CHARLEMAGNE CAPITAL LIMITED (a) Full name of discloser: | Mary Catherine Spinks |
(b) Owner or controllerof interests andshort positions disclosed, if different from1(a): The naming of nominee orvehiclecompanies isinsufficient. For a trust,the trustee(s), settlor and beneficiariesmust benamed. | |
(c) Name of offeror/offeree inrelationto whose relevantsecurities this form relates: Use a separate form for each offeror/offeree | Charlemagne Capital Limited |
(d) Status of person making the disclosure: e.g.offeror,offeree, person actingin concert with the offeror/offeree (specify nameof offeror/offeree) | Shareholder of Charlemagne Capital Limited |
| (e) Date dealing undertaken: | 09-December-2016 |
(f) In addition to the company in1(c) above, isthe discloser making disclosures in respect of any other party to the offer? If itisa cash offeror possible cash offer, state "N/A" | NO If YES,specifywhich: |
2. POSITIONS OF THEPERSON MAKING THE DISCLOSURE
If thereare positions or rightsto subscribe to disclose inmore than one class of relevantsecuritiesofthe offeror or offereenamed in1(c), copy table2(a) or (b) (as appropriate)for each additional classof relevantsecurity.
(a) Interestsand shortpositions inthe relevant securities of the offerororofferee to whichthe disclosurerelates following the dealing
Classof relevant security: | Ordinary Shares | |||
Interests | Shortpositions | |||
Number | % | Number | % | |
| (1) Relevant securities owned and/or controlled: | 3,663,438* 262,138** | 1.3* 0.09** | ||
(2) Cash-settledderivatives: | ||||
(3) Stock-settledderivatives (including options) and agreements to purchase/sell: | ||||
Total | 3,663,438* 262,138** | 1.3* 0.09** |
*Before sale described in part 3 below
**After sale described in part 3 below
All interests and all short positions shouldbe disclosed.
Detailsof any openstock-settled derivative positions (includingtraded options), or agreementsto purchase or sellrelevantsecurities,should be given on a Supplemental Form (OpenPositions).
Detailsof anysecurities borrowingand lending positions or financial collateral arrangements should bedisclosed on a Supplemental Form (SBL).
(b) Rights to subscribe for new securities(including directors' and other employee options)
| Classof relevant security in relation to which subscriptionright exists: | NA |
Details,including nature of the rightsconcerned and relevant percentages: | NA |
3. DEALINGS BY THE PERSON MAKINGTHE DISCLOSURE
Where therehave been dealings in more thanoneclass of relevantsecurities of the offeror or offereenamed in1(c), copy table 3(a), (b), (c) or (d) (as appropriate)for each additional class of relevantsecurity dealtin.The currency of all prices and other monetary amounts shouldbe stated.
(a) Purchases andsales
(i) Party to an offer orperson actingin concert (except for a principal trader in the samegroup as a connected adviser)
Classof relevant security | Purchase/sale | Number of securities | Price per unit |
Ordinary Shares | Sale | 3,401,300 | 13.75 |
in the same group as a connectedadviser
Classof relevantsecurity | Purchases/sales | Total number of securities | Highestprice per unit paid/received | Lowest priceper unit paid/received |
(b) Cash-settledderivative transactions
Classof relevantsecurity | Productdescription e.g.CFD | Natureof dealing e.g.opening/closing a long/shortposition, increasing/reducing a long/shortposition | Number of reference securities | Price per unit |
(c) Stock-settledderivative transactions (including options)
Classof relevant securit y | Productdescription e.g.call option |
Writing, purchasing , selling,varying etc. | Number of securities to which option relates | Exercis e price per unit | Type e.g. American , European etc. | Expiry date | Option money paid/ receive d per unit |
(ii) Exercise
Classof relevantsecurity | Productdescription e.g.call option | Exercising/exercised against | Number of securities | Exercise price per unit |
Classof relevant security | Natureof dealing e.g.subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, orany agreement or understanding, formalor informal, relating to relevantsecurities which may beaninducement to deal or refrain fromdealing entered into bythe party to the offer or person acting in concertmaking the disclosure and any other person: Irrevocablecommitments and letters of intentshouldnot be included. Ifthere are no such agreements,arrangements or understandings, state"none" |
NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangementor understanding, formal or informal, between the party to the offer orperson acting in concert making the disclosure and any other personrelating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or futureacquisitionordisposal ofany relevant securities towhich any derivative is referenced: If thereare no such agreements,arrangements or understandings, state"none" |
NONE |
(c) Attachments
Areany Supplemental Forms attached?No
| Supplemental Form (Open Positions) | NO |
Supplemental Form (SBL) | NO |
Date of disclosure: | 09-December-2016 |
Contactname: | Mary Catherine Spinks |
Telephone number: | +1 432 686 0720 |
This information is provided by RNS
Charlemagne Capital Ltd. published this content on 12 December 2016 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 12 December 2016 09:00:02 UTC.
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