603 page 1/3 15 July 2001
ToCompany Name/Scheme Mozambi Coal Ltd
ACN/ARSN 106 353 253
This notice is given by Richmond Natural Resources, LLC on
behalf of itself and the controlling shareholder of
Richmond
Natural Resources, LLC , Gary Rogliano.
Name Richmond Natural Resources, LLC ACN/ARSN (if applicable)
N/A
The holder became a substantial holder on 17/01/2012
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
ORD | 5,716,176 | 5,716,176 | 5% |
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
Richmond Natural Resources, LLC | Registered holder or entry into contracts for the purchase of the securities on Australian Stock Exchange Limited (ASX) where trades on ASX have not settled | 5,716,176 ordinary shares |
Gary Rogliano | Taken under section 608(3)(b) of the Corporations Act to have a relevant interest by reason of having control of Richmond Natural Resources, LLC | 5,716,176 ordinary shares |
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant interest | Registered holder of securities | Person entitled to be registered as holder (8) | Class and number of securities |
Richmond Natural Resources, LLC | Richmond Natural Resources, LLC or various vendors of securities on ASX where trades on ASX have not settled | Richmond Natural Resources, LLC | 5,716,176 ordinary shares |
Gary Rogliano | Richmond Natural Resources, LLC or various vendors of securities on ASX where trades on ASX have not settled | Richmond Natural Resources, LLC | 5,716,176 ordinary shares |
The consideration paid for each relevant interest referred to
in paragraph 3 above, and acquired in the four months prior
to the day that the substantial holder became a substantial
holder is as follows:
603 page 2/3 15 July 2001
Richmond Natural Resources, LLC | 2/12/2011 | $92,050.00 | 500,000 ordinary shares |
Richmond Natural Resources, LLC | 5/12/2011 | $40,389.46 | 218,676 ordinary shares |
Richmond Natural Resources, LLC | 6/12/2011 | $73,800.00 | 400,000 ordinary shares |
Richmond Natural Resources, LLC | 16/12/2011 | $91,562.50 | 625,000 ordinary shares |
Richmond Natural Resources, LLC | 4/1/2012 | $61,696.57 | 409,944 ordinary shares |
Richmond Natural Resources, LLC | 5/1/2012 | $76,154.70 | 490,056 ordinary shares |
Richmond Natural Resources, LLC | 6/1/2012 | $14,282.00 | 92,500 ordinary shares |
Richmond Natural Resources, LLC | 10/1/2012 | $56,229.59 | 375,114 ordinary shares |
Richmond Natural Resources, LLC | 16/1/2012 | $20,593.70 | 124,886 ordinary shares |
Richmond Natural Resources, LLC | 10/1/2012 | $13,280.00 | 80,000 ordinary shares |
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ARSN (if applicable) | Nature of association |
Gary Rogliano | Controlling shareholder of the substantial holder Richmond Natural Resources, LLC |
The addresses of persons named in this form are as follows:
Name | Address |
Richmond Natural Resources, LLC | 494 Hope Springs Lane, Richmond, Virginia USA 23103 |
Gary Rogliano | 494 Hope Springs Lane, Richmond, Virginia USA 23103 |
603 GUIDE page 1/1 13 March 2000
Signature
print name David McManus capacity Authorised
Representative
(1) If there are a number of substantial holders with similar
or related relevant interests (eg. a corporation and its
related corporations, or the manager and trustee of an equity
trust), the names could be included in an annexure to the
form. If the relevant interests of a group of persons are
essentially similar, they may be referred to throughout the
form as a specifically named group if the membership of each
group, with the names and addresses of members is clearly set
out in paragraph 7 of the form.
(2) See the definition of "associate" in section 9
of the Corporations Act 2001.
(3) See the definition of "relevant interest" in
sections 608 and 671B(7) of the Corporations Act 2001. (4)
The voting shares of a company constitute one class unless
divided into separate classes.
(5) The total number of votes attached to all the voting
shares in the company or voting interests in the scheme (if
any) that the person or an associate has a relevant interest
in.
(6) The person's votes divided by the total votes in the body
corporate or scheme multiplied by 100.
(7) Include details of:
(a) any relevant agreement or other circumstances by which
the relevant interest was acquired. If subsection 671B(4)
applies, a copy of any document setting out the terms of any
relevant agreement, and a statement by the person giving full
and accurate details of any contract, scheme or arrangement,
must accompany this form, together with a written statement
certifying this contract, scheme or arrangement; and
(b) any qualification of the power of a person to exercise,
control the exercise of, or influence the exercise of, the
voting powers or disposal of the securities to which the
relevant interest relates (indicating clearly the particular
securities to which the qualification applies).
See the definition of "relevant agreement" in
section 9 of the Corporations Act 2001.
(8) If the substantial holder is unable to determine the
identity of the person (eg. if the relevant interest arises
because of an option) write "unknown.'"
(9) Details of the consideration must include any and all
benefits, moneys and other, that any person from whom a
relevant interest was acquired has, or may, become entitled
to receive in relation to that acquisition. Details must be
included even if the benefit is conditional on the happening
or not of a contingency. Details must be included of any
benefit paid on behalf of the substantial holder or its
associate in relation to the acquisitions, even if they are
not paid directly to the person from whom the relevant
interest was acquired.
distribué par | Ce noodl a été diffusé par Mozambi Coal Limited et initialement mise en ligne sur le site http://www.mozambicoal.com. La version originale est disponible ici. Ce noodl a été distribué par noodls dans son format d'origine et sans modification sur 2012-01-18 09:24:30 AM et restera accessible depuis ce lien permanent. Cette annonce est protégée par les règles du droit d'auteur et toute autre loi applicable, et son propriétaire est seul responsable de sa véracité et de son originalité. |
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