Monday 9 January 2012
The Manager
Company Announcements Office Australian Securities Exchange Level 45, South Tower Rialto
525 Collins Street
MELBOURNE VIC 3000
ELECTRONIC LODGEMENT
Dear Sir or Madam
Appendix 3B Correction
I refer to appendix 3B released to the ASX this morning. I advise that the appendix contained an incorrect exercise price for one of the option tranches.
Please find attached a corrected version of the notice.
Yours faithfully,
Fiona Mead
Company Secretary
Appendix 3B New issue announcement
Appendix 3BRule 2.7, 3.10.3, 3.10.4, 3.10.5
New issue announcement, application for quotation of additional securities and agreementInformation or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99, 1/7/2000, 30/9/2001, 11/3/2002, 1/1/2003, 24/10/2005.
Name of entity
ASCIANO LIMITED
ABN
ABN 26 123 652 862
We (the entity) give ASX the following information.
Part 1 - All issuesYou must complete the relevant sections (attach sheets if there is not enough space).
1 +Class of +securities issued or to be issued
Options over fully paid Shares ("Options")
2 Number of +securities issued or to be issued (if known) or maximum number which may be issued
581,001
3 Principal terms of the +securities (eg, if options, exercise price and expiry date; if partly paid
+securities, the amount outstanding and due dates for payment; if
+convertible securities, the conversion price and dates for conversion)
Each Option entitles the holder to receive one fully paid share of the Asciano Limited upon payment of the exercise price.
64,815 options with an exercise price of $5.01 may be exercised between 1 July 2013 and 30
June 2015, subject to the satisfaction of various
time and performance based vesting conditions.
516,186 options with an exercise price of $5.04 may be exercised between 1 July 2016 and 30
June 2018, subject to the satisfaction of various time and performance based vesting conditions.
+ See chapter 19 for defined terms.
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Appendix 3B
New issue announcement
4 Do the +securities rank equally in all respects from the date of allotment with an existing +class of quoted
+securities?
If the additional securities do not rank equally, please
state:
the date from which they do
the extent to which they participate for the next dividend,
(in the case of a trust, distribution) or interest payment
the extent to which they do not rank equally, other than in
relation to the next dividend, distribution or interest
payment
No
Shares delivered upon exercise of the Options will rank equally in all respects with existing fully paid shares from the date of delivery.
5 Issue price or consideration Nil
6 Purpose of the issue
(If issued as consideration for the acquisition of assets,
clearly identify those assets)
Options issued to members of senior management as part of their remuneration in accordance with the terms of the Asciano Group Option and Rights Plan.
7 Dates of entering +securities into uncertificated holdings or despatch of certificates
5 January 2012
8 Number and +class of all +securities quoted on ASX (including the securities in clause 2 if applicable)
+ See chapter 19 for defined terms.
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Appendix 3B New issue announcement
9 Number and +class of all
+securities not quoted on ASX (including the
securities in clause
2 if applicable)
10 Dividend policy (in the case of a trust, distribution
policy) on the increased capital (interests)
Shares delivered on exercise of Options will rank equally with all other fully paid Shares.
Part 2 - Bonus issue or pro rata issue
11 Is security holder approval required?
12 Is the issue renounceable or non- renounceable?
13 Ratio in which the +securities will be
offered
14 +Class of +securities to which
the offer relates
15 +Record date to determine entitlements
16 Will holdings on different registers (or subregisters) be
aggregated for calculating entitlements?
17 Policy for deciding entitlements in relation to
fractions
18 Names of countries in which the entity has
+security holders who will not be sent new issue
documents
Note: Security holders must be told how their entitlements are to be dealt with.
Cross reference: rule 7.7.
+ See chapter 19 for defined terms.
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Appendix 3B
New issue announcement
19 Closing date for receipt of acceptances or
renunciations
20 Names of any underwriters
21 Amount of any underwriting fee or commission
22 Names of any brokers to the issue
23 Fee or commission payable to the broker to the issue
24 Amount of any handling fee payable to brokers who lodge
acceptances or renunciations on behalf of
+security holders
25 If the issue is contingent on
+security holders' approval, the date of the meeting
26 Date entitlement and acceptance form and prospectus or
Product Disclosure Statement will be sent to persons
entitled
27 If the entity has issued options, and the terms entitle
option holders to participate on exercise, the date on which
notices will be sent to option holders
28 Date rights trading will begin (if applicable)
29 Date rights trading will end (if applicable)
30 How do +security holders sell their
entitlements in full through a broker?
31 How do +security holders sell part of their
entitlements through a broker and accept for the balance?
32 How do +security holders dispose
+ See chapter 19 for defined terms.
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Appendix 3B New issue announcement
of their entitlements (except by sale through a broker)?
33 +Despatch date
You need only complete this section if you are applying for quotation of securities
34 Type of securities
(tick one)
(a) Securities described in Part 1
(b) All other securities
Example: restricted securities at the end of the escrowed period, partly paid securities that become fully paid, employee incentive share securities when restriction ends, securities issued on expiry or conversion of convertible securities
Entities that have ticked box 34(a)Additional securities forming a new class of securities
Tick to indicate you are providing the information or documents
35 If the +securities are +equity
securities, the names of the 20 largest holders of the
additional +securities, and the number and
percentage of additional +securities held by
those holders
36 If the +securities are +equity
securities, a distribution schedule of the additional
+securities setting out the number of holders in the categories
1 - 1,000
1,001 - 5,000
5,001 - 10,000
10,001 - 100,000
100,001 and over
37 A copy of any trust deed for the additional
+securities
+ See chapter 19 for defined terms.
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Appendix 3B
New issue announcement
Entities that have ticked box 34(b)38 Number of securities for which
+quotation is sought
39 Class of +securities for which quotation is
sought
40 Do the +securities rank equally in all
respects from the date of allotment with an existing
+class of quoted
+securities?
If the additional securities do not rank equally, please
state:
the date from which they do
the extent to which they participate for the next dividend,
(in the case of a trust, distribution) or interest payment
the extent to which they do not rank equally, other than in
relation to the next dividend, distribution or interest
payment
41 Reason for request for quotation now
Example: In the case of restricted securities, end of restriction period
(if issued upon conversion of another security, clearly
identify that other security)
42 Number and +class of all
+securities quoted on ASX (including the
securities in clause 38)
+ See chapter 19 for defined terms.
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Appendix 3B New issue announcement
Quotation agreement
1 +Quotation of our additional +securities is in ASX's absolute discretion. ASX may quote the +securities on any conditions it decides.
2 We warrant the following to ASX.
The issue of the +securities to be quoted complies with the law and is not for an illegal purpose.
There is no reason why those +securities should not be granted +quotation. An offer of the +securities for sale within 12 months after their issue will
not require disclosure under section 707(3) or section 1012C(6) of the
Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers for the securities in order to be able to give this warranty
Section 724 or section 1016E of the Corporations Act does not apply to any applications received by us in relation to any +securities to be quoted and that no-one has any right to return any +securities to be quoted under sections 737, 738 or 1016F of the Corporations Act at the time that we request that the +securities be quoted.
If we are a trust, we warrant that no person has the right to return the
+securities to be quoted under section 1019B of the Corporations Act at the time that we request that the +securities be quoted.
3 We will indemnify ASX to the fullest extent permitted by law in respect of any claim, action or expense arising from or connected with any breach of the warranties in this agreement.
4 We give ASX the information and documents required by this form. If any information or document not available now, will give it to ASX before +quotation of the +securities begins. We acknowledge that ASX is relying on the information and documents. We warrant that they are (will be) true and complete.
Sign here: ............................................................ Date: 6 January 2012
Company secretary
Print name: FIONA MCCALLUM MEAD
== == == == ==
+ See chapter 19 for defined terms.
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Documents associés | |
Asciano Limited - Correction to Appendix 3B |