TIDMFGP
TR-1 (i) NOTIFICATION OF MAJOR INTERESTS IN
SHARES
1. Identity of the issuer or the underlying issuer of
existing shares to which
voting rights are attached:
FirstGroup plc
2. Reason for the
notification
State
Yes/No
An acquisition or disposal of voting
rights
Yes
An acquisition or disposal of financial instruments
which may
result in the
acquisition of shares already issued to which voting
rights are
attached
An acquisition or disposal of instruments with similar
economic
effect to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the
notification Capital
Group
obligation
(iii):
International, Inc.
4. Full name of shareholder(s) (if different from
3.)
(iv):
5. Date of the transaction (and date on which
the 20
January 2012
threshold is crossed
or reached if different) (v):
6. Date on which issuer
notified:
24 January 2012
7. Threshold(s) that is/are crossed or
reached:
Above 4%
8. Notified details:
A: Voting rights attached to shares
Class/type
Situation
Resulting situation
of shares previous to
the
after the triggering
if possible
Triggering
transaction
using the
transaction
ISIN CODE
Number
Number
Number Number of voting %
of voting
of
of
of
rights
rights
Shares
Voting shares
Rights
Direct Indirect Direct Indirect
Direct Indirect
Ordinary 18,778,072
18,778,072
19,325,072
19,325,072
4.011%
GB0003452173
B: Financial Instruments
Resulting situation after the triggering
transaction
Type of
Expiration
Exercise/ Number of
voting % of voting
financial
date
Conversion rights that may
be rights
instrument
Period/ Date acquired if the
instrument is
exercised/
converted
N/A
C: Financial Instruments with similar economic effect
to Qualifying Financial
Instruments
Resulting situation after triggering transaction
Type of Exercise
Expiration Exercise/ Number
of % of voting
financial
date
Conversion
voting
rights
instrument
price
Period/ rights that
Date
may be
acquired if
the
instrument is
exercised/
converted
Nominal Delta
Total (A+B+C)
Number of voting
rights
% of voting rights
19,325,072
4.011%
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are
effectively held, if applicable:
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will
cease
to hold:
12. Date on which proxy holder will cease to
hold
voting rights:
13. Additional information:
14. Contact name:
15. Contact telephone number:
Annex Notification Of Major Interests In Shares
(xvi)
A: Identity of the person or legal entity
subject
to the
notification obligation
Full name (including legal form
for
Capital Group
legal
entities)
International, Inc.
Contact address (registered office
for
11100 Santa Monica Blvd.,
legal
entities)
15th Floor, Los Angeles,
California 90025
Phone
number
(213) 615-0469
GRGroup@capgroup.com
Other useful information (at least legal
representative for legal persons)
B: Identity of the notifier, if applicable
(xvii)
Full
name
Gina Martinez
Contact
address
11100 Santa Monica Blvd.,
15th Floor, Los Angeles,
California 90025
Phone
number
(213) 615 0469
Other useful information (e.g.
functional
Fax: (213) 486 9698
relationship
with the person or legal entity subject to the
notification
obligation)
C: Additional information
Commencing 20 January 2007, The Capital Group
Companies, Inc., no longer
reports ownership of securities. Capital Group
International, Inc. and Capital
Research and Management Company now report relevant
holdings separately for the
purposes of the new DTR Handbook.
Notes
i. This form is to be sent to the issuer or underlying
issuer and to be filed
with the competent authority.
ii. Either the full name of the legal entity or another
method for identifying
the issuer or underlying issuer, provided it is
reliable and accurate.
iii. This should be the full name of (a) the
shareholder; (b) the person
acquiring, disposing of or exercising voting rights in
the cases provided for
in DTR5.2.1 (b) to (h); (c) all the parties to the
agreement referred to in
DTR5.2.1 (a), or (d) the direct or indirect holder of
financial instruments
entitled to acquire shares already issued to which
voting rights are attached,
as appropriate.
In relation to the transactions referred to in points
DTR5.2.1 (b) to (h), the
following list is provided as indication of the persons
who should be
mentioned:
- in the circumstances foreseen in DTR5.2.1 (b), the
person that acquires the
voting rights and is entitled to exercise them under
the agreement and the
natural person or legal entity who is transferring
temporarily for
consideration the voting rights;
- in the circumstances foreseen in DTR 5.2.1 (c), the
person holding the
collateral, provided the person or entity controls the
voting rights and
declares its intention of exercising them, and person
lodging the collateral
under these conditions;
- in the circumstances foreseen in DTR5.2.1(d), the
person who has a life
interest in shares if that person is entitled to
exercise the voting rights
attached to the shares and the person who is disposing
of the voting rights
when the life interest is created;
- in the circumstances foreseen in DTR5.2.1 (e), the
parent undertaking and,
provided it has a notification duty at an individual
level under DTR 5.1, under
DTR5.2.1 (a) to (d) or under a combination of any of
those situations, the
controlled undertaking;
- in the circumstances foreseen in DTR5.2.1 (f), the
deposit taker of the
shares, if he can exercise the voting rights attached
to the shares deposited
with him at his discretion, and the depositor of the
shares allowing the
deposit taker to exercise the voting rights at his
discretion;
- in the circumstances foreseen in DTR5.2.1 (g), the
person that controls the
voting rights;
- in the circumstances foreseen in DTR5.2.1 (h), the
proxy holder, if he can
exercise the voting rights at his discretion, and the
shareholder who has given
his proxy to the proxy holder allowing the latter to
exercise the voting rights
at his discretion.
iv. Applicable in the cases provided for in DTR 5.2.1
(b) to (h). This should
be the full name of the shareholder or holder of
financial instruments who is
the counterparty to the natural person or legal entity
referred to in DTR5.2.
v. The date of the transaction should normally be, in
the case of an on
exchange transaction, the date on which the matching of
orders occurs; in the
case of an off exchange transaction, date of the
entering into an agreement.
The date on which threshold is crossed should normally
be the date on which the
acquisition, disposal or possibility to exercise voting
rights takes effect
(see DTR 5.1.1R (3)). For passive crossings, the date
when the corporate event
took effect. [DEL::DEL]
These dates will usually be the same unless the
transaction is subject to a
condition beyond the control of the parties.
vi. Please refer to the situation disclosed in the
previous notification, In
case the situation previous to the triggering
transaction was below 3%, please
state `below 3%'.
vii. If the holding has fallen below the minimum
threshold , the notifying
party should not be obliged to disclose the extent of
the holding, only that
the new holding is less than 3%.
For the case provided for in DTR5.2.1(a), there should
be no disclosure of
individual holdings per party to the agreement unless a
party individually
crosses or reaches an Article 9 threshold. This applies
upon entering into,
introducing changes to or terminating an
agreement.
viii. Direct and indirect
ix In case of combined holdings of shares with voting
rights attached `direct
holding' and voting rights `indirect holdings',
please split the voting rights
number and percentage into the direct and indirect
columns-if there is no
combined holdings, please leave the relevant box
blank.
x Voting rights attached to shares in respect of which
the notifying party is a
direct shareholder (DTR 5.1)
xi. Voting rights held by the notifying party as an
indirect shareholder (DTR
5.2.1)
xii If the holding has fallen below the minimum
threshold, the notifying party
should not be obliged to disclose the extent of the
holding, only that the new
holding is below 3%.
xiii date of maturity / expiration of the finical
instrument i.e. the date when
the right to acquire shares ends.
xiv If the financial instrument has such a
period-please specify the period-
for example once every three months starting from the
[date]
xv. The notification should include the name(s) of the
controlled undertakings
through which the voting rights are held. The
notification should also include
the amount of voting rights and the percentage held by
each controlled
undertaking, insofar as individually the controlled
undertaking holds 3% or
more, and insofar as the notification by the parent
undertaking is intended to
cover the notification obligations of the controlled
undertaking.
xvi. This annex is only to be filed with the competent
authority.
xvii. Whenever another person makes the notification on
behalf of the
shareholder or the natural person/legal entity referred
to in DTR5.2 and
DTR5.3.
END
(END)
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