Vortiv : Application for quotation of securities - VOR

Application for quotation of +securities

	Announcement Summary
only	Entity name
VORTIV LIMITED
		Announcement Type
		New announcement
		Date of this announcement
		Tuesday February 01, 2022
use	The +securities to be quoted are:
Other
		Total number of +securities to be quoted
		ASX +security
		code	Security description
personalFor	New class - code	Attaching Options
to be confirmed

Refer to next page for full details of the announcement

Number of +securities to
be quoted	Issue date
351,310,907	01/02/2022

Application for quotation of +securities

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Application for quotation of +securities

Part 1 - Entity and announcement details

For personal use only

1.1 Name of entity

VORTIV LIMITED

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.

1.2	Registered number type	Registration number
ACN	057335672
1.3	ASX issuer code
VOR

1. The announcement is New announcement
2. Date of this announcement

1/2/2022

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Application for quotation of +securities

Part 2 - Type of Issue

2.1 The +securities to be quoted are: Other

For personal use only

2.2 The +securities to be quoted are:

New +securities in a class that is not yet quoted on ASX ("new class")

2.3c Have these +securities been offered under a +disclosure document or +PDS? Yes

2.3c.1 Date of +disclosure document or +PDS?

1/2/2022

2.3d Please provide any further information needed to understand the circumstances in which you are applying to have these +securities quoted on ASX, including why the issue of the +securities has not been previously announced to the market in an Appendix 3B

Note App 3B lodged at 10:41am on 20 December 2022 was withdrawn (refer announcement dated 21 December 2022 at 9:32am) since it was lodged during the offer period.

Refer subsequent announcement dated 21 January 2022 at 11:32am "Notification regarding unquoted securities - VOR". Prospectus for the Entitlement Offer released on 10 December 2022.

Full terms of Options to be disclosed separately on 1 February 2022.

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Application for quotation of +securities

Part 3C - number and type of +securities to be quoted (new class) where issue has not previously been notified to ASX in an Appendix 3B

only	New +securities
	ASX +security code			+Security description
	New class - code to be confirmed			Attaching Options
	+Security type			ISIN code
	Options
use	Issue date
1/2/2022
	Will all the +securities issued in this class rank equally in all respects from the issue date?
personal	Yes
1,001 - 5,000	18		0.02 %
	Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under
	listing rule 6.1?
	Yes
Distribution Schedule
	Provide a distribution schedule for the new +securities according to the categories set out in the left hand column -
	including the number of recipients and the total percentage of the new +securities held by the recipients in each
	category.
				Total percentage of +securities held
	Number of +securities held	Number of holders	For example, to enter a value of 50%
				please input as 50.00
For	1 - 1,000	13		0.00 %
5,001 - 10,000	21		0.05 %
	10,001 - 100,000	89		0.98 %
	100,001 and over	208		98.97 %

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Application for quotation of +securities

Options Details

		+Security currency	Exercise price	Expiry date
		AUD - Australian Dollar	AUD 0.04500000	17/1/2024
only	Details of the type of +security that will be issued if an option is exercised
VOR : ORDINARY FULLY PAID
		Number of +securities that will be issued if an option is exercised
		One fully paid ordinary share for each option exercised.
		Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities to be
use	quoted or provide the information by separate announcement.
To be provided by separate announcement.
	I ue details
personal	Number of +securities to be quoted
351,310,907
Are the +securities being issued for a cash consideration?
		No
		Please describe the consideration being provided for the +securities
		these are free options (attached to fully paid ordinary shares) issued as part of the fully underwritten entitlement offer. The
		fully paid ordinary shares were issued at $0.03 per share.
		Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the
		+securities to be quoted
		0.000000
		Any other information the entity wishes to provide about the +securities to be quoted
		Note the 351,310,907 options in the unquoted class VORAQ will be cancelled when the 351,310,907 options in the newly
		quoted class VOROB are issued.
For
The purpose(s) for which the entity is issuing the securities
Other
		Please provide additional details
		Ordinary shares were issued to raise working capital and to fund the acquisition of the remaining shares in TSI India not
		already held by Vortiv Ltd.

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