Glencore International Plc : Form 8.5 (EPT/NON-RI) Glencore International Plc

Morgan Stanley Securities Limited

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FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Morgan Stanley Securities Limited
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Glencore International Plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Glencore International Plc
(d) Date dealing undertaken:	28th January 2013
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?	No

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.01 ordinary	PURCHASES	6,194,313	3.9400 GBP	3.9000 GBP
USD 0.01 ordinary	SALES	7,288,699	3.9400 GBP	3.9000 GBP
USD 0.01 ordinary	SALES	217,800	6.1730 USD	6.1730 USD
5% guaranteed convertible bonds due December 2014	PURCHASES	2,000,000	126.8800 USD	126.8800 USD
5% guaranteed convertible bonds due December 2014	SALES	2,000,000	127.0000 USD	127.0000 USD

(b)        Derivatives transactions (other than options)                                                         

Class of relevant security	Product description e.g CFD	Nature of dealing e.g opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit (GBP)
USD 0.01 ordinary	CFD	LONG	310	3.9078
USD 0.01 ordinary	CFD	LONG	6,554	3.9080
USD 0.01 ordinary	CFD	LONG	49,413	3.9080
USD 0.01 ordinary	CFD	LONG	1,860	3.9098
USD 0.01 ordinary	CFD	LONG	17,237	3.9101
USD 0.01 ordinary	CFD	LONG	21,350	3.9121
USD 0.01 ordinary	CFD	LONG	70,000	3.9124
USD 0.01 ordinary	CFD	LONG	8,014	3.9129
USD 0.01 ordinary	CFD	LONG	2,200	3.9134
USD 0.01 ordinary	CFD	LONG	90,120	3.9144
USD 0.01 ordinary	CFD	LONG	47,617	3.9150
USD 0.01 ordinary	CFD	LONG	6,100	3.9150
USD 0.01 ordinary	CFD	LONG	186,790	3.9151
USD 0.01 ordinary	CFD	LONG	8,366	3.9174
USD 0.01 ordinary	CFD	LONG	606,853	3.9181
USD 0.01 ordinary	CFD	LONG	4,100	3.9218
USD 0.01 ordinary	CFD	LONG	24,400	3.9294
USD 0.01 ordinary	CFD	SHORT	200	3.9021
USD 0.01 ordinary	CFD	SHORT	40	3.9021
USD 0.01 ordinary	CFD	SHORT	4,338	3.9080
USD 0.01 ordinary	CFD	SHORT	2,147	3.9080
USD 0.01 ordinary	CFD	SHORT	316	3.9091
USD 0.01 ordinary	CFD	SHORT	27,304	3.9123
USD 0.01 ordinary	CFD	SHORT	894	3.9139
USD 0.01 ordinary	CFD	SHORT	17,115	3.9144
USD 0.01 ordinary	CFD	SHORT	189,119	3.9162
USD 0.01 ordinary	CFD	SHORT	4,100	3.9202
USD 0.01 ordinary	CFD	SHORT	72,969	3.9212

(c)       Options transactions in respect of existing securities 

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit (GBP)
N/A	N/A	N/A	N/A	N/A	N/A	N/A	N/A

(ii)        Exercising       

Class of relevant security	Product description e.g. call option	Number of securities	Exercise price per unit (GBP)
N/A	N/A	N/A	N/A

(d)       Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none"

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	29th January 2013
Contact name:	Tim Atkinson
Telephone number:	0207 425 1155

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel [e-mail].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

This information is provided by RNS

The company news service from the London Stock Exchange

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