Glencore International Plc : Form 8.5 Glencore International Plc

Nomura International PLC (EPT)

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FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Nomura International Plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Glencore International Plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Xstrata Plc
(d) Date position held/dealing undertaken:	03 January 2013
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?	Yes, Xstrata Plc

2.         POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

	USD 0.01 ordinary
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	7,404,833	0.104	4,486,055	0.063
(2) Derivatives (other than options):			4,048,392	0.057
(3) Options and agreements to purchase/sell:

Class of relevant security:	5% guaranteed convertible bonds due December 2014
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	0	0	200,000	0.009
(2) Derivatives (other than options):
(3) Options and agreements to purchase/sell:
TOTAL:	0	0	200,000	0.009

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b)        Rights to subscribe for new securities (including directors' and other executive options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3.         DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)        Purchases and sales

Class of relevant security	Purchase/sale	Number of securities	Price per unit
Ordinary shares	Purchase	867	3.7410
Ordinary shares	Purchase	853	3.7415
Ordinary shares	Purchase	2,552	3.7425
Ordinary shares	Purchase	853	3.7445
Ordinary shares	Purchase	1,510	3.7455
Ordinary shares	Purchase	1,042	3.7460
Ordinary shares	Purchase	1	3.7490
Ordinary shares	Purchase	852	3.7495
Ordinary shares	Purchase	1,652	3.7500
Ordinary shares	Purchase	1,937	3.7505
Ordinary shares	Purchase	3,860	3.7515
Ordinary shares	Purchase	6,980	3.7520
Ordinary shares	Purchase	3,971	3.7525
Ordinary shares	Purchase	3,969	3.7530
Ordinary shares	Purchase	4,014	3.7540
Ordinary shares	Purchase	3,173	3.7545
Ordinary shares	Purchase	10,512	3.7550
Ordinary shares	Purchase	7,168	3.7555
Ordinary shares	Purchase	4,435	3.7560
Ordinary shares	Purchase	9,446	3.7565
Ordinary shares	Purchase	883	3.7570
Ordinary shares	Purchase	6,579	3.7575
Ordinary shares	Purchase	762	3.7580
Ordinary shares	Purchase	3,175	3.7585
Ordinary shares	Purchase	4,128	3.7590
Ordinary shares	Purchase	2,495	3.7595
Ordinary shares	Purchase	8,387	3.7600
Ordinary shares	Purchase	2,851	3.7605
Ordinary shares	Purchase	2,232	3.7610
Ordinary shares	Purchase	853	3.7620
Ordinary shares	Purchase	853	3.7625
Ordinary shares	Purchase	853	3.7635
Ordinary shares	Purchase	6,615	3.7645
Ordinary shares	Purchase	1,694	3.7650
Ordinary shares	Purchase	5,106	3.7655
Ordinary shares	Purchase	983	3.7660
Ordinary shares	Purchase	730	3.7665
Ordinary shares	Purchase	6,879	3.7670
Ordinary shares	Purchase	11,656	3.7675
Ordinary shares	Purchase	5,053	3.7680
Ordinary shares	Purchase	15,581	3.7685
Ordinary shares	Purchase	16,406	3.7690
Ordinary shares	Purchase	15,646	3.7695
Ordinary shares	Purchase	15,169	3.7700
Ordinary shares	Purchase	19,264	3.7705
Ordinary shares	Purchase	21,032	3.7710
Ordinary shares	Purchase	1,750	3.7710
Ordinary shares	Purchase	10,167	3.7715
Ordinary shares	Purchase	4,651	3.7720
Ordinary shares	Purchase	19,727	3.7725
Ordinary shares	Purchase	10,108	3.7730
Ordinary shares	Purchase	6,037	3.7735
Ordinary shares	Purchase	47,897	3.7737
Ordinary shares	Purchase	50,731	3.7740
Ordinary shares	Purchase	6,903	3.7745
Ordinary shares	Purchase	38,244	3.7750
Ordinary shares	Purchase	18,644	3.7755
Ordinary shares	Purchase	40,000	3.7756
Ordinary shares	Purchase	12,109	3.7760
Ordinary shares	Purchase	16,916	3.7765
Ordinary shares	Purchase	40,927	3.7770
Ordinary shares	Purchase	13,765	3.7775
Ordinary shares	Purchase	6,787	3.7780
Ordinary shares	Purchase	20,665	3.7785
Ordinary shares	Purchase	19,645	3.7790
Ordinary shares	Purchase	785,592	3.7790
Ordinary shares	Purchase	13,209	3.7795
Ordinary shares	Purchase	9,664	3.7800
Ordinary shares	Purchase	7,878	3.7810
Ordinary shares	Purchase	848	3.7825
Ordinary shares	Purchase	848	3.7840
Ordinary shares	Sale	168	3.7415
Ordinary shares	Sale	2,850	3.7430
Ordinary shares	Sale	163	3.7435
Ordinary shares	Sale	1,159	3.7440
Ordinary shares	Sale	242	3.7480
Ordinary shares	Sale	2,125	3.7510
Ordinary shares	Sale	852	3.7515
Ordinary shares	Sale	3,397	3.7520
Ordinary shares	Sale	1,618	3.7525
Ordinary shares	Sale	882	3.7530
Ordinary shares	Sale	4,343	3.7535
Ordinary shares	Sale	135	3.7540
Ordinary shares	Sale	659	3.7545
Ordinary shares	Sale	4,551	3.7550
Ordinary shares	Sale	5,008	3.7555
Ordinary shares	Sale	4,202	3.7560
Ordinary shares	Sale	13,000	3.7563
Ordinary shares	Sale	8,382	3.7565
Ordinary shares	Sale	2,933	3.7570
Ordinary shares	Sale	1,650	3.7575
Ordinary shares	Sale	1,844	3.7585
Ordinary shares	Sale	1,789	3.7590
Ordinary shares	Sale	2,788	3.7595
Ordinary shares	Sale	5,278	3.7600
Ordinary shares	Sale	280	3.7605
Ordinary shares	Sale	7,742	3.7620
Ordinary shares	Sale	112	3.7625
Ordinary shares	Sale	2,337	3.7635
Ordinary shares	Sale	2,638	3.7655
Ordinary shares	Sale	431	3.7665
Ordinary shares	Sale	1,329	3.7670
Ordinary shares	Sale	1,500	3.7675
Ordinary shares	Sale	1,623	3.7680
Ordinary shares	Sale	43,847	3.7681
Ordinary shares	Sale	2,357	3.7685
Ordinary shares	Sale	1,299	3.7690
Ordinary shares	Sale	16,157	3.7695
Ordinary shares	Sale	6,736	3.7700
Ordinary shares	Sale	125,720	3.7700
Ordinary shares	Sale	26,411	3.7705
Ordinary shares	Sale	24,072	3.7710
Ordinary shares	Sale	7,826	3.7715
Ordinary shares	Sale	8,863	3.7720
Ordinary shares	Sale	17,464	3.7725
Ordinary shares	Sale	6,574	3.7730
Ordinary shares	Sale	5,438	3.7735
Ordinary shares	Sale	6,373	3.7740
Ordinary shares	Sale	22,327	3.7745
Ordinary shares	Sale	26,953	3.7750
Ordinary shares	Sale	16,977	3.7755
Ordinary shares	Sale	32,081	3.7760
Ordinary shares	Sale	26,764	3.7765
Ordinary shares	Sale	15,161	3.7770
Ordinary shares	Sale	16,986	3.7775
Ordinary shares	Sale	2,699	3.7775
Ordinary shares	Sale	32,204	3.7780
Ordinary shares	Sale	316,334	3.7785
Ordinary shares	Sale	135,095	3.7790
Ordinary shares	Sale	175,785	3.7795
Ordinary shares	Sale	11,880	3.7796
Ordinary shares	Sale	148,263	3.7800
Ordinary shares	Sale	23,510	3.7805
Ordinary shares	Sale	39,149	3.7810
Ordinary shares	Sale	10,385	3.7815
Ordinary shares	Sale	2,820	3.7820
Ordinary shares	Sale	4,530	3.7825

Total Buy - 1,449,224

Total Sell - 1,447,050

Class of relevant security	Purchase/sale	Number of securities	Price per unit (USD)

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary Shares	SWAP	Long	83	3.7690
Ordinary Shares	SWAP	Long	370,529	3.7718
Ordinary Shares	SWAP	Long	6,461	3.7750
Ordinary Shares	SWAP	Short	27,565	3.7650
Ordinary Shares	SWAP	Short	368,733	3.7712
Ordinary Shares	SWAP	Short	83	3.7775

(b)        Derivatives transactions (other than options)

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit

(c)        Options transactions in respect of existing securities

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercising

Class of relevant security	Product description e.g. call option	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none"

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

(c)        Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:	04/01/2013
Contact name:	Kyere Tabiri
Telephone number:	020 7102 1267

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel [e-mail].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

This information is provided by RNS

The company news service from the London Stock Exchange

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