Annex DTR3
Notification of Transactions of Directors /Persons Discharging
Managerial Responsibility and Connected Persons
Please complete all relevant boxes should in block capital letters.
1. Name of the issuer 2. State whether the notification
relates to (i) a transaction
BANK OF AMERICA CORPORATION notified in accordance with DTR
3.1.2 R, (ii) a disclosure made in
accordance with section 793 of the
Companies Act 2006, or (iii) in
accordance with paragraph 26 of the
Model Code
THIS TRANSACTION RELATES TO (i)
3. Name of person discharging 4. State whether notification relates
managerial responsibilities/ to a
director
person connected with a person
BRIAN T. MOYNIHAN discharging managerial
responsibilities/director named
in 3 and identify the connected
person
NO
5. Indicate whether the notification 6. Description of shares (including
is in respect of a holding of the class), debentures or derivatives
person referred to in 3 or 4 or financial instruments relating
above or in respect of a to shares
non-beneficial interest1
DERIVATIVE SECURITIES RELATING TO
SHARES OF COMMON STOCK
7. Name of registered shareholders 8 State the nature of the transaction
(s) and, if more than one, the
number of shares held by each of PAYMENT ON A DISTRIBUTION OF 1/12TH
them OF 2014 CASH SETTLED RESTRICTED
STOCK UNIT AWARD
9. Number of shares, debentures or 10. Percentage of issued class acquired
financial instruments relating to (treasury shares of that class
shares acquired should not be taken into account
when calculating percentage)
11. Number of shares, debentures or 12. Percentage of issued class disposed
financial instruments relating to (treasury shares of that class
shares disposed should not be taken into account
when calculating percentage)
13. Price per share or value of 14. Date and place of transaction
transaction
JANUARY 14, 2015, CHARLOTTE, NC
18,780 STOCK UNITS AT US$16.04
PER STOCK UNIT
15. Total holding following 16. Date issuer informed of transaction
notification and total percentage
holding following notification JANUARY 16, 2015
(any treasury shares should not
be taken into account when
calculating percentage)
If a person discharging managerial responsibilities has been granted options
by the issuer complete the following boxes
17 Date of grant 18. Period during which or date on
which exercisable
19. Total amount paid (if any) for 20. Description of shares or
grant of the option debentures involved (class and
number)
21. Exercise price (if fixed at time 22. Total number of shares or
of grant) or indication that debentures over which options held
price is to be fixed at the time following notification
of exercise
23. Any additional information 24. Name of contact and telephone
number for queries
EVELYN KING
1.980.388.1135
Name of authorised officer of issuer responsible for making notification
EVELYN KING
Date of notification JANUARY 16, 2015
This form is intended for use by an issuer to make a RIS notification required
by DR 3.1.4R(1).
(1) An issuer making a notification in respect of a transaction relating to the
shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the
shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director
/person discharging managerial responsibilities should complete boxes 1 to 3
and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument
relating to the shares of the issuer (other than a debenture) should complete
boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and
24.