Thomas Ulrich
President at SPROTT FOCUS TRUST, INC.
Net worth: 59 705 $ as of 2024-06-29
Profile
Thomas W.
Ulrich is the founder of InView Investment Management LLC.
He is currently the President, Secretary & Chief Compliance Officer at Sprott Focus Trust, Inc. since 2017.
Previously, he worked as the Managing Director at Sprott, Inc. and as the Chief Compliance Officer & General Counsel at Resource Capital Investment Corp.
He also served as the Chief Compliance Officer at Altegris Advisors LLC from 2011 to 2012 and as the Chief Compliance Officer & General Counsel at Geneva Advisors LLC from 2005 to 2011.
Mr. Ulrich obtained his undergraduate degree from the University of Nebraska and his graduate degree from Creighton University.
Known holdings in public companies
| Company | Date | Number of shares | Valuation | Valuation date |
|---|---|---|---|---|
SPROTT FOCUS TRUST INC
0.03% | 2023-08-03 | 7,982 ( 0.03% ) | 59 705 $ | 2024-06-29 |
Thomas Ulrich active positions
| Companies | Position | Start |
|---|---|---|
| SPROTT FOCUS TRUST, INC. | President | 2016-12-31 |
Former positions of Thomas Ulrich
| Companies | Position | End |
|---|---|---|
Altegris Advisors LLC
 Altegris Advisors LLC Investment ManagersFinance Altegris Advisors LLC (Altegris) is a SEC-registered investment advisor and holding firm headquartered in La Jolla, California. The firm was founded in 2010 by Matthew Osborne and James Waldinger. Altegris serves as the investment adviser to the following categories of Fund clients: (i) Mutual and Closed-End Funds, and their respective subsidiaries, as applicable; and (ii) Private Funds. | Compliance Officer | 2012-09-30 |
Geneva Advisors LLC
 Geneva Advisors LLC Investment ManagersFinance Founded in 2003, Geneva Advisors LLC is an independent registered investment advisor located in Chicago, Illinois. The firm is 100% owned by Geneva Holding Company of Chicago LLC which is owned by Geneva employees. They generally provide investment advice to individuals, trusts, estates, charitable organizations, pension and profit sharing plans, retirement accounts, corporations or other business entities and registered and unregistered mutual funds. ^ | Compliance Officer | 2011-06-30 |
| Resource Capital Investment Corp. | Compliance Officer | - |
| SPROTT INC. | Corporate Officer/Principal | - |
InView Investment Management LLC
 InView Investment Management LLC Investment ManagersFinance InView Investment Management LLC (InView) is an independent registered investment advisor headquartered in Chicago, Illinois. The firm was founded in 2003 by Glenn Kleczka, Tim Kroll and Thomas Ulrich. InView offers discretionary investment management to institutional clients. | Founder | - |
Training of Thomas Ulrich
| Creighton University | Graduate Degree |
| University of Nebraska | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Listed companies | 1 |
|---|---|
| SPROTT INC. | Finance |
| Private companies | 5 |
|---|---|
InView Investment Management LLC
InView Investment Management LLC Investment ManagersFinance InView Investment Management LLC (InView) is an independent registered investment advisor headquartered in Chicago, Illinois. The firm was founded in 2003 by Glenn Kleczka, Tim Kroll and Thomas Ulrich. InView offers discretionary investment management to institutional clients. | Finance |
Sprott Focus Trust, Inc.
 Sprott Focus Trust, Inc. Investment Trusts/Mutual FundsMiscellaneous Sprott Focus Trust, Inc. is a closed-end diversified management investment company. It has an objective of long term capital growth. The company was founded on November 1, 1996 and is headquartered in New York, NY. | Miscellaneous |
Altegris Advisors LLC
Altegris Advisors LLC Investment ManagersFinance Altegris Advisors LLC (Altegris) is a SEC-registered investment advisor and holding firm headquartered in La Jolla, California. The firm was founded in 2010 by Matthew Osborne and James Waldinger. Altegris serves as the investment adviser to the following categories of Fund clients: (i) Mutual and Closed-End Funds, and their respective subsidiaries, as applicable; and (ii) Private Funds. | Finance |
Geneva Advisors LLC
Geneva Advisors LLC Investment ManagersFinance Founded in 2003, Geneva Advisors LLC is an independent registered investment advisor located in Chicago, Illinois. The firm is 100% owned by Geneva Holding Company of Chicago LLC which is owned by Geneva employees. They generally provide investment advice to individuals, trusts, estates, charitable organizations, pension and profit sharing plans, retirement accounts, corporations or other business entities and registered and unregistered mutual funds. ^ | Finance |
| Resource Capital Investment Corp. |
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