For Main Board and GEM listed issuers
Monthly Return of Equity Issuer on Movements in Securities
For the month ended (dd/mm/yyyy) : 31 August 2011 To : Hong Kong Exchanges and Clearing LimitedName of Issuer : Bright Smart Securities & Commodities Group Limited Date Submitted : 6 September 2011 I. Movements in Authorised Share Capital1. Ordinary Shares(1) Stock code : 01428 Description : Ordinary Shares No. of ordinary sharesPar value(State currency)Authorised share capital(State currency)Balance at close of preceding month 2,000,000,000 HK$0.30 HK$600,000,000
Increase/(decrease) N/A - N/A
Balance at close of the month 2,000,000,000 HK$0.30 HK$600,000,000
(2) Stock code : N/A Description : N/A
No. of ordinary sharesPar value(State currency)Authorised share capital(State currency)Balance at close of preceding month N/A N/A N/A
Increase/(decrease) N/A N/A
Balance at close of the month N/A N/A N/A
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For Main Board and GEM listed issuers
2. Preference Shares
Stock code : N/A Description : N/A No. of preference sharesPar value(State currency)Authorised share capital(State currency)Balance at close of preceding month N/A N/A N/A
Increase/(decrease) N/A N/A
Balance at close of the month N/A N/A N/A
3. Other Classes of Shares
Stock code : N/A Description : N/A No. of other classes of sharesPar value(State currency)Authorised share capital(State currency)Balance at close of preceding month N/A N/A N/A
Increase/(decrease) N/A N/A
Balance at close of the month N/A N/A N/A
Total authorised share capital at the end of the month (State currency) : HK$600,000,000
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For Main Board and GEM listed issuers
II. Movements in Issued Share Capital
No. of ordinary shares No of preferenceNo. of other classes(1) (2)sharesof sharesBalance at close ofpreceding month 679,682,000 N/A N/A N/A
Increase /(decrease) 0 N/A N/A N/A
Balance at close of the
month 679,682,000 N/A N/A N/A
III. Details of Movements in Issued Share Capital
Share Options (under Share Option Schemes of the Issuer)
Particulars of share option scheme including EGM approval date Movement during the month (dd/mm/yyyy) and class of shares issuable Granted Exercised Cancelled Lapsed | No. of new shares No. of new shares of of issuer issued issuer which may be during the month issued pursuant thereto pursuant thereto as at close of the month | |
1. Share option Scheme (04/08/2010) Ordinary Shares 1.1 Exercise price: HK$1.120 Nil Nil Nil Nil (Note 1) 2. N/A ( / / ) (Note 1) 3. N/A ( / / ) (Note 1) Total A. (Ordinary shares) (Preference shares) (Other class) Total funds raised during the month from exercise of options (State currency) N/A | Nil Nil N/A N/A | 16,788,000 |
1. Share option Scheme (04/08/2010) Ordinary Shares 1.1 Exercise price: HK$1.120 Nil Nil Nil Nil (Note 1) 2. N/A ( / / ) (Note 1) 3. N/A ( / / ) (Note 1) Total A. (Ordinary shares) (Preference shares) (Other class) Total funds raised during the month from exercise of options (State currency) N/A | Nil Nil N/A N/A | |
1. Share option Scheme (04/08/2010) Ordinary Shares 1.1 Exercise price: HK$1.120 Nil Nil Nil Nil (Note 1) 2. N/A ( / / ) (Note 1) 3. N/A ( / / ) (Note 1) Total A. (Ordinary shares) (Preference shares) (Other class) Total funds raised during the month from exercise of options (State currency) N/A | Nil Nil N/A N/A | |
1. Share option Scheme (04/08/2010) Ordinary Shares 1.1 Exercise price: HK$1.120 Nil Nil Nil Nil (Note 1) 2. N/A ( / / ) (Note 1) 3. N/A ( / / ) (Note 1) Total A. (Ordinary shares) (Preference shares) (Other class) Total funds raised during the month from exercise of options (State currency) N/A | Nil Nil N/A N/A |
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Warrants to Issue Shares of the Issuer which are to be Listed
For Main Board and GEM listed issuers
No. of new shares of No. of new issuer which shares of issuer may be issued Nominal value issued during pursuant Description of warrants at close of Exercised Nominal the month thereto as at (Date of expiry - Currency of preceding during the value at close pursuant close of the dd/mm/yyyy) nominal value month month of the month thereto month | |
1. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 2. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total B. (Ordinary shares) Nil (Preference shares) N/A (Other class) N/A | |
1. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 2. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total B. (Ordinary shares) Nil (Preference shares) N/A (Other class) N/A | |
1. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 2. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total B. (Ordinary shares) Nil (Preference shares) N/A (Other class) N/A | |
1. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 2. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total B. (Ordinary shares) Nil (Preference shares) N/A (Other class) N/A | |
1. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 2. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total B. (Ordinary shares) Nil (Preference shares) N/A (Other class) N/A |
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For Main Board and GEM listed issuers
Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)
No. of new No. of new shares of shares of issuer issuer issued which may be Amount at during the issued pursuant Currency of close of Converted Amount at month thereto as at amount preceding during the close of the pursuant close of the Class and description outstanding month month month thereto month | |
1. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)) ( / / ) 2. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total C. (Ordinary shares) Nil (Preference shares) N/A (Other class) N/A | |
1. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)) ( / / ) 2. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total C. (Ordinary shares) Nil (Preference shares) N/A (Other class) N/A | |
1. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)) ( / / ) 2. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total C. (Ordinary shares) Nil (Preference shares) N/A (Other class) N/A | |
1. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)) ( / / ) 2. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total C. (Ordinary shares) Nil (Preference shares) N/A (Other class) N/A | |
1. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)) ( / / ) 2. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total C. (Ordinary shares) Nil (Preference shares) N/A (Other class) N/A |
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For Main Board and GEM listed issuers
Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)
Full particulars including EGM approval date (dd/mm/yyyy), if applicable, and class of shares issuable: | No. of new shares of No. of new shares of issuer which may be issuer issued during issued pursuant the month pursuant thereto as at close of thereto the month | |||
1. 2. 3. | N/A | |||
1. 2. 3. | ||||
1. 2. 3. | ||||
1. 2. 3. | ( / / ) | |||
1. 2. 3. | shares (Note 1) | |||
1. 2. 3. | N/A | |||
1. 2. 3. | ||||
1. 2. 3. | ||||
1. 2. 3. | ( / / ) | |||
1. 2. 3. | shares (Note 1) | |||
1. 2. 3. | N/A | |||
1. 2. 3. | ||||
1. 2. 3. | ||||
1. 2. 3. | ( / / ) | |||
1. 2. 3. | shares (Note 1) | |||
1. 2. 3. | Nil | |||
1. 2. 3. | Total D. (Ordinary shares) | Nil | ||
1. 2. 3. | (Preference shares) | N/A | ||
1. 2. 3. | (Other class) | N/A | ||
1. 2. 3. | (Other class) |
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For Main Board and GEM listed issuers
Other Movements in Issued Share Capital
No. of new No. of new shares of shares of issuer which issuer issued may be issued during the pursuant month thereto as at pursuant close of the Type of Issue thereto month | |
Class of shares issuable N/A (Note 1) 1. Rights issue At price : State Issue and allotment ( / / ) currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A | N/A |
Class of shares issuable N/A (Note 1) 1. Rights issue At price : State Issue and allotment ( / / ) currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A | |
Class of shares issuable N/A (Note 1) 2. Open offer At price : State Issue and allotment ( / / ) currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A | N/A |
Class of shares issuable N/A (Note 1) 2. Open offer At price : State Issue and allotment ( / / ) currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A | |
Class of shares issuable N/A (Note 1) 3. Placing At price : State Issue and allotment currency date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) N/A | N/A |
Class of shares issuable N/A (Note 1) 3. Placing At price : State Issue and allotment currency date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) N/A | |
Class of shares issuable N/A (Note 1) ( / / ) 4. Bonus issue Issue and allotment date : (dd/mm/yyyy) ( / / ) EGM approval date: (dd/mm/yyyy) N/A | N/A |
Class of shares issuable N/A (Note 1) ( / / ) 4. Bonus issue Issue and allotment date : (dd/mm/yyyy) ( / / ) EGM approval date: (dd/mm/yyyy) N/A |
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For Main Board and GEM listed issuers
No. of new No. of new shares of shares of issuer which issuer issued may be issued during the pursuant month thereto as at pursuant close of the Type of Issue thereto month | |
Class of shares issuable N/A (Note 1) 5. Scrip dividend At price : State Issue and allotment ( / / ) currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A | N/A |
Class of shares issuable N/A (Note 1) 5. Scrip dividend At price : State Issue and allotment ( / / ) currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A | |
Class of shares N/A repurchased (Note 1) 6. Repurchase of Cancellation date : ( / / ) shares (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A | N/A |
Class of shares N/A repurchased (Note 1) 6. Repurchase of Cancellation date : ( / / ) shares (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A | |
Class of shares N/A redeemed (Note 1) 7. Redemption of Redemption date : ( / / ) shares (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A | N/A |
Class of shares N/A redeemed (Note 1) 7. Redemption of Redemption date : ( / / ) shares (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A | |
Class of shares issuable N/A (Note 1) 8. Consideration State Issue and allotment ( / / ) issue At price : currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A | N/A |
Class of shares issuable N/A (Note 1) 8. Consideration State Issue and allotment ( / / ) issue At price : currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A |
Page 8 of 10
For Main Board and GEM listed issuers
No. of new No. of new shares of shares of issuer which issuer issued may be issued during the pursuant month thereto as at pursuant close of the Type of Issue thereto month | |
Class of shares issuable N/A (Note 1) 9. Capital Issue and allotment ( / / ) reorganisation date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A | N/A |
Class of shares issuable N/A (Note 1) 9. Capital Issue and allotment ( / / ) reorganisation date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A | |
Class of shares issuable N/A (Note 1) 10. Other State (Please specify) At price : currency Issue and allotment ( / / ) date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) | |
Class of shares issuable N/A (Note 1) 10. Other State (Please specify) At price : currency Issue and allotment ( / / ) date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) | |
Total E. (Ordinary shares) Nil (Preference shares) N/A (Other class) N/A |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above (“Movements in Issued Sh | Nil |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above (“Movements in Issued Sh | Nil |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above (“Movements in Issued Sh | N/A |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above (“Movements in Issued Sh | N/A |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above (“Movements in Issued Sh | are Capital”).) |
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For Main Board and GEM listed issuers
Remarks (if any):
Submitted by: Chan Kwan Pak Title: Secretary (Director, Secretary or other duly authorised officer)Notes :1. State the class of shares (e.g. ordinary, preference or other).
2. If there is insufficient space, please append the prescribed continuation sheet.
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