ASX LIMITED 
By 6 January 2012
ASX Compliance Monthly Activity Report - December 2011
ListingsListed Entities | December 2011 |
Listed entities at month start | 2,227 |
New listings | 12 |
De-listings | 17 |
Listed entities at month end | 2,222 |
New listings for the month were Alliance Aviation Services
Limited (AQZ), Ambassador Oil & Gas Limited (AQO), Centro
Australia Wholesale Fund (CRF), Centro DPF Holding Trust
(CRF), Endeavour Mining Corporation (EVR), FeOre Limited
(FEO), Goldphyre Resources Limited (GPH), Kina Petroleum
Limited (KPL), Kumarina Resources Limited (KMR), Precious
Metal Resources Limited (PMR), Titan Energy Services Limited
(TTN) and Trade Me Group Limited (TME).
De-listings for the month were Adamus Resources Limited
(ADU), Adelaide Managed Funds Asset Backed Yield Trust (AYT),
Australian Masters Corporate Bond Fund No.3 Limited (AKU),
Coal & Allied Industries Limited (CAN), Count Financial
Limited (COU), CVI Energy Corporation Limited (CVI),
Foster's Group Limited (FGL), Interra Resources Limited
(ITR), Macarthur Coal Limited (MCC), MAp Airports
International Limited (MAP), Meridian Minerals Limited (MII),
National Hire Group Limited (NHR), NRW.Bank (NRW), Scottish
Power UK PLC (SCK), Staging Connections Group Limited (STG),
The Rock Building Society Limited(ROK) and Villa World Trust
(VLW).
Key Listings Statistics | December 2011 |
Total company announcements | 9,473 |
Price queries1 by ASX | 26 |
Other continuous disclosure queries by ASX2 | 36 |
Aware letters3 sent by ASX | 2 |
Announcements made following a price query | 23 |
Trading halts at the listed entity's request | 73 |
1 Price queries are enquiries made by ASX (either by letter or phone) to a listed entity if it detects unusual movements in a listed entity's security price or trading volumes to ask if the listed entity is aware of any information that has not been announced which, if known, might explain the movements.
2 Other continuous disclosure queries are queries (other than price queries) raised by ASX with listed entities when ASX has concerns the entity may not be in compliance with its continuous disclosure obligations under Listing Rules 3.1, 3.1A and 3.1B. Examples include a query
made following a media report or an announcement lodged with ASX.
3 Aware letters are sent by ASX following an announcement by a listed entity and ask for details of when the listed entity became aware of the material information contained in the announcement.
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Key Listings Statistics | December 2011 |
Trading halts following a query by ASX | 3 |
Suspensions at the listed entity's request | 10 |
Suspensions imposed by ASX for breach of the Listing Rules | 1 |
ASX Participants4 | December 2011 |
Market/Clearing/Settlement Participants at month start | 135 |
New admissions | 1 |
Resignations and removals | 2 |
Market/Clearing/ Settlement Participants at month end | 134 |
ASX 24 Participants | December 2011 |
Trading/Clearing Participants at month start | 47 |
New admissions | 1 |
Resignations and removals | 1 |
Trading/Clearing Participants at month end | 47 |
During the month of December:
