FUTURE GENERATION INVESTMENT FUND LTD 
By Form 603
Corporations Law
Section 6718
Notice of initial substantial holder
To: Company Name/Scheme Australian lnfrastructure Fund
ACN/ARSN 089 889 761
1. Details of substantial holder (1)
Name: Bank of America Corporation and its related bodies corporate
ACN/ARSN (if applicable)
The holder became a substantial holder on: 3 January 2013
2. Details of voting power
The total number of votes attached to ali the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
Class of securities (4) | Number of securities | Persons' votes (5) | Voting power (6) |
Ordinary | 31,060,447 | 31,060,447 | 5.00% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
Merrill Lynch (Australia) Futures Ltd | Beneficiai Owner | Ordinary 30,895,996 |
Merrill Lynch lnternational | Beneficiai Owner | Ordinary 4,962 |
Merrill Lynch lnternational | Borrowing of securities pursuant to a Prime Brokerage Agreement (see Appendix) | Ordinary 159,489 |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant interest | Registered holder of securities | Person entitled to be registered as holder (8) | Class and number of securities |
Merrill Lynch (Australia) Futures Ltd | Merrill Lynch (Australia) Nominees Pty Ltd | Merrill Lynch (Australia) Futures Ltd | Ordinary 30,895,996 |
Merrill Lynch lnternational | Merrill Lynch (Australia) Nominees Pty Ltd | Merrill Lynch lnternational | Ordinary 164,451 |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
Holder of relevant interest | Date of acquisition | Consideration (9) | Class and number of securities |
Cash l Non-cash | |||
Please see Annexure A. |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACNIARSN (if applicable) | Nature of association |
Merrill Lynch (Australia) Futures Ltd | Related body corporale |
Merrill Lynch lnternational (Australia) Ltd | Related body corporale |
Merrill Lynch lnternational | Related body corporale |
Merrill Lynch, Pierce, Fenner & Smith lncorporated | Related body corporale |
Merrill Lynch (Australia) Nominees Pty Ltd | Related body corporate |
MLEQ Nominees Pty Ltd | Related body corporale |
7. Addresses
The addresses of persons named in this form are as follows:
Name | Addresses |
Bank of America Corporation | 100 North Tryon Street, Charlotte, North Carolina, 28255, USA |
Merrill Lynch (Australia) Futures Ltd | Level 38, Governor Phillip Tower, 1 Farrer Piace, Sydney NSW 2000, Australia |
Merrill Lynch lnternational (Australia) Ltd | Level 38, Governor Phillip Tower, 1 Farrer Piace, Sydney NSW 2000, Australia |
Merrill Lynch lnternational | 2 King Edward Street, London EC1A 1HQ, United Kingdom |
Merrill Lynch, Pierce, Fenner & Smith lncorporated | One Bryant Park, New York NY 10036, USA |
Merrill Lynch (Australia) Nominees Pty Ltd | Level 19, 120 Collins St, Melbourne Vie 3000, Australia |
MLEQ Nominees Pty Ltd | Level 38, Governor Phillip Tower, 1 Farrer Piace, Sydney NSW 2000, Australia |
SIGNATURE
Print Name: Roland Chan Capacity: Authorised signatory
Date: 8 January 2013
Annexure A
Olt• .JctAnge P'MIOA WIWH I...Vanl: lr!IM•IC •ha.n8M N .tl . .rc...,._(4 ConaWeuilloon(l Ct.u(l .JMcwln lecurlln 1Jfede4 P'M. n's vote.s affed.C
5-Se 12 MerriLl nch Austtala Futures Ltd Sol 56,9a2 Ordina 18 561 a 561
&·Seo-12 MerriLl vnch Austr ala Futt.H'DS ltd Buv 91 752 Ordinarv 29 a90 29 ago
6.Sep-12 MertiR t,._y_!'lch Australe Futuros Ltd Sol •• 603 Ordina ,. 576 u 576
17·Sep.12 MerriLl vneh Austraia Futures Ltd Sei 177U Ordinarv 5 a27 5 a27
17·Sep-12 Merrllnl ch Austr aia Futures Ltd Sol •• (29 Ordìnary. H 567 ,.567
17·SCP.12 Merr11Lvneh AustraMa Futures Ltd Buv la 30a Ordìnarv 12 560 12 560
20-Se 12 MerriLl neh Austrab Futures Ltd Sei au 163 Ordina 26a 57a 26a 57a
20·Sop.12 MerriLl ynch Australa Futures Lld Buv 29( 39< Ordinarv 96 23a 96.23a
20.Sep-J2 MernLl vnch Australe Fututes Ltd Buv a• 9a Ordinarv so 500 60 500
25·Sop.12 MerriLl ynch Austr ala Futures L!d Buv 176,619 Ordinarv 57 90a 57 90a
2a·Seo-12 MerriLl vnch Australa FutUfes Ltd Buv 97 Oa1 OfdinaiV 32 us 32 (6
1.0f:l·12 MernLl vnch Australa FtAUIOS Ltd Sol 26 90 Orcinarv a 701 a 701
2.0f:l·12 MerriLl vnch Australi FtAUfes Ltd B (3 76a Ordina 1-4 541 14 5-41
3·0cl·12 MernLl ynch .Australi FtAures ltd Buv (3 76a Ordlnary 14 541 1-4 S-41
3·0cl·12 MerriLl vnch Australa FtAures Ltd Buv sa 117 Ordìnarv 32 U6 32 1(6
5·0cl·12 MerriLl vneh Australa FtAures Ltd Buv 59 59 Ordìnarv 19900 19900
9-0ct-12 MerrtlLvneh Austr ala Futures Ltd Buv 90 aa7 Ordlnarv 30 195 30 195
120· C1·12 Merri Lvneh AustraMa Futuros Ltd Sol 5 569 Ordlnarv 1 a51 1 asl
12-0ct-12 Merri Lvneh Australa Futuros Lld B 21 587 Ordina 7189 7 a9
12-0ct-12 MerrlLl vneh Austr ala Futures Ltd Buv 32 9(0 Ordìnarv 1 000 l 000
16·0CI·12 MerrlLl vnch Australi Futures Ltd Buv 006 Ordìnarv 1 57( 1 57•
16·0cl·12 Merr Lvneh Australa Futures Ltd Sei 2(9 Ordìnarv a3 a3
16·0cl·12 Merrlllvnch Australi Fulures Lld Sol a•.2o• Ordmar;o 2a 62 a 162
17.0f:l 12 Merrillynch Aus1rala Fulures Ltd Sol 9 339 Ordìnarv 3 13 3 113
18.0f:l·12 Merrillnch Australa Futures Ltd Sol 52 626 Otctìna 17 5(2 17 5(2
19.0f:l1· 2 Merrillynch Australa FtAuresltd Sol 52 608 Ordmarv 20 939 20 939
22.0f:l·12 MerriLl vnch Australi FtAures Ltd Buv 2 589 Ordinarv 868 868
23·0cl·12 MerriLl ynch Australa Futures Ltd Buv 4 144 Ordinarv HOO 1 •oo
23-0ct-12 MernLl vnch Australa FtAures Lld Sol 2 378 Ordmar;o 9a 98
23·0CI·12 MerrlLl vneh Australa Futures Ltd Buv 62 398 Ordmarv 20 939 20 939
24-0ct-12 MerriLl neh Australa Futures Ltd Sei 51 979 Ordina 20 939 20 939
25-0ct-12 Merr lLvnch Australa Futures Ltd Sei 12 osa Ordìnary .. 141 4 141
25·0cl·12 Merl Lv neh Australa Futures lld Buy 1 62• Ordinary_ 3 957 3 957
25·0CI1· 2 Morr Lvneh Aust raMa Futuros Ltd Buv ,. 081 Ordlnarv (757 • 757
26-0ct-12 MeuiLl vnch Australa Futures Ltd fluy s• Ordlnary_ 18 a
29· CI·12 Merrillvnch Australa Futures Ltd Sei Ha• Ordlnarv 82• a2•
29.0f:l·12 Merr L nch Australa Futures Ltd B 555 Ordina 187 187
29.0f:l·12 MerriLl ynch Australi Futures Ltd Buv 2 397 Ordinarv 807 807
30.0f:l·12 Memyll_t: <=h Australa Futures Ltd Buy aa•a Ordinary_ 287• 28H
30-0c1·12 MerriLl ynch Australi Futures Lld Sol 9,727 Ordìnarv 3 275 3 275
30.0f:l·12 Merrillnch Australa FtAures Ltd Buy a 776 Orcinary_ 2 955 2.965
3·0cl-12 Mernllvnch Australa Futures Lld Buv •.829 Ordlnarv l 626 1 826
1-Nov-12 MernLl nch Australa Fututes Lld Sei 8,7(( Ordina 6 333 6 333
1-Nov-12 MerrlLl ynch Australa Futures Ltd Buv 5 30 Ordinarv 1736 1 736
1-Nov-12 MerriLl ynch Australa Futures Lld Buy 51 •a9 Ordinary IHS• 17 454
2-Nov-12 MernLl vneh Auslfal1 Futures Ltd Buv 15 126 Ordlnarv 5 25 5 125
2-Nov-12 MerriLl ynch Australa Futuros Lld Sol 2 273 Ordìnary 758 768
5·NoY·12 MerriLl vneh Austrlla Futures Lld Sol H07 Ordìnarv 816 86
5-Nov-12 Merri L neh Auslfala Futuros ltd Buy_ nsa Ordina 1 832 1 632
6·NoY1· 2 MerriLl vnch Australa Futuros Ltd Buv 2 270 Ordlnary 772 772
6·Nov·12 MerriLl ynch Austr1la Futuros Lld Buy 51 315 Ordlnary 11•5• 17 454
7-Nov-12 MetriLi vnch Australi Fuluros Ltd Buv IO 835 Ordlnarv 3 693 3 693
7·NoY·12 MerriLl ynch Australi Fulwes Ltd Sol e 534 Ordlnary 2 259 2 259
7-Nov-12 MerriLl vnch Australi Futures Ltd Buv 78 253 Ordinarv 2s sa• 26 sa•
7-Nov-12 Mernlly_nch Austrlll Fulures Lld Buy 139 193 Ordinary (7(35 (7,(35
8-Nov-12 Mernllvnch Auslrala FutUies ltd Buv 37 077 Ordinarv 12-484 1HU
9·NoY·12 Menlllynch [AuStrali Futurcs ltd Buy 5 06 Ofdinary 1 689 1,689
9-Nov-12 MerriLl vnch Australi Futures ltd Sol H21 Ordinarv 815 815
9·NoY·2 MerriLl ynch .Australa Futures Ltd Sol 38 517 Ordìnary 12 925 12 925
9-Nov-12 MernLl vnch Australa Futures Ltd Buv 3( 803 Ordlnarv 11 679 1679
9· NoY·12 MerriLl ynch Australa Futuros ltd So l HO 906 Ordlnary (7 (35 H (35
13·NoY·12 Merrillvnch Australa Futuros Ltd Sol 26 sao Ordinarv 8782 a 752
13-Nov-12 Mcrril Lynch Australa Futuros Lld Buv 6 236 Ordinary 5 353 5 353
13·NoY·12 MerrilLvnch Australa Futures ltd Sol 51 28( Ordìnar;o 17 03a 17 038
14-Nov-12 MerriLl ynch Australa Futures Lld Sol 15 720 Ordinary 5186 5 a6
14 -Nov -12 MerriLl vnch Australa Futures ltd Buv 10 003 Ordinar;o 3 313 3 3 3
5·NoY·12 MerriLl y nch Australa Futures Lld Sol •s 917 Ordinary 15 15( 15 15(
15-Nov-12 MerriLl vnch Australa Futures Ltd Sol 3 636 Ordinarv 1196 1 96
15-Nov -12 MernLl ynch Australi Futures Ltd Sol 100 5oa Ordinary 33 087 33 087
6·NoY·12 Mernvllnch Australa Futures Ltd Buv •sa Ordìnarv (9 H9
16-Nov-12 MernLl ynch (Australa Futures ltd Sol 3 681 Ordinary 4 459 ..59
16-Nov-12 MemLl vnch Australa Futures ltd Sei 83,283 Orcinarv 27 128 7 128
19·No•·12 MerriLl ynch (Australe Futures Lld Sol 65 752 Orcinarv s• 256 s• 256
20-Nov-12 Merrillvnch Aultrala Futures Lld Sei 7 592 Ordinar;o (2,(81 2<81
20·NoY1· 2 Mernl Lynch Australa Futures Lld Buy 1 668 Ordlnary 3813 3 813
21·NoY1· 2 MerriLl nch Australi Futures lld Buv 53 283 Ordinarv 27 12a 27 128
22-Nov-12 Merrlllynch Auslrafa Futuros Ltd Sei 78 113 Ordl'narv 25 527 25 527
26·NoY• 2 MerriM Lvnch Australa Futures Ltd Sol 5 600 Ordlnarv 1 792 1 792
26·NoY·2 Merrin Lynch Austra a Futurosldl
Buv 62 500 Ordinarv 20 000 20 000
26-Nov·2 Merri vnch Aultraai FuturoLtd Sol 62 600 Ordin
26·NoY·2 MerriLl ynch Austrela Futures ltd Buv 56 605 Ordìnarv 8 027 18 027
26·Nov·2 Merrillvnch Australa Futures Ltd Buv 130..177 Ordiner;o • 170 000 •.170 000
26-Nov-12 Merr11 ynch Australa Futures ltd Buv 2 507 756 Orcinarv aoo ooo 800,000
26 Nov-12 Men11Lvnch Australa Fututeslld B • 709 550 Orcinar;o 1 500 000 1,500,000
28·NoY· 2 MerriLl ynch Australa Futwes ltd Buv 626 939 Ordinarv 200 000 200 000
27·NoY·2 Mer ILvnch Australa Futures Ltd Buv 21 8(5 Ordinal'W' 6968 6.96a
27·NoY·2 MerrlLl ynch Australa FutUfes Ltd Sol 3,381 Ordinarv 1 076 1 076
27-Nov-12 MerriiL nch Auslr1la Fututes Ltd Sol 21 aao Ordinary_ 6 968 6 96a
27·NoY·2 Merri ynch Australa Futures Ltd Sei 9 7(( Ordìnarv 6 288 6.288
27-Nov-12 Merr i nch Australa Futures Ltd B 2,668,7(7 Ordina a5o ooo aso ooo
27·NoY·2 Merri lynch Australa Futures Ltd Buv • 395 sa• Ordìnarv 1 (00 000 1 (00 000
28·No•·12 Merr11Lynch Au'Strala Futurcs Lld Buy_ 68 725 Ordinary _ 26 225 28 225
28-Nov-12 MerrilLvnch Australa Futures Ltd euv 1,25(,000 Ordlnarv •oo.ooo (00 000
28·No•·12 MerrlLl ynch Australa Futures ll d Sei 88 627 Ordlnary 28 225 28 225
28·NoY·12 MerriLl vnch AustraMa Futures Lld Sei ., aa• Ordlnarv 13 339 3 339
29-Nov-12 Merril,.y(Ch Australa Futuros Ltd Buy_ 62,6(6 Ordina 20 000 20 000
29·NoY·12 Merrillvnch Australi Futures Ltd Sol 62 800 Ordìnarv 20 000 20 000
29·NoY·12 MerrilLynch Austra a Futures ltd Sol 5.015 Ordinary 1 597 1 59
30-Nov-12 Merrtllvnch Australa FUlUIOS Ltd Buv 97,833 Ordnarv 31,058 31 osa
30·NoY·12 MerriLl ynch Australa FtAures Ltd Buy 3 (9,700 Ordìnary 1 000 000 1 000 000
3-0ec-12 Memllvnch Australi FtAures Ltd Buv 89 022 Ordinarv 28.261 28 261
3·00C·12 MerriLl ynch Ausuala FtAures Ltd Buy 622.878 Ordìnary 1117 739 197 739
3-0ec-12 MernLl vneh Australa Futures Ltd Buv 2 333 000 Ordinarv HO 635 H0835
3-0ec-12 MerrtLl ynch {Australa Futures Ltd Buy 2 12a s•o Ordìnary 675 092 675 092
4-0ec-12 MerrilLvnch Australa Futures ltd Buv 117 275 Ordinarv 30 861 30 88
-4-0ec-12 MerrllLynch Austrela Futures Ltd Buy 1 (67 730 Ordinary •ss 9(6 (65 9(6
5-0ec-12 Merrfllvnch Australa Futuros ltd Buv •• 510 Ordlnarv ,.130 , .130
5·00C·12 MerrilLynch Australe Futures Ltd Buy 21 (72 Ordinaf'Y 6 795 6 795
5-0cc-12 Merrll Lvnch Austr·ala Futures ltd Buv (98 95 Ordlnarv 158 157 158 57
6-0ec-12 MerrilLynch Austlala Futuros Ltd Sol 6 556 Ordlnary 2 Oa2 082
7·Dec·12 Merri Lvnch Australa Futures Ltd Bw 752 •22 Ordinarv 238 aa• 23a 86•
7-0ec-12 MerriLl ynch Australa Futures Ltd Sol 2 552 01dìnary ao5 aos
7-oec-12 Merrlllvnch Australa Futures Ltd Buv 251 820 Ordìnarv 79 9(3 79 9(3
O·OOC·2 MerriLl ynch Australa FtAures Lld Buv 3 59 700 Ordinary 1 000 000 1 000 000
10-0ec-12 Merrtllvnch Australa Futures ltd Buv 203 871 Ordlnarv a• 3•9 a• 3(9
1D·Dec-12 Merrillynch Australa Futures Lld Buy 1 266 000 Ordinary •oo ooo •oo ooo
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luy
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(4 ,898)
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Lvnc lnterna· fona l l
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lei
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l Secl riesreturned l SOCl liOVoturned
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l SecurltiesJOiurned
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rlnternalional rlnternalional r lnternalional
Lvnch lnternallonal
12-Sep.1: rlntemalional
Lvnch lnternallonal l rlnternallonal i Lvnch
· Lvnch lntornallonal
l Secl ties borrowed
1 Secl lies relurned l SOCl les rolurned
1 Secur ies borrowed
l Secur ics borrowed lSecut ies returned
Securil s borrowod
Securi' es returned
>ecurit'es retumed
Securit es retumed
Securltes borrowed iecur' es borrowed ieeur es borrowed loeur es ieeuri es retumed
ieeurl es borrowed
N/A Drcinarv
N/A Qrcijnary N/A Drcllnarv N/A :Orcllnarv
N/A IOrcinary IDrdnarv Ordnary narv
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1Internaiona nlernal ona
Lvnc nternaliona
l Lvnc nternaliona
•-Seo. Merr Lync
Lvnc ntornar ona
Lync nterna• on;
r Lvnc nterna• ona
iep.1 lerr• Lvn< rnterna' on• Lync rnterna: ono rnterna• on;
Lync rnternar ona Lvn< :nternor ona rnternar ono
Lvnc nternar onal Lync nternar ono! Lvnc >Interna• ono!
1 Lync >Interna• onal
i LvnnInterna• ional
Lync >Interna lonal
2-· lei· lerr Lvnch Interna lonal
2-· lct-' lerr ynch Interno lonal Lvnch Interna lonal ynch Interna .lonat Lvnch Interna ional
8lcl-1 IMernLl vnch Interna lonal
Lvnch Internaional
Lynch Interna lonal
i'
iecuri es returned iecun es iecuri es borrowed
iecuri es relurned iecurtes lecurl es returned lecurie iecut' ies retumed lecut'res d_ iecurl !es borroweo lecurlle$_1'!1!1= iecurlles roturned lecurlle lecurlles borrowe< IOCur fes retU!fll'!l lecur !es returned lecur !es returned lecur ies returned lecur re5_!_e d_ Secur ies returned ISecur ies returned Seeur' !es returned ISOCUI IO$ returned ISecur les borrowed ISecur !es borrowed ISeculflfes rolurnod ISecurlles rolurned ISecudlies returned
1 Seculflfes borrowed ISeculflios returned ISecu:llles borrowed
lSecur illes returned lSecurilies returned ISecurilies relurned
nary
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narv narv
narv
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(41,99
(41,99
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Annexure A
Lvnch l
6.0CI·11 IMerr Lynch ln!ernalional
9-0cl -11 IMerr Lvnch lnlernalional
Secur les borrowed
N/A N/A
narv
:lonarv
520,620
18.3001
520,620
183. 00
9-0cl-11 IMerr Lynch lnlornalional
10-0c - IMerr.vnch lnlernalional
Secur les borrowed N/A
N/A
narv 37'
292.613
1-0c!-11 IMerr.ynch lnlernalional
Secur los relurned NIA narv
(51!,466)
(52,466)
Ocl- lerr
.vnch ln1ernaliona1
NIA Ord narv
131. 231
13.1231
. t.Ocl-11 lerr .ynch lnlernalional Securllies reul rned N/A Ord narv (240,70: (240,70
Ocl- lern.vnch lnlernalional
12-0cl-1: lern .ynch lnlernalional lei' lerri .vnc llnlemauonal lcl-1 lerri .ync 1 ln4ernaUonal lei- lern .vnc 1 lnlernat onal
.ync 1 ln4ernalonal le!- lerri.vne 1 lnlernaronal
.ync 1 ln4orna1onal
• Secu1ilies relurned
• Secu1iUes relurned ISeCIMilies rehMned ISecu1IUes relurned ISecunlies returned
1Securiues borrowed lSecur11ies relurned
1Securilies borrowed
NIA Ord narv NIA Ord'narv N/A Ord·narv NIA Ordmarv N/A Orclnarv NIA Ordònarv NIA Ordònarv NIA Ordlnarv
n: •.a21
13.241
158 0501 (56,188)
138.531
aa.
11:' 2711
174,60
1137.61
.241
159 0501 (56,188)
139 531
aa.
11".21
74,600
le!-' lerr.vnc 1 ln4ernalonal lSecuritles relurned NIA Ordlnarv 12.4951 !.41
)Cl-l
lerr.ync 1 ln!ernaronal
lSecurilies relurnad NIA Ordinarv 1101, 101
lei- le-it
lerr'.vnc 1 lnlernalional lerr .ync 1 lnlornallenal
lSecu1 ies rol urned
1secu1 los relurned
NIA Ordinarv 166.4551
174,60
166.41
74,61
)ct- lerr.vnc 1 lnlernalional
.ync lnlemalional
0c1-· Iom .vne 1 lnternalional
.ync lnternalional
lSecu1 les borrowed
;secu1 las returned ISecu1 les relurned ISecu1 les re!Urned
NIA Ordònarv
NIA Ordlnarv N/A Ordlnarv NIA Ordlnarv
24:<.055
144,600
196.4551
,IO'
243.01
144,61
196.451
,IO
1-Nov- Merri cvnch lnternalional 1Secur11ies borrowed
NIA Ordlnarv
13.500
113.500
7-Nov-I Merri cynch lnternalional
ISecunUes relurned
NIA Ordlnarv
(861
(967)
'-Nov- Merri cvnch lnternalional ISecunUes relurned NIA Ordlnarv 118.6231 119.1231
6-Nov-1 Merr
6-Nov-· Merr
.ynch lntemalional
.vnch lnternalionol
ISecuriUes re1urned NIA Ordlnarv
NIA Ordlnarv
!",260)
12.246
9-Nov-1: Merr.ynch lnternalional ISacunlies borrowed NIA Ordlnarv 145,500 145,500
!-Nov- Merrl .vnch lnternalional
.ynch lnternalional
-Nov- Merr Lvnch lnternalional
13-Nov-1: Merr Lynch lnternalional
13·Nov-· Meni Lvnch lnternallonal
· Lynch lnternatlonal
13-Nov- Meni Lvnch lnternallonal
· Lynch lntemational
1lnternallonal
· Lynch lntemalional
Lvnch lln4emaUonat
ISecuriues raturned ISecurilies roturned ISecu es borrowed ISecu es retumad ISecu
ISacu os r eturned Secu es borrowed Secur es r eturned Secun1 es borrowed Securil es relurned
Securil es returned
N/A Orrinarv NIA Oninarv NIA Oninarv NIA Oninarv N/A
NIA Or1Nnarv NIA Ordònarv NIA Ordnarv NIA Ore narv NIA Orr narv
NIA On narv
150.391
,246)
162.645
1,661
1145.5001
161,346)
2191. 61
145,500)
252.26:
1,000)
175.2891
1,6671
150.3971
!,2 46)
162.6 45
1,6671
11 45.5001
161 ,346)
219.161 (145,500)
252.263 (10,000)
175.2991
1,667:
21-
21
26-Nov-1
26-Nov-
26-Nov-t
26-Nov-
29-Nov-1
30-Nov-
l nternaUonal
1 lnternauonal
1 lnternallonal
Lynch lnternational
· Lvnch i Meni Lynch lnternatlonol Meni Lvnch lnternalionol Moni Lvnch lnternalional Merr Lvnch Internaliono Men' Lynch lnternaliona MerriLl vnch
· Lynch lnlernahona
>ecu' es returned
:ecu1 es returned
:ecu' es returned
IOCUI 0S borrowe1
lecur es roturned lfnOd
:ecur es borrowe•
bo
:ecur es returned
lecun· es returned
narv narv
narv narv
narv narv
inarv lnarv
131 161 (61 73l
.ao:
i.ll
13' 4361 (61,
11:' 4101
95,
146.9001 (74,60
195.3321
,104
170.134
,765)
11 1 .1041 (166,369)
30-Nov- MerriLl vnch lnternaliona
1lnternaliona
lecUI1',.. borrowe•
òeciH Ues retutned
lnary
lnarv
_§li;
(156.'
5-Dec-
6-0ec-1
13-Dec-
MentLi vnch
MemLl ynch lnternaliona
Mernll
;ret10ned lecur es ret10ned
onary 11 narv
16-Dec-1 MerrlLl ynch lnternallona
òecur es returned
narv (5
21·Dec-
26-Dec-1
Dcc-
i-Set>-1
-Sec
MerriLl vnc
MeniLl vnc nlernallona
MerriLl vnc
McrlLvnc nternallona lUStra
LId
LIO
:ecurl es borrowe•
>ecurl es rcturned
:ecurl os returned
>ecur les borrowed
:returneo
norv narv narv
MorriLl ync ntornallona lUStra Lld >ecur les returned narv
-Ser>-
MerriLl ync nternallona
lUStra Ltd >ecur ies borrowec
·nary
1-Set>-1
IOJ>-1
Merri Lync lnternationa
lelfÌ
lUStra Lld lUStra Lld
òecur ies returned
>ecur ies borrowec
norv nary
169)
lern Lvnc
nternallono lUStra Lld
lUStra Lld
òecur ies borrowec
iecur ies borrowec
N narv
N nary
let>-1 !erri Lvnc ntor naliona Austra Lld òecur ies borrowec NIA narv
:ep.1 !erri Lync 'nternaliona Austn Ltd òeciM ies borrowec NIA 'nary 2C
:Ot>-1 Lvnc nternallona Austro Lld òecur ies returned NIA 'narv
:ep-t Lync nternallona Austn Ltd >ecur ies returned NIA ·nary
let>-1 Lvnc nternal ona (Austro Lld let>-1 (Austr: Lld
òecu1 ies ret urned
>ecu1 les returned
NIA Jrd'narv
NIA )rd nary
let>- Lvnc nter nal ona (Austral Lld òocunlles 1eturned 19.
let>-1 Lync nternal ono (Austral LIO
iecurllles borrowod
NIA JrOinorv 05, 27
>et· en LvnchInternai ono!IAustral Lld iecuri!les r oturnod NIA )rdinorv (1 561
>cl -l len Ly nch Internai onol(Austr: Ltd >ecurllles roturnod (46, ·00)
lct-1 len Lvnch lnlernol onaiiAustral'aLl ld ISecuntles roturned NIA Ordònarv 152.046) 15 461
>et-l len Lynch 1n1erna1 onal(Australa) Lld lSecurilles borrowed lct· len Lvnch Internai onoiiAustrol alLld lSecuriUes returned
NIA Ordònarv
NIA OrOinarv
!34
153. Il)
34
153. 61'
lct-1 len Lynch lnlernatoonal(Austr ol a) Lld 1 Securitles bonowed
NIA Ordinarv
28: 170 293, 70
ICI· IMen Lvnch lnternational(AustralalLld lSecu1 '"retiHned
NIA Ordlnarv 134 751) 13• . 51'
ICI-l IMen Lynch ln1ernational(Austrola) Ltd
lct-1:IMen Lvnch lnternalionalIAustralalLld
lSecu1 •es roiiHntd
NIA Ordinarv
N/A
(20 1,000)
11.2341
(200,1
11.2341
ICI-l IMen Lynch lnternotional(Australa) Ltd ISecu1 les returned
NIA Ordinarv
ca: 7551
(63,755)
Oct-121 Merri Lvnch Internai onal(AustralalLld ISecu1 ies borrowed NIA inarv 2.495 2.
5-0ct-· IMen Ly nch Internai onal(Australa) Lld l Secu1 les returned
Oct-1:IMerrl Lvnch Interna' onaii AustraialLld Sacu1 les roturned
NIA inarv
NIA inarv
(41,616)
12.1951 (2.
1-Nov-t: IMerri Lynch Interna• onal(Australi) Ltd
'-Nov-12 1 Morrillvnch Interna• onalIAustralalLtd
Secu1 les returned (96, 16) (96,
140.
>-Nov-1:IMerriLl ynch In!orna· onal(Austrola) Ltd
20-Nov-t 21 MerrilLvnch tnternotlonalIAustralalLtd
Secu1 ies bonowod
.ecu
N/A inarv lnarv
75,299 (6' .9331
75,
161.933
20-Nov-1:I MerrilLynch lnlernatlonal(Austrola) Ltd
23-Nov-121MernLl vnch Interna· ona lUStrai Ltd
26-Nov-t: IMerriLl ynch Interna· ona lUStrai Ltd
26-Nov-121Mernl
29-Nov-t: IMerrilLynch Interna ona lustrai LIO
29-Nov-121Men Lvncl Ltd
30-Nov-· IMen Lyncl lnternatona lustrai Ltd
30-Nov-12 1Men Lvncl lnternat1ona lustrai Id
30-Nov-t: IMe11 Lvncl lnl erno ona Austro
6-Dec- l
:ecu1 les bonowed iecu ; oorroweo
1ecu1 IOS borrowed
:ecu ies borrowed
:Oçu es borrowc
:ecu es re!IHno<
:ec• es roturnec
:ecu es relurnec
, roturnec
inarv ,436 1 ,436
IlO
46,900
!77,41
N/, Nnarv
N/, Nnary
11-Dec-· IMe11 Lyncl Interno onal Austro :ecu es returnec narv
1' -Dec-12 Me11 .ynç 1terno lonol Austro :ecu os rcturncc lnary
11-Dec-t: Merril .vnc Interna lonot Austro :ecu es roturnc< narv
-Dec-12 Merril yn_c lnternalonal Austro
:ocu• es rcturnec nary
Oec-11 lerri .vnc lnternatlona Austro
1 Austra
.vnc lnternationa Aus rala lld
.ync tnternauona Austraia Ltd
:ecur es returnec
:ecur es returne<
:ecu"' es returned
:ecuril es returned
narv nary
Ore narv
Otc nary
.vnc lnterna!lona IWstrala Ltd lecutl• es returned lecurtl es returned
Ore narv
Ore nary
04.
95,
04.
Appendix: Prescribed informationType of agreement | Prime Brokerage Agreement l Global Master Securities Lending Agreement | ||
Parties to agreement | Merrill Lynch lntemational and Virtu Financial Asia Pty Ltd | Merrill Lynch lntemational, Merrill Lynch lntemational (Australia) Limited and Susquehanna Pacific Pty Limited | Merrill Lynch lnternational and GETCO Asia Pte. Ltd |
Transfer date | For the period from 4 September 2012 to 3 January 2013. | ||
Holder of voting rights | Securities borrower. Securities fender may instruct the registered holder to vote on securities. | ||
Are there any restrictions on voting rights? | No | ||
lf yes, detail | N/A | ||
Scheduled return date (if any) | On recali of the securities loan by the securities fender. | ||
Does the borrower have the right to retum early? | Yes | ||
lf yes, detail | Securities borrower will have right to return assets at any time. | ||
Does the lenderhave the right to recali early? | Yes | ||
lf yes, detail | Securities fender will have right to recall assets at any time. | ||
Will the securities be retumed on settlement? | Yes | ||
lf yes, detail any exceptions | N/A |
Type of agreement | Australian Master Securities Lending Agreement | Overseas Securities Lender's Agreement | Master Securities Lending Agreement |
Parties to agreement | Merrill Lynch Equities (Australia) Limited and NationalAustralia Bank Limited | Merrill Lynch lntemational and BNP Paribas Securities Services | Merrill Lynch, Pierce, Fenner & Smith lncorporated and JPMorgan Chase Bank |
Transfer date | For the period from 4 September 2012 to 3 January 2013. | ||
Holder of voting rights | Securities borrower. Securities lender may instruct the registered holder to vote on securities. | ||
Are there any restrictions on voting rights? | No | ||
lf yes, detail | N/A | ||
Scheduled return date (if any) | On recali of the securities loan by the securities lender. | ||
Does the borrower have the right to retum early? | Yes | ||
lf yes, detail | Securities borrower will have right to return assets at an y time. | ||
Doesthelenderhave the right to recali early? | Yes | ||
lf yes, detail | Securities lender will have right to recall assets at any time. | ||
Wili the seeurities be retumed on settlement? | Yes | ||
lf yes, detail any exceptions | N/A |
|
distributed by
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