Nomura International PLC (EPT)

?

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:

Nomura International Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Xstrata Plc

(d) Date position held/dealing undertaken:

02 January 2013

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?                         

Yes, Xstrata Plc

2.         POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

USD 0.01 ordinary

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

7,425,151

0.105

4,508,547

0.064

(2) Derivatives (other than options):



4,029,084

0.057

(3) Options and agreements to purchase/sell:





TOTAL:

7,425,151

0.105

8,537,631

0.121

Class of relevant security:

5% guaranteed convertible bonds due December 2014

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

0

0

200,000

0.009

(2) Derivatives (other than options):





(3) Options and agreements to purchase/sell:





TOTAL:

0

0

200,000

0.009

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b)        Rights to subscribe for new securities (including directors' and other executive options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:


If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3.         DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)        Purchases and sales

Class of relevant security

Purchase/sale

Number of securities

Price per unit

Ordinary shares

Purchase

1,414

3.6060

Ordinary shares

Purchase

1,316

3.6070

Ordinary shares

Purchase

197

3.6080

Ordinary shares

Purchase

19,886

3.6100

Ordinary shares

Purchase

80

3.6105

Ordinary shares

Purchase

1,254

3.6125

Ordinary shares

Purchase

513

3.6180

Ordinary shares

Purchase

2,500

3.6200

Ordinary shares

Purchase

1,500

3.6250

Ordinary shares

Purchase

6,892

3.6295

Ordinary shares

Purchase

1,800

3.6300

Ordinary shares

Purchase

2,971

3.6310

Ordinary shares

Purchase

4,021

3.6320

Ordinary shares

Purchase

1,381

3.6330

Ordinary shares

Purchase

1,800

3.6340

Ordinary shares

Purchase

5,233

3.6345

Ordinary shares

Purchase

130

3.6360

Ordinary shares

Purchase

350

3.6365

Ordinary shares

Purchase

1,300

3.6375

Ordinary shares

Purchase

4,311

3.6400

Ordinary shares

Purchase

12,648

3.6405

Ordinary shares

Purchase

3,071

3.6410

Ordinary shares

Purchase

1,300

3.6425

Ordinary shares

Purchase

2,000

3.6430

Ordinary shares

Purchase

2,264

3.6435

Ordinary shares

Purchase

1,500

3.6440

Ordinary shares

Purchase

2,117

3.6450

Ordinary shares

Purchase

5,928

3.6460

Ordinary shares

Purchase

5,450

3.6465

Ordinary shares

Purchase

3,228

3.6470

Ordinary shares

Purchase

11,313

3.6475

Ordinary shares

Purchase

1,500

3.6485

Ordinary shares

Purchase

1,500

3.6490

Ordinary shares

Purchase

6,698

3.6495

Ordinary shares

Purchase

49,356

3.6500

Ordinary shares

Purchase

2,171

3.6505

Ordinary shares

Purchase

1,296

3.6510

Ordinary shares

Purchase

1,272

3.6515

Ordinary shares

Purchase

1,500

3.6530

Ordinary shares

Purchase

878

3.6615

Ordinary shares

Purchase

5,708

3.6630

Ordinary shares

Purchase

3,603

3.6635

Ordinary shares

Purchase

2,475

3.6640

Ordinary shares

Purchase

1,756

3.6645

Ordinary shares

Purchase

4,462

3.6650

Ordinary shares

Purchase

2,634

3.6655

Ordinary shares

Purchase

878

3.6660

Ordinary shares

Purchase

6,868

3.6665

Ordinary shares

Purchase

3,837

3.6670

Ordinary shares

Purchase

7,716

3.6700

Ordinary shares

Purchase

878

3.6715

Ordinary shares

Purchase

878

3.6725

Ordinary shares

Purchase

1,751

3.6830

Ordinary shares

Purchase

572

3.6865

Ordinary shares

Purchase

869

3.6870

Ordinary shares

Purchase

26,376

3.6875

Ordinary shares

Purchase

3,017

3.6880

Ordinary shares

Purchase

2,762

3.6885

Ordinary shares

Purchase

32,060

3.6890

Ordinary shares

Purchase

3,512

3.6895

Ordinary shares

Purchase

58,625

3.6900

Ordinary shares

Purchase

1,936

3.6905

Ordinary shares

Purchase

100,000

3.6926

Ordinary shares

Purchase

1,179

3.6960

Ordinary shares

Purchase

14,226

3.6965

Ordinary shares

Purchase

5,946

3.6970

Ordinary shares

Purchase

13,315

3.6975

Ordinary shares

Purchase

1,135

3.7045

Ordinary shares

Purchase

1,500

3.7060

Ordinary shares

Purchase

3,205

3.7065

Ordinary shares

Purchase

2,229

3.7080

Ordinary shares

Purchase

5,100

3.7085

Ordinary shares

Purchase

868

3.7090

Ordinary shares

Purchase

2,368

3.7100

Ordinary shares

Purchase

2,131

3.7105

Ordinary shares

Purchase

1,737

3.7110

Ordinary shares

Purchase

868

3.7115

Ordinary shares

Purchase

2,605

3.7120

Ordinary shares

Purchase

4,100

3.7125

Ordinary shares

Purchase

1,220

3.7145

Ordinary shares

Purchase

619

3.7160

Ordinary shares

Purchase

14,542

3.7165

Ordinary shares

Purchase

869

3.7175

Ordinary shares

Purchase

2,368

3.7180

Ordinary shares

Purchase

1,194

3.7190

Ordinary shares

Purchase

861

3.7195

Ordinary shares

Purchase

1,500

3.7215

Ordinary shares

Purchase

115,682

3.7254

Ordinary shares

Purchase

3,243

3.7300

Ordinary shares

Purchase

555

3.7305

Ordinary shares

Purchase

3,097

3.7310

Ordinary shares

Purchase

861

3.7315

Ordinary shares

Purchase

2,681

3.7325

Ordinary shares

Purchase

4,372

3.7335

Ordinary shares

Purchase

1,391

3.7340

Ordinary shares

Purchase

1,723

3.7345

Ordinary shares

Purchase

1,546

3.7350

Ordinary shares

Purchase

861

3.7360

Ordinary shares

Purchase

5,981

3.7365

Ordinary shares

Purchase

2,082

3.7370

Ordinary shares

Purchase

3,777

3.7375

Ordinary shares

Purchase

3,122

3.7385

Ordinary shares

Purchase

3,277

3.7390

Ordinary shares

Purchase

862

3.7405

Ordinary shares

Purchase

861

3.7410

Ordinary shares

Purchase

5,249

3.7420

Ordinary shares

Purchase

699

3.7425

Ordinary shares

Purchase

854

3.7435

Ordinary shares

Purchase

2,557

3.7440

Ordinary shares

Purchase

6,431

3.7445

Ordinary shares

Purchase

4,417

3.7450

Ordinary shares

Purchase

5,335

3.7455

Ordinary shares

Purchase

4,657

3.7460

Ordinary shares

Purchase

13,039

3.7470

Ordinary shares

Purchase

381

3.7475

Ordinary shares

Purchase

7,135

3.7480

Ordinary shares

Purchase

6,044

3.7485

Ordinary shares

Purchase

12,197

3.7490

Ordinary shares

Purchase

9,417

3.7495

Ordinary shares

Purchase

111,121

3.7500

Ordinary shares

Purchase

4,498

3.7505

Ordinary shares

Purchase

855

3.7525

Ordinary shares

Purchase

8,659

3.7535

Ordinary shares

Purchase

1,919

3.7540

Ordinary shares

Purchase

1,500

3.7575

Ordinary shares

Purchase

3,961

3.7580

Ordinary shares

Purchase

2,411

3.7585

Ordinary shares

Purchase

6,802

3.7595

Ordinary shares

Purchase

5,690

3.7605

Ordinary shares

Purchase

11,196

3.7610

Ordinary shares

Purchase

851

3.7620

Ordinary shares

Purchase

10,130

3.7625

Ordinary shares

Purchase

13,175

3.7630

Ordinary shares

Purchase

5,131

3.7635

Ordinary shares

Purchase

16,364

3.7640

Ordinary shares

Purchase

7,984

3.7645

Ordinary shares

Purchase

116,704

3.7650

Ordinary shares

Purchase

3,100

3.7655

Ordinary shares

Purchase

28,422

3.7660

Ordinary shares

Purchase

1,206,987

3.7661

Ordinary shares

Purchase

5,022

3.7670

Ordinary shares

Purchase

12,387

3.7675

Ordinary shares

Purchase

4,603

3.7680

Ordinary shares

Purchase

4,636

3.7685

Ordinary shares

Purchase

2,930

3.7690

Ordinary shares

Purchase

1,492

3.7695

Ordinary shares

Purchase

10,958

3.7700

Ordinary shares

Purchase

10,382

3.7705

Ordinary shares

Purchase

3,104

3.7710

Ordinary shares

Purchase

5,798

3.7715

Ordinary shares

Purchase

15,585

3.7720

Ordinary shares

Purchase

2,263

3.7725

Ordinary shares

Purchase

1,499

3.7730

Ordinary shares

Purchase

8,110

3.7735

Ordinary shares

Purchase

2,241

3.7770

Ordinary shares

Purchase

3,500

3.7775

Ordinary shares

Purchase

8,757

3.7780

Ordinary shares

Purchase

852

3.7790

Ordinary shares

Purchase

1,698

3.7795

Ordinary shares

Purchase

4,172

3.7800

Ordinary shares

Purchase

2,224

3.7805

Ordinary shares

Purchase

10,595

3.7810

Ordinary shares

Purchase

6,865

3.7820

Ordinary shares

Purchase

2,675

3.7825

Ordinary shares

Sale

460

3.5865

Ordinary shares

Sale

171

3.6030

Ordinary shares

Sale

342

3.6100

Ordinary shares

Sale

808

3.6115

Ordinary shares

Sale

514

3.6120

Ordinary shares

Sale

1,028

3.6125

Ordinary shares

Sale

2,831

3.6135

Ordinary shares

Sale

300

3.6150

Ordinary shares

Sale

808

3.6155

Ordinary shares

Sale

1,071

3.6175

Ordinary shares

Sale

4,537

3.6180

Ordinary shares

Sale

1,591

3.6185

Ordinary shares

Sale

388

3.6200

Ordinary shares

Sale

1,999

3.6215

Ordinary shares

Sale

871

3.6235

Ordinary shares

Sale

1,815

3.6245

Ordinary shares

Sale

1,872

3.6250

Ordinary shares

Sale

3,701

3.6265

Ordinary shares

Sale

390

3.6270

Ordinary shares

Sale

5,867

3.6275

Ordinary shares

Sale

17,313

3.6280

Ordinary shares

Sale

5,182

3.6285

Ordinary shares

Sale

4,836

3.6290

Ordinary shares

Sale

13,836

3.6295

Ordinary shares

Sale

63,307

3.6300

Ordinary shares

Sale

38,530

3.6305

Ordinary shares

Sale

15,286

3.6310

Ordinary shares

Sale

13,675

3.6315

Ordinary shares

Sale

11,248

3.6320

Ordinary shares

Sale

13,052

3.6325

Ordinary shares

Sale

21,378

3.6330

Ordinary shares

Sale

15,929

3.6335

Ordinary shares

Sale

20,188

3.6340

Ordinary shares

Sale

12,309

3.6345

Ordinary shares

Sale

10,340

3.6350

Ordinary shares

Sale

28,856

3.6355

Ordinary shares

Sale

25,082

3.6360

Ordinary shares

Sale

20,288

3.6365

Ordinary shares

Sale

8,088

3.6370

Ordinary shares

Sale

7,361

3.6375

Ordinary shares

Sale

4,436

3.6380

Ordinary shares

Sale

9,317

3.6385

Ordinary shares

Sale

4,061

3.6390

Ordinary shares

Sale

1,050

3.6395

Ordinary shares

Sale

95,778

3.6400

Ordinary shares

Sale

7,770

3.6405

Ordinary shares

Sale

8,846

3.6410

Ordinary shares

Sale

3,960

3.6415

Ordinary shares

Sale

1,319

3.6425

Ordinary shares

Sale

15,030

3.6430

Ordinary shares

Sale

715

3.6435

Ordinary shares

Sale

9,596

3.6450

Ordinary shares

Sale

9,245

3.6455

Ordinary shares

Sale

4,100

3.6460

Ordinary shares

Sale

5,501

3.6465

Ordinary shares

Sale

13,587

3.6470

Ordinary shares

Sale

19,732

3.6475

Ordinary shares

Sale

10,211

3.6480

Ordinary shares

Sale

4,391

3.6485

Ordinary shares

Sale

4,870

3.6490

Ordinary shares

Sale

878

3.6495

Ordinary shares

Sale

14,232

3.6500

Ordinary shares

Sale

8,195

3.6505

Ordinary shares

Sale

928

3.6510

Ordinary shares

Sale

1,413

3.6515

Ordinary shares

Sale

4,200

3.6520

Ordinary shares

Sale

2,083

3.6525

Ordinary shares

Sale

3,379

3.6530

Ordinary shares

Sale

1,502

3.6535

Ordinary shares

Sale

8,971

3.6545

Ordinary shares

Sale

3,755

3.6555

Ordinary shares

Sale

1,385

3.6560

Ordinary shares

Sale

1,342

3.6610

Ordinary shares

Sale

1,631

3.6615

Ordinary shares

Sale

878

3.6625

Ordinary shares

Sale

9,120

3.6630

Ordinary shares

Sale

5,422

3.6635

Ordinary shares

Sale

944

3.6640

Ordinary shares

Sale

2,032

3.6645

Ordinary shares

Sale

10,599

3.6650

Ordinary shares

Sale

4,608

3.6655

Ordinary shares

Sale

2,477

3.6665

Ordinary shares

Sale

2,600

3.6670

Ordinary shares

Sale

2,960

3.6700

Ordinary shares

Sale

1,270

3.6710

Ordinary shares

Sale

1,148

3.6720

Ordinary shares

Sale

458

3.6730

Ordinary shares

Sale

1,038

3.6780

Ordinary shares

Sale

623

3.6800

Ordinary shares

Sale

374

3.6815

Ordinary shares

Sale

874

3.6855

Ordinary shares

Sale

924

3.6860

Ordinary shares

Sale

3,866

3.6870

Ordinary shares

Sale

10,468

3.6875

Ordinary shares

Sale

919

3.6880

Ordinary shares

Sale

1,573

3.6885

Ordinary shares

Sale

3,327

3.6890

Ordinary shares

Sale

1,439

3.6895

Ordinary shares

Sale

4,115

3.6900

Ordinary shares

Sale

3,048

3.6905

Ordinary shares

Sale

133,600

3.6913

Ordinary shares

Sale

100

3.6915

Ordinary shares

Sale

1,404

3.6945

Ordinary shares

Sale

1,425

3.6950

Ordinary shares

Sale

208

3.6955

Ordinary shares

Sale

510

3.6960

Ordinary shares

Sale

124

3.6965

Ordinary shares

Sale

2,838

3.6970

Ordinary shares

Sale

256

3.6980

Ordinary shares

Sale

666

3.6985

Ordinary shares

Sale

868

3.7010

Ordinary shares

Sale

866

3.7045

Ordinary shares

Sale

523

3.7065

Ordinary shares

Sale

2,127

3.7085

Ordinary shares

Sale

1,106

3.7095

Ordinary shares

Sale

506

3.7110

Ordinary shares

Sale

1,073

3.7115

Ordinary shares

Sale

983

3.7125

Ordinary shares

Sale

600

3.7135

Ordinary shares

Sale

3,886

3.7140

Ordinary shares

Sale

2,366

3.7145

Ordinary shares

Sale

1,458

3.7150

Ordinary shares

Sale

685

3.7155

Ordinary shares

Sale

5,641

3.7160

Ordinary shares

Sale

3,579

3.7165

Ordinary shares

Sale

870

3.7170

Ordinary shares

Sale

4,773

3.7175

Ordinary shares

Sale

1,687

3.7180

Ordinary shares

Sale

862

3.7185

Ordinary shares

Sale

2,968

3.7195

Ordinary shares

Sale

1,701

3.7215

Ordinary shares

Sale

100,849

3.7216

Ordinary shares

Sale

734

3.7220

Ordinary shares

Sale

1,924

3.7230

Ordinary shares

Sale

409

3.7240

Ordinary shares

Sale

787

3.7263

Ordinary shares

Sale

1,200

3.7265

Ordinary shares

Sale

1,577

3.7290

Ordinary shares

Sale

8,925

3.7308

Ordinary shares

Sale

8,396

3.7310

Ordinary shares

Sale

857

3.7320

Ordinary shares

Sale

6,033

3.7325

Ordinary shares

Sale

539

3.7335

Ordinary shares

Sale

44

3.7340

Ordinary shares

Sale

3,056

3.7345

Ordinary shares

Sale

2,048

3.7350

Ordinary shares

Sale

1,040

3.7355

Ordinary shares

Sale

973

3.7360

Ordinary shares

Sale

5,070

3.7365

Ordinary shares

Sale

499

3.7370

Ordinary shares

Sale

1,895

3.7375

Ordinary shares

Sale

871

3.7380

Ordinary shares

Sale

5,474

3.7385

Ordinary shares

Sale

4,232

3.7390

Total Buy - 2,468,891

Total Sell - 3,971,954

Class of relevant security

Purchase/sale

Number of securities

Price per unit

(USD)

Convertible Bond

Sale

1,000,000

126.3750

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary Shares

SWAP

Long

682,611

3.7230

Ordinary Shares

SWAP

Long

6,087

3.7445

Ordinary Shares

SWAP

Long

104,540

3.7535

Ordinary Shares

SWAP

Long

400

3.7635

Ordinary Shares

SWAP

Short

686,797

3.7217

Ordinary Shares

SWAP

Short

42,990

3.7657

(b)        Derivatives transactions (other than options)

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit






(c)        Options transactions in respect of existing securities

(i)         Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









(ii)        Exercising

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit





(d)        Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)




The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c)        Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

03/01/2013

Contact name:

Kyere Tabiri

Telephone number:

020 7102 1267

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel atmonitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.


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