Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or
Standard; Transfer of Listing.
On January 31, 2023, FFBW, Inc. (the "Company") notified The Nasdaq Stock
Market, LLC ("Nasdaq") of its intent to file a Form 25 with the Securities and
Exchange Commission (the "SEC") on or about February 13, 2023 to effect the
voluntary delisting of the Company's common stock from Nasdaq. The Company
expects the delisting to be effective on or about February 13, 2023. The
Company expects its common stock to be quoted on the OTCQX Market beginning on
or about February 14, 2023.
Item 7.01 Regulation FD Disclosure.
Upon delisting from Nasdaq as set forth in Item 3.01 above, the Company intends
to file a Form 15 with the SEC on or about February 23, 2023, to deregister its
common stock under the Securities and Exchange Act of 1934 (the "Exchange
Act"). The Company's obligation to file periodic reports under the Exchange Act
will be suspended immediately upon the filing of the Form 15.
On January 31, 2023, the Company issued a press release regarding the matters
disclosed in Item 3.01 above and in this Item 7.01. A copy of the press release
is furnished as an exhibit hereto and is incorporated into this Item 7.01 by
reference.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
99.1 Press release dated January 31, 2023
104 Cover Page Interactive Data File (embedded within Inline
XBRL document)
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