Profile
Mr. Thomas M.
Dowling is a Managing Director at Aegis Capital Corp.
Mr. Dowling received his undergraduate degree in business administration with a minor in finance from the State University of New York.
He completed the graduate-level Certified Investment Management Analyst program held in conjunction with The Wharton School, University of Pennsylvania.
In addition to being a Chartered Retirement Plan Specialist he has recently passed Level 1 of the Chartered Financial Analyst Exam.
He has also obtained his General Securities license, General Securities Principal license, Uniform Investment Advisor license, Life and Health Insurance license and is a Variable Annuities Agent.
Former positions of Thomas M. Dowling
| Companies | Position | End |
|---|---|---|
GunnAllen Financial, Inc.
 GunnAllen Financial, Inc. Investment Banks/BrokersFinance GunnAllen Financial, Inc. provided financial investment services. The firm offered securities brokerage, merger and acquisitions, retirement planning and investment advisory services. The company was founded in 1986 and was headquartered in Tampa, FL. | Corporate Officer/Principal | 2010-02-27 |
| Josephthal & Co (Broker) | Corporate Officer/Principal | 1999-04-29 |
Aegis Capital Corp.
 Aegis Capital Corp. Investment Banks/BrokersFinance Founded in 1984, Aegis Capital Corp. is a broker-dealer located in New York City. They provide a full array of trading and execution services for their clients. They do not provide any internal research | Corporate Officer/Principal | - |
Training of Thomas M. Dowling
| The State University of New York | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 3 |
|---|---|
Aegis Capital Corp.
Aegis Capital Corp. Investment Banks/BrokersFinance Founded in 1984, Aegis Capital Corp. is a broker-dealer located in New York City. They provide a full array of trading and execution services for their clients. They do not provide any internal research | Finance |
| Josephthal & Co (Broker) | Finance |
GunnAllen Financial, Inc.
GunnAllen Financial, Inc. Investment Banks/BrokersFinance GunnAllen Financial, Inc. provided financial investment services. The firm offered securities brokerage, merger and acquisitions, retirement planning and investment advisory services. The company was founded in 1986 and was headquartered in Tampa, FL. | Finance |
- Stock Market
- Insiders
- Thomas M. Dowling
