Vincent Cardinal

Vincent Cardinal

Finance
Consumer Services

Profile

Vincent is the Chief Compliance Officer (“CCO”) of Robotti & Company, Inc. and is responsible for the oversight of the compliance and regulatory areas of the Firm.
Vincent’s career has focused primarily on compliance and regulatory functions in broker dealer and investment advisory firms.
Prior to joining Robotti & Company, Vincent was the CCO of Natixis Bleichroeder, LLC.
Vincent has also served as the CCO for ESN North America, Inc. (formally CIC Eurosecurities Inc.).
He has also worked as a Compliance Officer for; Citicorp Investment Services, Tucker Anthony, and Lehman Brothers.
Vincent began his career at Drexel Burnham Lambert in the Margin Department.
He is a graduate of St. John’s University with a BS degree in Business Management and Administration.
Vincent holds the following securities licenses; Series 4, 7, 8, 14, 24, and 63.

Former positions of Vincent Cardinal

CompaniesPositionEnd
Compliance Officer 2011-12-30
Corporate Officer/Principal -
Compliance Officer -
Tucker Anthony Sutro Compliance Officer -
Compliance Officer -
See the detail of Vincent Cardinal's experience

Training of Vincent Cardinal

St. John's University Undergraduate Degree

Experiences
Positions held

Active

Inactive

Listed companies

Private companies

See the detail of Vincent Cardinal's experience

Linked companies

Private companies7

Finance

Finance

Finance

Finance

Tucker Anthony Sutro

Finance

Finance

Finance

  1. Stock Market
  2. Insiders
  3. Vincent Cardinal