604 page 1/2 15July2001
Form604
CorporationsAct 2001
Section 671B
Notice of change of interests of substantial holder
ToCompanyName/Scheme
REDBUBBLE LIMITED RBL
ACN/ARSN
119 200 592
1. Details of substantial holder(1) | ||
Name | ||
only | Kayne Anderson Rudnick Investment Management, LLC, Virtus Investment Advisers, Inc. and their associates | |
identified in Annexure B (Virtus Group) | ||
ACN/ARSN(if applicable) | ||
Therewasachangeintheinterestsof the | ||
ubstantial holderon | 23/02/2022 | |
Thepreviousnoticewasgiventothecompanyon | 09/02/2022 | |
Thepreviousnoticewasdated | 09/02/2022 | |
use | ||
2. Previous and present voting power |
The total number of votesattached to all thevotingshares in thecompanyorvoting interests in thescheme that the substantial holder or anassociate(2)hadarelevant interest (3) inwhenlast required,andwhennowrequired, to giveasubstantialholdingnoticetothecompanyorscheme,areasfollows:
personal | Class ofsecurities(4) | Previousnotice | Present notice | |
Person'svotes | Votingpower(5) | Person'svotes | Votingpower(5) | |
Ordinary Shares | 18,501,898 | 6.71% | 15,453,580 | 5.60% |
3. Changes in relevant interests
Particularsof eachchange in, or change in thenatureof, a relevant interest of thesubstantial holder or anassociate in voting securitiesof thecompanyorscheme, since the substantialholderwas last requiredto giveasubstantialholdingnoticetothecompanyorschemeareas follows:
Date of | Person whose | Nature of | Consideration | Class and | Person's | |
change | relevant interest | change(6) | giveninrelation | number of | votes | |
changed | tochange(7) | securities | affected | |||
affected | ||||||
23 | Kayne Anderson | Please see | Please see | 1,775,306 | ||
February | Rudnick | Annexure A | Annexure A | |||
For | ordinary | 1,775,306 | ||||
2022 | Investment | |||||
shares | ||||||
Management LLC | ||||||
23 | Kayne Anderson | Please see | Please see | |||
February | Rudnick | Annexure A | Annexure A | 13,678,274 | ||
2022 | Investment | 13,678,274 | ||||
Management LLC | ordinary | |||||
and Virtus | shares | |||||
Investment | ||||||
Advisers Inc. |
1
604 | page 2/2 15July2001 | ||||||||||||
23 February | Virtus Group (please see | Virtus Investment | N/A | As above | As above | ||||||||
2022 | Annexure B) | Partners, Inc., and | |||||||||||
Virtus Partners, Inc. | |||||||||||||
have a relevant | |||||||||||||
interest in the shares | |||||||||||||
in which Kayne | |||||||||||||
Anderson Rudnick | |||||||||||||
Investment | |||||||||||||
Management LLC and | |||||||||||||
only | Virtus Investment | ||||||||||||
Advisers Inc. have a | |||||||||||||
relevant interest, under | |||||||||||||
section 608(3)(a)-(b) | |||||||||||||
because they control | |||||||||||||
Kayne Anderson | |||||||||||||
Rudnick Investment | |||||||||||||
Management LLC and | |||||||||||||
Virtus Investment | |||||||||||||
Advisers Inc.. | |||||||||||||
Each of the Virtus | |||||||||||||
Group is an associate | |||||||||||||
use | pursuant to s 12(2)(a) | ||||||||||||
of the Corporations Act | |||||||||||||
of the Act. | |||||||||||||
2001 (Cth) and has a | |||||||||||||
relevant interest in all | |||||||||||||
the shares referred to | |||||||||||||
in the row above by | |||||||||||||
virtue of section 608(3) | |||||||||||||
4. Present relevant interests | |||||||||||||
Particularsof eachrelevant interestof thesubstantialholder invotingsecuritiesafter thechangeareas follows: | |||||||||||||
personalFor | |||||||||||||
Holder of | Registeredholder | Person entitled | Nature of | Class and | Person's | ||||||||
relevant | of securities | to be | relevant | number of | votes | ||||||||
interest | registeredas | interest(6) | securities | ||||||||||
holder(8) | |||||||||||||
BTIG, LLC; | |||||||||||||
Kayne Anderson | Sanford Bernstein Algo; | ||||||||||||
Bank of New York Mellon GSP; | Kayne Anderson | 1,775,306 | |||||||||||
Rudnick | SS Horizon Custody | Rudnick Investment | 1,775,306 | 1,775,306 | |||||||||
Investment | ordinary shares | ||||||||||||
Management, LLC | Morgan Stanley; | Management, LLC | |||||||||||
UBS Securities; and Brown | |||||||||||||
Brothers Harriman | |||||||||||||
Kayne Anderson | BTIG, LLC; | Kayne Anderson | |||||||||||
Rudnick | Sanford Bernstein Algo; | ||||||||||||
Rudnick Investment | |||||||||||||
Investment | Morgan Stanley; | 13,678,274 | |||||||||||
Management and | 13,678,274 | 13,678,274 | |||||||||||
Management and | UBS Securities; | ordinary shares | |||||||||||
Virtus Investment | and Bank of New York Mellon | Virtus Investment | |||||||||||
Advisers Inc. | GSP | Advisers Inc. | |||||||||||
2
5. Changes in association
Thepersons whohavebecomeassociates(2)of, ceased tobeassociatesof, or havechanged thenatureof their association (9) with, thesubstantial holder in relation to voting interests inthecompanyorschemeareas follows:
NameandACN/ARSN(if applicable) | Natureof association | |||||||||||
The members of the Virtus Group | The members of the Virtus Group are associates pursuant to section 12(2)(a) of the | |||||||||||
identified in Annexure B. | Corporations Act, because they are under control of, or under common control with, each | |||||||||||
other. | ||||||||||||
6. | Addresses | |||||||||||
The addressesofpersonsnamedinthisform areasfollows: | ||||||||||||
only | ||||||||||||
Name | Address | |||||||||||
Kayne Anderson Rudnick Investment | 1800 Avenue of the Stars, 2nd Floor | |||||||||||
Management, LLC | Los Angeles, California 90067 USA | |||||||||||
Virtus Investment Advisers, Inc. | One Financial Plaza | |||||||||||
Hartford, Connecticut 06103 | ||||||||||||
use | ||||||||||||
Signature | Chief Compliance Officer | |||||||||||
print name | Michael Shoemaker | capacity | Kayne Anderson Rudnick | |||||||||
Investment Management, LLC, | ||||||||||||
investment manager | ||||||||||||
sign here | date | 24 February 2022 | ||||||||||
personal | ||||||||||||
DIRECTIONS | ||||||||||||
(1) | If thereareanumber of substantial holders withsimilar or related relevant interests(eg. acorporationand its relatedcorporations, or themanager and trusteeof | |||||||||||
an equitytrust), thenamescouldbeincludedinanannexuretotheform. If therelevant interestsof a groupof personsareessentially similar, they maybe | ||||||||||||
referredto throughout the form asaspecificallynamedgroup if themembershipof eachgroup, with thenamesandaddressesof members is clearlyset out in | ||||||||||||
paragraph6of the form. | ||||||||||||
(2) | Seethedefinitionof "associate" insection9of the CorporationsAct 2001. | |||||||||||
(3) | Seethedefinitionof "relevant interest" insections608and671B(7)of the CorporationsAct 2001. | |||||||||||
(4) | Thevotingsharesof acompanyconstituteoneclassunlessdividedintoseparateclasses. | |||||||||||
(5) | Theperson'svotesdividedby thetotalvotes inthebodycorporateorscheme multipliedby100. | |||||||||||
(6) | Include details of: | |||||||||||
(a) | any relevant agreement or other circumstancesbecauseof which thechange in relevant interest occurred. If subsection 671B(4)applies, acopyof | |||||||||||
any documentsettingout the termsof anyrelevant agreement,anda statement by thepersongivingfull andaccuratedetailsof any contact, | ||||||||||||
schemeor arrangement,must accompanythis form,togetherwitha writtenstatementcertifyingthiscontract,schemeorarrangement;and | ||||||||||||
For | (b) | anyqualificationof thepowerof apersontoexercise,control theexerciseof,or influencetheexerciseof, thevotingpowers or disposalof the | ||||||||||
securitiestowhichtherelevant interest relates(indicating clearlythe particularsecuritiesto whichthe qualification applies). | ||||||||||||
Seethedefinitionof "relevant agreement" insection9 of the CorporationsAct 2001. | ||||||||||||
(7) | Detailsof theconsideration must includeanyandall benefits,moneyandother, that anyperson fromwhom a relevant interest wasacquiredhas, ormay, | |||||||||||
become entitled toreceive inrelation to that acquisition. Details must be includedeven if thebenefit isconditional on thehappening ornot of acontingency. | ||||||||||||
Details must be includedof anybenefit paidonbehalf of thesubstantial holderor itsassociate inrelation to theacquisitions, even if they are not paiddirectly | ||||||||||||
to theperson fromwhom the relevant interest wasacquired. | ||||||||||||
(8) | If thesubstantial holder isunable todetermine the identityof theperson(eg. if therelevant interest arisesbecause of an option) write "unknown". | |||||||||||
(9) | Givedetails, if appropriate, of thepresent associationandanychange in that associationsince the last substantial holding notice. |
3
Annexure A - Relevant interest change
This is the annexure of 10 pages marked Annexure A mentioned in the Form 604 (notice of change of interests of substantial holder) signed by me and dated 24 February 2022.
Signature: _________________________ | ||||||||||||||||||
Michael Shoemaker | ||||||||||||||||||
Chief Compliance Officer | ||||||||||||||||||
only | ||||||||||||||||||
Kayne Anderson Rudnick Investment Management, LLC, investment manager | ||||||||||||||||||
Consideration | Class and | |||||||||||||||||
Date of | Person whose relevant | Nature of | number of | Person's | ||||||||||||||
given in relation to | ||||||||||||||||||
Change | interest changed | change(6) | securities | votes affected | ||||||||||||||
change (7) | ||||||||||||||||||
affected | ||||||||||||||||||
use | Kayne Anderson Rudnick | Change in relevant | 7,295 | |||||||||||||||
08/02/2022 | Investment Management | interest pursuant to | $13,184.98 | Ordinary | ||||||||||||||
the sale of fully paid | 7,295 | |||||||||||||||||
LLC | Shares | |||||||||||||||||
shares | ||||||||||||||||||
Kayne Anderson Rudnick | Change in relevant | 153 Ordinary | ||||||||||||||||
08/02/2022 | Investment Management | interest pursuant to | $276.53 | |||||||||||||||
LLC and Virtus Investment | the sale of fully paid | Shares | 153 | |||||||||||||||
Advisers Inc. | shares | |||||||||||||||||
personal | Kayne Anderson Rudnick | Change in relevant | 3,046 | |||||||||||||||
Investment Management | interest pursuant to | $5,505.34 | Ordinary | |||||||||||||||
08/02/2022 | the sale of fully paid | 3,046 | ||||||||||||||||
LLC | Shares | |||||||||||||||||
shares | ||||||||||||||||||
Kayne Anderson Rudnick | Change in relevant | 1,906 | ||||||||||||||||
08/02/2022 | Investment Management | interest pursuant to | $3,444.90 | Ordinary | ||||||||||||||
the sale of fully paid | 1,906 | |||||||||||||||||
LLC | Shares | |||||||||||||||||
shares | ||||||||||||||||||
Kayne Anderson Rudnick | Change in relevant | 10,133 | ||||||||||||||||
08/02/2022 | Investment Management | interest pursuant to | $18,314.38 | Ordinary | ||||||||||||||
LLC and Virtus Investment | the sale of fully paid | 10,133 | ||||||||||||||||
Shares | ||||||||||||||||||
Advisers Inc. | shares | |||||||||||||||||
Kayne Anderson Rudnick | Change in relevant | 1,074 | ||||||||||||||||
08/02/2022 | Investment Management | interest pursuant to | $1,941.15 | Ordinary | ||||||||||||||
LLC and Virtus Investment | the sale of fully paid | 1,074 | ||||||||||||||||
Shares | ||||||||||||||||||
Advisers Inc. | shares | |||||||||||||||||
Kayne Anderson Rudnick | Change in relevant | 1,594 | ||||||||||||||||
08/02/2022 | Investment Management | interest pursuant to | $2,881.00 | Ordinary | ||||||||||||||
the sale of fully paid | 1,594 | |||||||||||||||||
LLC | Shares | |||||||||||||||||
shares | ||||||||||||||||||
Kayne Anderson Rudnick | Change in relevant | 201,410 | ||||||||||||||||
08/02/2022 | Investment Management | interest pursuant to | $364,028.43 | Ordinary | ||||||||||||||
LLC and Virtus Investment | the sale of fully paid | 201,410 | ||||||||||||||||
Shares | ||||||||||||||||||
Advisers Inc. | shares | |||||||||||||||||
Kayne Anderson Rudnick | Change in relevant | 3,706 | ||||||||||||||||
08/02/2022 | Investment Management | interest pursuant to | $6,698.22 | Ordinary | ||||||||||||||
the sale of fully paid | 3,706 | |||||||||||||||||
LLC | Shares | |||||||||||||||||
shares | ||||||||||||||||||
For | Kayne Anderson Rudnick | Change in relevant | 7,357 | |||||||||||||||
Investment Management | interest pursuant to | $13,550.12 | Ordinary | 7,357 | ||||||||||||||
the sale of fully paid | ||||||||||||||||||
09/02/2022 | ||||||||||||||||||
LLC | shares | Shares | ||||||||||||||||
Kayne Anderson Rudnick | Change in relevant | 154 Ordinary | ||||||||||||||||
09/02/2022 | Investment Management | interest pursuant to | $283.64 | |||||||||||||||
LLC and Virtus Investment | the sale of fully paid | Shares | 154 | |||||||||||||||
Advisers Inc. | shares | |||||||||||||||||
Kayne Anderson Rudnick | Change in relevant | 3,072 | ||||||||||||||||
09/02/2022 | Investment Management | interest pursuant to | $5,658.01 | Ordinary | ||||||||||||||
the sale of fully paid | 3,072 | |||||||||||||||||
LLC | Shares | |||||||||||||||||
shares | ||||||||||||||||||
Kayne Anderson Rudnick | Change in relevant | 1,922 | ||||||||||||||||
09/02/2022 | Investment Management | interest pursuant to | $3,539.94 | Ordinary | ||||||||||||||
the sale of fully paid | 1,922 | |||||||||||||||||
LLC | Shares | |||||||||||||||||
shares |
1
Kayne Anderson Rudnick | Change in relevant | 10,218 | ||||
09/02/2022 | Investment Management | interest pursuant to | $18,819.51 | Ordinary | ||
LLC and Virtus Investment | the sale of fully paid | 10,218 | ||||
Shares | ||||||
Advisers Inc. | shares | |||||
Kayne Anderson Rudnick | Change in relevant | 1,083 | ||||
09/02/2022 | Investment Management | interest pursuant to | $1,994.67 | Ordinary | ||
LLC and Virtus Investment | the sale of fully paid | 1,083 | ||||
Shares | ||||||
Advisers Inc. | shares | |||||
Kayne Anderson Rudnick | Change in relevant | 1,607 | ||||
09/02/2022 | Investment Management | interest pursuant to | $2,959.77 | Ordinary | ||
the sale of fully paid | 1,607 | |||||
LLC | Shares | |||||
shares | ||||||
Kayne Anderson Rudnick | Change in relevant | 203,101 | ||||
09/02/2022 | Investment Management | interest pursuant to | $374,071.42 | Ordinary | ||
LLC and Virtus Investment | the sale of fully paid | 203,101 | ||||
Shares | ||||||
Advisers Inc. | shares | |||||
only09/02/2022 | Kayne Anderson Rudnick | Change in relevant | 3,737 | |||
Investment Management | interest pursuant to | $6,882.81 | Ordinary | 3,737 | ||
the sale of fully paid | ||||||
LLC | shares | Shares | ||||
use | Kayne Anderson Rudnick | Change in relevant | 3,770 | |||
interest pursuant to | $7,029.17 | Ordinary | ||||
10/02/2022 | Investment Management | |||||
the sale of fully paid | 3,770 | |||||
LLC | Shares | |||||
shares | ||||||
Kayne Anderson Rudnick | Change in relevant | 122 Ordinary | ||||
10/02/2022 | interest pursuant to | $225.83 | ||||
Investment Management | the sale of fully paid | Shares | 122 | |||
LLC | ||||||
shares | ||||||
Kayne Anderson Rudnick | Change in relevant | 78 Ordinary | ||||
10/02/2022 | Investment Management | interest pursuant to | $145.43 | |||
LLC and Virtus Investment | the sale of fully paid | Shares | 78 | |||
personal | ||||||
LLC | the sale of fully paid | Shares | 984 | |||
Advisers Inc. | shares | |||||
Kayne Anderson Rudnick | Change in relevant | 3 Ordinary | ||||
10/02/2022 | Investment Management | interest pursuant to | $5.55 | |||
LLC and Virtus Investment | the sale of fully paid | Shares | 3 | |||
Advisers Inc. | shares | |||||
Kayne Anderson Rudnick | Change in relevant | 51 Ordinary | ||||
10/02/2022 | Investment Management | the sale of fully paid | $94.41 | Shares | 51 | |
LLC | ||||||
shares | ||||||
Kayne Anderson Rudnick | Change in relevant | 1,574 | ||||
10/02/2022 | Investment Management | interest pursuant to | $2,934.72 | Ordinary | ||
the sale of fully paid | 1,574 | |||||
LLC | Shares | |||||
shares | ||||||
Kayne Anderson Rudnick | Change in relevant | 32 Ordinary | ||||
10/02/2022 | interest pursuant to | $59.24 | ||||
Investment Management | the sale of fully paid | Shares | 32 | |||
LLC | ||||||
shares | ||||||
Kayne Anderson Rudnick | Change in relevant | 984 Ordinary | ||||
10/02/2022 | interest pursuant to | $1,834.67 | ||||
Investment Management | ||||||
shares | ||||||
Kayne Anderson Rudnick | Change in relevant | 169 Ordinary | ||||
10/02/2022 | Investment Management | interest pursuant to | $312.84 | |||
LLC and Virtus Investment | the sale of fully paid | Shares | 169 | |||
Advisers Inc. | shares | |||||
Kayne Anderson Rudnick | Change in relevant | 5,236 | ||||
10/02/2022 | Investment Management | interest pursuant to | $9,762.52 | Ordinary | ||
LLC and Virtus Investment | the sale of fully paid | 5,236 | ||||
For | Shares | |||||
Advisers Inc. | shares | |||||
Kayne Anderson Rudnick | Change in relevant | 555 Ordinary | ||||
10/02/2022 | Investment Management | interest pursuant to | $1,034.80 | |||
LLC and Virtus Investment | the sale of fully paid | Shares | 555 | |||
Advisers Inc. | shares | |||||
Kayne Anderson Rudnick | Change in relevant | 18 Ordinary | ||||
10/02/2022 | Investment Management | interest pursuant to | $33.32 | 18 | ||
LLC and Virtus Investment | the sale of fully paid | Shares | ||||
Advisers Inc. | shares | |||||
Kayne Anderson Rudnick | Change in relevant | 27 Ordinary | ||||
10/02/2022 | interest pursuant to | $49.98 | ||||
Investment Management | the sale of fully paid | Shares | 27 | |||
LLC | ||||||
shares |
2
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