For personal use only
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity | Adavale Resources Limited |
ABN | 96 008 719 015 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | Grant Stanley Pierce |
Date of last notice | 31 March 2022 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Direct & Indirect | ||||
Nature of indirect interest | Equity Plan Services Pty Ltd | ||||
(including registered holder) | (a trust which Mr Pierce is a beneficiary) | ||||
Note: Provide details of the circumstances giving rise to the relevant | |||||
interest. | |||||
Date of change | 14 June 2022 | ||||
No. of securities held prior to change | 2,954,550 | Fully Paid Ordinary Shares | |||
2,000,000 | Unlisted Options exercisable at | ||||
$0.15 each expiring 13 January 2025 | |||||
1,000,000 | Performance Rights expiring 30 | ||||
June 2023 | |||||
2,200,000 | Performance Rights expiring 31 | ||||
December 2023 | |||||
Class | Fully Paid Ordinary Shares | ||||
Number acquired | 1) | 334,108 | |||
2) | 50,000 | ||||
Number disposed | - | ||||
- See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 1
For personal use only
Appendix 3Y
Change of Director's Interest Notice
Value/Consideration | 1) | $12,000 | |
Note: If consideration is non-cash, provide details and estimated | 2) | $1,600 | |
valuation | |||
No. of securities held after change | 3,338,658 | Fully Paid Ordinary Shares | |
2,000,000 | Unlisted Options exercisable at | ||
$0.15 each expiring 13 January 2025 | |||
1,000,000 | Performance Rights expiring 30 | ||
June 2023 | |||
2,200,000 | Performance Rights expiring 31 | ||
December 2023 | |||
Nature of change | 1) | Issued in lieu of cash remuneration | |
Example: on-market trade, off-market trade, exercise of options, | from February to May 2022 | ||
issue of securities under dividend reinvestment plan, participation in | 2) | On Market Trade | |
buy-back | |||
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract | - |
Nature of interest | - |
Name of registered holder | - |
(if issued securities) | |
Date of change | - |
No. and class of securities to which | - |
interest related prior to change |
Note: Details are only required for a contract in relation to which the interest has changed
Interest acquired | - |
Interest disposed | - |
Value/Consideration | - |
Note: If consideration is non-cash, provide details | |
and an estimated valuation | |
Interest after change | - |
Part 3 - +Closed period
Were the interests in the securities or contracts detailed No above traded during a +closed period where prior written clearance was required?
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 | 01/01/2011 |
For personal use only
Appendix 3Y
Change of Director's Interest Notice
If so, was prior written clearance provided to allow the trade | - |
to proceed during this period? | |
If prior written clearance was provided, on what date was this | - |
provided? | |
- See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 3
For personal use only
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity | Adavale Resources Limited |
ABN | 96 008 719 015 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | John Desmond Hicks |
Date of last notice | 25 February 2022 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Indirect |
Nature of indirect interest | Nambour Valley Pty Ltd |
(including registered holder) | A/C> |
Note: Provide details of the circumstances giving rise to the relevant | (a company which Mr Hicks is a director) |
interest. | |
Equity Plan Services Pty Ltd | |
(a trust which Mr Hicks is a beneficiary) | |
Date of change | 14 June 2022 |
No. of securities held prior to change | 563,311 Fully Paid Ordinary Shares |
2,000,000 Unlisted Options exercisable at | |
$0.15 each expiring 13 January 2025 | |
1,000,000 Performance Rights expiring 30 | |
June 2023 | |
2,200,000 Performance Rights expiring 31 | |
December 2023 | |
Class | Fully Paid Ordinary Shares |
- See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 1
For personal use only
Appendix 3Y
Change of Director's Interest Notice
Number acquired | 465,399 |
Number disposed | - |
Value/Consideration | $17,000 |
Note: If consideration is non-cash, provide details and estimated | |
valuation | |
No. of securities held after change | 1,028,710 Fully Paid Ordinary Shares |
2,000,000 Unlisted Options exercisable at | |
$0.15 each expiring 13 January 2025 | |
1,000,000 Performance Rights expiring 30 | |
June 2023 | |
2,200,000 Performance Rights expiring 31 | |
December 2023 | |
Nature of change | Issued in lieu of cash remuneration for month |
Example: on-market trade, off-market trade, exercise of options, | From February - May 2022. |
issue of securities under dividend reinvestment plan, participation in | |
buy-back | |
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract | - |
Nature of interest | - |
Name of registered holder | - |
(if issued securities) | |
Date of change | - |
No. and class of securities to which | - |
interest related prior to change |
Note: Details are only required for a contract in relation to which the interest has changed
Interest acquired | - |
Interest disposed | - |
Value/Consideration | - |
Note: If consideration is non-cash, provide details | |
and an estimated valuation | |
Interest after change | - |
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 | 01/01/2011 |
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Adavale Resources Limited published this content on 14 June 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 14 June 2022 22:32:07 UTC.