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Application for Quotation of Additional Securities
File Reference:
I:IssuersFormswebsite formsdocuments 2016issuersNSX Quotation of Additional Securities.doc
Application for quotation of additional securities | ||
Table of Contents | ||
INTRODUCTION..................................................................................................................... | 2 | |
NEW ISSUE ANNOUNCEMENT, APPLICATION FOR QUOTATION OF ADDITIONAL | ||
SECURITIES AND AGREEMENT.......................................................................................... | 3 | |
PART 1 | - ALL ISSUES ........................................................................................................... | 3 |
PART 2 | - BONUS ISSUE OR PRO RATA ISSUE ................................................................ | 5 |
PART 3 | - QUOTATION OF SECURITIES.............................................................................. | 7 |
ADDITIONAL SECURITIES FORMING A NEW CLASS OF SECURITIES.............................................. | 7 | |
QUOTATION AGREEMENT................................................................................................... | 9 |
Introduction
To ensure the efficient processing of this form by NSX, please:
- Adhere to the suggested number of the annexures required by this form.
- Complete all statements and questions in this form. (NSX can provide an electronic version of this form on request).
Page 2 of 9
Application for quotation of additional securities
New issue announcement, application for quotation of additional securities and agreement
Information or documents not available now must be given to NSX as soon as available. Information and documents given to NSX become NSX's property and may be made public.
Introduced 11 March 2004. Revised 7 March 2016.
Name of entity
Asset Resolution Limited
ABN/ACN
99 159 827 871
We (the entity) give NSX the following information.
Part 1 - All issues
You must complete the relevant sections (attach sheets if there is not enough space).
- Class of securities issued or to be issued
- Number of securities issued or to be issued (if known) or maximum number which may be issued
- Principal terms of the securities (eg, if options, exercise price and expiry date; if partly paid securities, the amount outstanding and due dates for payment; if convertible securities, the conversion price and dates for conversion)
Ordinary
52,818
Shares issued in lieu of director's fees (approved by Shareholders at the AGM held on 18 November 2020):
52,818 shares at $2.84 per share
Page 3 of 9
Application for quotation of additional securities
-
Do the securities rank equally in Yes all respects from the date of allotment with an existing class of quoted securities?
If the additional securities do not rank equally, please state: - the date from which they do
- the extent to which they participate for the next dividend, (in the case of a trust, distribution) or interest payment
- the extent to which they do not rank equally, other than in relation to the next dividend, distribution or interest payment
5 | Issue price or consideration | Shares issued in lieu of director's fees: |
52,818 shares at $2.84 per share | ||
6 | Purpose of the issue | Shares issued in lieu of director's fees (approved |
(If issued as consideration for the | by Shareholders at 2020 AGM) | |
acquisition of assets, clearly | ||
identify those assets) |
- Dates of entering securities into 10/09/2021 uncertificated holdings or
despatch of certificates
Number | Class | ||||
8 | Number | and class | of all | 3,337,819 | Ord |
securities | quoted on | NSX | |||
(including the securities in clause | |||||
2 if applicable) |
Number | Class | ||||||
9 | Number | and | class | of | all | - | - |
securities | not | quoted | on | NSX | |||
(including the securities in clause | |||||||
2 if applicable) |
10 | Dividend policy (in the case of a n/a |
trust, distribution policy) on the | |
increased capital (interests) |
Page 4 of 9
Application for quotation of additional securities
Part 2 - Bonus issue or pro rata issue
- Is security holder approval required?
- Is the issue renounceable or non- renounceable?
- Ratio in which the securities will be offered
- Class of securities to which the offer relates
- Record date to determine entitlements
- Will holdings on different registers (or subregisters) be aggregated for calculating entitlements?
- Policy for deciding entitlements in relation to fractions
- Names of countries in which the entity has security holders who will not be sent new issue documents
Note: Security holders must be told how their entitlements are to be dealt with.
- Closing date for receipt of acceptances or renunciations
- Names of any underwriters
- Amount of any underwriting fee or commission
- Names of any brokers to the issue
- Fee or commission payable to the broker to the issue
- Amount of any handling fee payable to brokers who lodge acceptances or renunciations on behalf of security holders
Page 5 of 9
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Disclaimer
Asset Resolution Ltd. published this content on 12 October 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 11 October 2021 21:41:04 UTC.