ordinary shares	Sale	27,334	3.9015
Ordinary shares	Sale	12,997	3.9020
Ordinary shares	Sale	20,029	3.9025
Ordinary shares	Sale	36,303	3.9030
Ordinary shares	Sale	36,990	3.9035
Ordinary shares	Sale	17,985	3.9040
Ordinary shares	Sale	26,739	3.9045
Ordinary shares	Sale	14,804	3.9050
Ordinary shares	Sale	73,841	3.9051
Ordinary shares	Sale	4,064	3.9055
Ordinary shares	Sale	9,557	3.9060
Ordinary shares	Sale	16,110	3.9065
Ordinary shares	Sale	19,501	3.9070
Ordinary shares	Sale	19,710	3.9075
Ordinary shares	Sale	18,405	3.9080
Ordinary shares	Sale	37,778	3.9083
Ordinary shares	Sale	19,995	3.9085
Ordinary shares	Sale	19,086	3.9090
Ordinary shares	Sale	37,343	3.9095
Ordinary shares	Sale	609,752	3.9100
Ordinary shares	Sale	49,662	3.9105
Ordinary shares	Sale	17,767	3.9105
Ordinary shares	Sale	44,684	3.9110
Ordinary shares	Sale	50,423	3.9115
Ordinary shares	Sale	22,277	3.9116
Ordinary shares	Sale	130,689	3.9120
Ordinary shares	Sale	36,883	3.9125
Ordinary shares	Sale	15,223	3.9130
Ordinary shares	Sale	4,108	3.9135
Ordinary shares	Sale	10,427	3.9140
Ordinary shares	Sale	4,669	3.9145
Ordinary shares	Sale	3,599	3.9150
Ordinary shares	Sale	900	3.9160
Ordinary shares	Sale	3,236	3.9165
Ordinary shares	Sale	2,942	3.9170
Ordinary shares	Sale	80,017	3.9175
Ordinary shares	Sale	3,544	3.9180
Ordinary shares	Sale	1,439	3.9185
Ordinary shares	Sale	1,000	3.9190
Ordinary shares	Sale	471	3.9195
Ordinary shares	Sale	2,100	3.9200
Ordinary shares	Sale	400	3.9210
Ordinary shares	Sale	819	3.9215

Total Buy - 1,910,730

Total Sell - 1,802,090

Class of relevant security	Purchase/sale	Number of securities	Price per unit (USD)

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary Shares	SWAP	Long	275,914	3.9050
Ordinary Shares	SWAP	Long	207,310	3.9063
Ordinary Shares	SWAP	Long	45,159	3.9131
Ordinary Shares	SWAP	Short	300	3.9030
Ordinary Shares	SWAP	Short	277,660	3.9052
Ordinary Shares	SWAP	Short	1,000	3.9090
Ordinary Shares	SWAP	Short	1,900	3.9109

(b)        Derivatives transactions (other than options)

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit

(c)        Options transactions in respect of existing securities

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercising

Class of relevant security	Product description e.g. call option	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none"

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

(c)        Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:	15/01/2013
Contact name:	Kyere Tabiri
Telephone number:	020 7102 1267

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel [e-mail].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

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