FORM 8.5 (EPT/NON-RI) AMENDMENT
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||
(b) | Name of offeror/offeree in relation to whose | SCHNEIDER ELECTRIC SA | |||
relevant securities this form relates: | |||||
(c) | Name of the party to the offer with which exempt | Advisor to Offeree | |||
principal trader is connected | |||||
(d) | Date position held/dealing undertaken: | 14 January 2014 | |||
(e) | Has the EPT previously disclosed, or is it | YES: | |||
today disclosing, under the Code in respect | INVENSYS PLC | ||||
of any other party to this offer? |
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | ORD | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 1,537,535 | 0.28% | 1,720,065 | 0.31% | |||||||
(2) | Derivatives (other than | ||||||||||
options): | 1,746,722 | 0.32% | 315,429 | 0.06% | |||||||
(3) | Options and agreements to | ||||||||||
purchase/sell: | 682,000 | 0.12% | 869,000 | 0.15% | |||||||
(4) | TOTAL: | ||||||||||
3,966,257 | 0.72% | 2,904,494 | 0.52% |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other executive options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
ORD (traded as ADR) | Purchase | 1 | 17.1800 USD | ||||
ORD | Purchase | 3 | 62.9050 EUR | ||||
ORD (traded as ADR) | Purchase | 8 | 17.2700 USD | ||||
ORD | Purchase | 10 | 62.9640 EUR | ||||
ORD | Purchase | 12 | 62.9990 EUR | ||||
ORD | Purchase | 20 | 62.5200 EUR | ||||
ORD | Purchase | 22 | 62.5320 EUR | ||||
ORD | Purchase | 22 | 62.5450 EUR | ||||
ORD | Purchase | 26 | 62.6050 EUR | ||||
ORD | Purchase | 26 | 63.0200 EUR | ||||
ORD | Purchase | 27 | 62.5110 EUR | ||||
ORD | Purchase | 27 | 62.5310 EUR | ||||
ORD | Purchase | 30 | 62.7500 EUR | ||||
ORD | Purchase | 30 | 62.8000 EUR | ||||
ORD | Purchase | 38 | 62.9890 EUR | ||||
ORD | Purchase | 40 | 62.9790 EUR | ||||
ORD | Purchase | 45 | 62.5250 EUR | ||||
ORD | Purchase | 45 | 62.5350 EUR | ||||
ORD | Purchase | 45 | 62.5550 EUR | ||||
ORD | Purchase | 50 | 62.6496 EUR | ||||
ORD | Purchase | 52 | 62.9340 EUR | ||||
ORD | Purchase | 55 | 62.9780 EUR | ||||
ORD | Purchase | 55 | 63.0000 EUR | ||||
ORD | Purchase | 58 | 62.8400 EUR | ||||
ORD | Purchase | 68 | 62.8300 EUR | ||||
ORD | Purchase | 76 | 62.9188 EUR | ||||
ORD | Purchase | 80 | 62.6456 EUR | ||||
ORD | Purchase | 93 | 62.9250 EUR | ||||
ORD | Purchase | 93 | 62.9450 EUR | ||||
ORD | Purchase | 93 | 62.9650 EUR | ||||
ORD | Purchase | 93 | 62.9750 EUR | ||||
ORD | Purchase | 93 | 62.9850 EUR | ||||
ORD | Purchase | 93 | 62.9950 EUR | ||||
ORD | Purchase | 93 | 63.0300 EUR | ||||
ORD | Purchase | 100 | 62.6200 EUR | ||||
ORD | Purchase | 103 | 62.7400 EUR | ||||
ORD | Purchase | 103 | 62.7450 EUR | ||||
ORD | Purchase | 104 | 63.0100 EUR | ||||
ORD | Purchase | 107 | 62.8990 EUR | ||||
ORD | Purchase | 111 | 62.7750 EUR | ||||
ORD | Purchase | 111 | 62.8450 EUR | ||||
ORD | Purchase | 116 | 62.8390 EUR | ||||
ORD | Purchase | 119 | 62.7550 EUR | ||||
ORD | Purchase | 120 | 63.0190 EUR | ||||
ORD | Purchase | 125 | 62.7900 EUR | ||||
ORD | Purchase | 125 | 62.8150 EUR | ||||
ORD | Purchase | 144 | 62.8290 EUR | ||||
ORD | Purchase | 146 | 62.9200 EUR | ||||
ORD | Purchase | 171 | 62.9490 EUR | ||||
ORD | Purchase | 175 | 62.8550 EUR | ||||
ORD | Purchase | 176 | 62.7600 EUR | ||||
ORD | Purchase | 196 | 62.7000 EUR | ||||
ORD | Purchase | 196 | 62.9390 EUR | ||||
ORD | Purchase | 206 | 62.8100 EUR | ||||
ORD | Purchase | 206 | 62.8800 EUR | ||||
ORD | Purchase | 213 | 62.9300 EUR | ||||
ORD | Purchase | 240 | 62.8500 EUR | ||||
ORD | Purchase | 299 | 62.9600 EUR | ||||
ORD | Purchase | 340 | 62.9900 EUR | ||||
ORD | Purchase | 370 | 62.6597 EUR | ||||
ORD | Purchase | 422 | 63.0290 EUR | ||||
ORD | Purchase | 478 | 62.9400 EUR | ||||
ORD | Purchase | 541 | 62.9700 EUR | ||||
ORD | Purchase | 600 | 62.5230 EUR | ||||
ORD | Purchase | 629 | 62.6107 EUR | ||||
ORD | Purchase | 652 | 62.5220 EUR | ||||
ORD | Purchase | 674 | 62.8306 EUR | ||||
ORD | Purchase | 839 | 62.9500 EUR | ||||
ORD | Purchase | 859 | 62.8200 EUR | ||||
ORD | Purchase | 932 | 62.9679 EUR | ||||
ORD | Purchase | 1,002 | 62.6572 EUR | ||||
ORD | Purchase | 1,268 | 62.5331 EUR | ||||
ORD | Purchase | 1,272 | 62.5224 EUR | ||||
ORD | Purchase | 2,268 | 62.6054 EUR | ||||
ORD (traded as ADR) | Purchase | 2,432 | 17.3249 USD | ||||
ORD | Purchase | 2,560 | 63.0486 EUR | ||||
ORD | Purchase | 2,582 | 62.8119 EUR | ||||
ORD | Purchase | 6,371 | 62.8825 EUR | ||||
ORD | Purchase | 6,435 | 62.6082 EUR | ||||
ORD | Purchase | 7,428 | 62.9267 EUR | ||||
ORD | Purchase | 20,000 | 62.9012 EUR | ||||
ORD | Purchase | 22,421 | 63.1300 EUR | ||||
ORD | Purchase | 23,161 | 62.8530 EUR | ||||
ORD | Purchase | 31,850 | 62.9042 EUR | ||||
ORD (traded as ADR) | Sale | 1 | 17.1800 USD | ||||
ORD | Sale | 3 | 62.9050 EUR | ||||
ORD (traded as ADR) | Sale | 8 | 17.2700 USD | ||||
ORD | Sale | 10 | 62.9640 EUR | ||||
ORD | Sale | 12 | 62.9990 EUR | ||||
ORD | Sale | 20 | 62.5200 EUR | ||||
ORD | Sale | 22 | 62.5320 EUR | ||||
ORD | Sale | 22 | 62.5450 EUR | ||||
ORD | Sale | 26 | 62.6050 EUR | ||||
ORD | Sale | 27 | 62.5110 EUR | ||||
ORD | Sale | 27 | 62.5310 EUR | ||||
ORD | Sale | 30 | 62.7500 EUR | ||||
ORD | Sale | 30 | 62.8000 EUR | ||||
ORD | Sale | 38 | 62.9890 EUR | ||||
ORD | Sale | 40 | 62.9790 EUR | ||||
ORD | Sale | 45 | 62.5250 EUR | ||||
ORD | Sale | 45 | 62.5350 EUR | ||||
ORD | Sale | 45 | 62.5550 EUR | ||||
ORD | Sale | 52 | 62.9340 EUR | ||||
ORD | Sale | 55 | 62.9780 EUR | ||||
ORD | Sale | 55 | 63.0000 EUR | ||||
ORD | Sale | 58 | 62.8400 EUR | ||||
ORD | Sale | 68 | 62.8300 EUR | ||||
ORD | Sale | 80 | 62.6456 EUR | ||||
ORD | Sale | 93 | 62.9250 EUR | ||||
ORD | Sale | 93 | 62.9450 EUR | ||||
ORD | Sale | 93 | 62.9650 EUR | ||||
ORD | Sale | 93 | 62.9750 EUR | ||||
ORD | Sale | 93 | 62.9850 EUR | ||||
ORD | Sale | 93 | 62.9950 EUR | ||||
ORD | Sale | 93 | 63.0300 EUR | ||||
ORD | Sale | 96 | 62.7909 EUR | ||||
ORD | Sale | 100 | 62.6200 EUR | ||||
ORD | Sale | 103 | 62.7400 EUR | ||||
ORD | Sale | 103 | 62.7450 EUR | ||||
ORD | Sale | 104 | 63.0100 EUR | ||||
ORD | Sale | 107 | 62.8990 EUR | ||||
ORD | Sale | 111 | 62.7750 EUR | ||||
ORD | Sale | 111 | 62.8450 EUR | ||||
ORD | Sale | 116 | 62.8390 EUR | ||||
ORD | Sale | 119 | 62.7550 EUR | ||||
ORD | Sale | 120 | 63.0190 EUR | ||||
ORD | Sale | 125 | 62.7900 EUR | ||||
ORD | Sale | 125 | 62.8150 EUR | ||||
ORD | Sale | 144 | 62.8290 EUR | ||||
ORD | Sale | 146 | 62.9200 EUR | ||||
ORD | Sale | 171 | 62.9490 EUR | ||||
ORD | Sale | 175 | 62.8550 EUR | ||||
ORD | Sale | 176 | 62.7600 EUR | ||||
ORD | Sale | 196 | 62.7000 EUR | ||||
ORD | Sale | 196 | 62.9390 EUR | ||||
ORD | Sale | 206 | 62.8800 EUR | ||||
ORD | Sale | 213 | 62.9300 EUR | ||||
ORD | Sale | 240 | 62.8500 EUR | ||||
ORD | Sale | 340 | 62.9900 EUR | ||||
ORD | Sale | 422 | 63.0290 EUR | ||||
ORD | Sale | 444 | 62.5700 EUR | ||||
ORD | Sale | 478 | 62.9400 EUR | ||||
ORD | Sale | 541 | 62.9700 EUR | ||||
ORD | Sale | 600 | 62.5230 EUR | ||||
ORD | Sale | 629 | 62.6107 EUR | ||||
ORD | Sale | 652 | 62.5220 EUR | ||||
ORD | Sale | 658 | 63.1300 EUR | ||||
ORD | Sale | 694 | 62.9756 EUR | ||||
ORD | Sale | 712 | 62.8964 EUR | ||||
ORD | Sale | 839 | 62.9500 EUR | ||||
ORD | Sale | 859 | 62.8200 EUR | ||||
ORD | Sale | 1,610 | 62.8692 EUR | ||||
ORD | Sale | 1,737 | 62.5808 EUR | ||||
ORD (traded as ADR) | Sale | 2,432 | 17.3249 USD | ||||
ORD | Sale | 3,466 | 62.9157 EUR | ||||
ORD | Sale | 3,626 | 62.5575 EUR | ||||
ORD | Sale | 4,018 | 62.5558 EUR | ||||
ORD | Sale | 4,273 | 62.8100 EUR | ||||
ORD | Sale | 4,703 | 62.8920 EUR | ||||
ORD | Sale | 5,963 | 62.5242 EUR | ||||
ORD | Sale | 6,811 | 62.9260 EUR | ||||
ORD | Sale | 12,062 | 62.6465 EUR | ||||
ORD | Sale | 12,162 | 17.3249 USD | ||||
ORD | Sale | 18,072 | 63.1300 EUR | ||||
ORD | Sale | 23,347 | 62.8447 EUR | ||||
ORD | Sale | 27,115 | 63.0200 EUR | ||||
ORD | Sale | 28,281 | 62.9345 EUR | ||||
ORD | Sale | 43,527 | 62.8608 EUR | ||||
ORD | Sale | 87,650 | 62.8433 EUR | ||||
ORD | Sale | 100,299 | 62.9600 EUR |
(b) Derivatives transactions (other than options)
Class of | Product | Nature of dealing | Number of | Price per | |||||
relevant | description | reference | unit | ||||||
security | securities | ||||||||
ORD | SWAP | Long | 800 | 63.1300 EUR | |||||
ORD | CFD | Long | 1,060 | 62.8921 EUR | |||||
ORD | CFD | Long | 3,626 | 62.5575 EUR | |||||
ORD | CFD | Long | 14,513 | 63.1246 EUR | |||||
ORD | SWAP | Long | 24,770 | 62.6746 EUR | |||||
ORD | CFD | Long | 2,432 | 17.3249 USD | |||||
ORD | SWAP | Short | 400 | 63.0994 EUR | |||||
ORD | SWAP | Short | 800 | 63.1300 EUR | |||||
ORD | SWAP | Short | 2,160 | 63.0391 EUR | |||||
ORD | CFD | Short | 2,582 | 62.8119 EUR | |||||
ORD | CFD | Short | 2,948 | 62.7012 EUR |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit |
Type
e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercising
Class of relevant security |
Product description
e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security |
Nature of dealing
e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none" |
NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | YES | |
Date of disclosure: | 16 Jan 2014 | |
Contact name: | Rajesh Muthanna | |
Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose positions/dealings | BARCLAYS CAPITAL SECURITIES LTD | |
are being disclosed: | ||
Name of offeror/offeree in relation to whose | SCHNEIDER ELECTRIC SA | |
relevant securities this from relates: |
2. OPTIONS AND DERIVATIVES
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
ORD | Put Options | Written | -300,000 | 57.7500 | European | 18 Dec 2015 | |||||||
ORD | Call Options | Written | -250,000 | 57.7500 | European | 18 Dec 2015 | |||||||
ORD | Put Options | Purchased | 150,000 | 38.0000 | American | 20 Jun 2014 | |||||||
ORD | Put Options | Purchased | 100,000 | 48.0000 | American | 19 Dec 2014 | |||||||
ORD | Put Options | Written | -100,000 | 50.0000 | American | 19 Dec 2014 | |||||||
ORD | Put Options | Written | -50,000 | 52.0000 | American | 19 Dec 2014 | |||||||
ORD | Call Options | Purchased | 63,700 | 60.0000 | American | 21 Feb 2014 | |||||||
ORD | Call Options | Purchased | 75,000 | 60.0000 | American | 19 Dec 2014 | |||||||
ORD | Call Options | Purchased | 50,000 | 64.0000 | American | 19 Dec 2014 | |||||||
ORD | Call Options | Purchased | 43,300 | 68.0000 | American | 17 Jan 2014 | |||||||
ORD | Call Options | Purchased | 100,000 | 68.0000 | American | 20 Jun 2014 | |||||||
ORD | Call Options | Purchased | 100,000 | 80.0000 | American | 19 Dec 2014 | |||||||
ORD | Call Options | Written | -119,000 | 60.0000 | American | 21 Feb 2014 | |||||||
ORD | Call Options | Written | -50,000 | 64.0000 | American | 19 Dec 2014 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
Copyright Business Wire 2014
distributed by |