Thomas Caldwell
Chief Executive Officer at URBANA CORPORATION
Net worth: 21 M $ as of 2024-06-29
Profile
Mr. Thomas S.
Caldwell is a Member at Order of Canada, a Chairman, Founder & Director at Caldwell Asset Management, Inc., at Caldwell Investment Management Ltd., a Founder & Chairman at Caldwell Securities Ltd., a President, Chief Executive Officer & Director at Urbana Corp., a Chairman at CNSX Markets, Inc. and a Chairman & Chief Executive Officer at Caldwell Financial Ltd.
He is on the Board of Directors at Urbana Corp.
Mr. Caldwell was previously employed as a Chairman by Caldwell U.S.
Dividend Advantage Fund and a Governor by Toronto Stock Exchange, Inc. He also served on the board at Conference of Defence Associations Institute, Investment Dealers Association of Canada and Whitehead Institute for Biomedical Research.
He graduated from McGill University in 1965.
Known holdings in public companies
| Company | Date | Number of shares | Valuation | Valuation date |
|---|---|---|---|---|
URBANA CORPORATION
47.91% | 2024-04-15 | 4,791,361 ( 47.91% ) | 20 M $ | 2024-06-29 |
| 2024-04-15 | 239,000 ( 0.76% ) | 831 003 $ | 2024-06-29 |
Thomas Caldwell active positions
| Companies | Position | Start |
|---|---|---|
| URBANA CORPORATION | Chief Executive Officer | - |
Caldwell Investment Management Ltd.
 Caldwell Investment Management Ltd. Investment ManagersFinance Caldwell Investment Management Ltd. (CIM) is an investment advisor and mutual fund manager headquartered in Toronto, Ontario and was founded in 1990. The firm is a subsidiary of Caldwell Financial Ltd. CIM provides investment management and advisory services to Canadian and international retail and institutional investors, including financial institutions, public and private pension funds, endowment funds, foundations and family accounts. | Founder | 1989-12-31 |
Caldwell Securities Ltd.
 Caldwell Securities Ltd. Investment Banks/BrokersFinance Caldwell Securities Ltd. is a Canadian broker/dealer headquartered in Toronto, Ontario. The firm was founded by Thomas Caldwell in 1980 and they are a subsidiary of Caldwell Financial Ltd. Caldwell Securities provides independent, personalized and innovative wealth management strategies, investment solutions and insurance products for families, individuals, corporations, trusts and foundations, as well as professional investment management for select institutional investors. | Founder | 1979-12-31 |
Caldwell Financial Ltd.
 Caldwell Financial Ltd. Investment ManagersFinance Caldwell Financial Ltd. provides investment services. It also provides independent, personalized and innovative wealth management strategies, investment solutions and insurance products for families, individuals, corporations, trusts and foundations, as well as professional investment management for select institutional investors. The company was founded in 1980 and is headquartered in Toronto, Canada. | Chief Executive Officer | - |
Caldwell Asset Management, Inc.
 Caldwell Asset Management, Inc. Investment ManagersFinance Caldwell Asset Management, Inc. (CAM) is a hedge fund manager headquartered in New York City. The firm was founded by Thomas Caldwell in 1996 and is a subsidiary of Caldwell Financial Ltd. in Canada. CAM provides portfolio management services for families, individuals, corporations, trusts and foundations. | Chief Executive Officer | 1995-12-31 |
CNSX Markets, Inc.
 CNSX Markets, Inc. Investment Banks/BrokersFinance CNSX Markets, Inc. operates a stock exchange. It offers an alternative for companies looking to access the Canadian public capital markets. The company provides market access vendors, market data vendors, newswire services, network access providers, regulatory services and services for listed companies. The company was founded by Ian Bandeen in 2001 and is headquartered in Toronto, Canada. | Chairman | - |
Former positions of Thomas Caldwell
| Companies | Position | End |
|---|---|---|
Order of Canada
 Order of Canada Miscellaneous Commercial ServicesCommercial Services Order of Canada is an organization based in Ottawa, Canada. The organization is affiliated with the governor general of Canada, La gouverneure générale du. | Corporate Officer/Principal | - |
Conference of Defence Associations Institute
 Conference of Defence Associations Institute Miscellaneous Commercial ServicesCommercial Services Conference of Defence Associations Institute provides research support to the CDA and promotes informed public debate on national security and defence issues. It conducts graduate student symposium, round tables and special events. The company was founded in 1987 and is headquartered in Ottawa, Canada. | Director/Board Member | - |
| CALDWELL US DIVIDEND ADVANTAGE FUND | Chairman | - |
| ░░░░░░░░░░ ░░░░░░░ ░░░░░░░░░░░ ░░ ░░░░░░ | ░░░░░░░░░░░░░░ ░░░░░░ | - |
| ░░░░░░░░░ ░░░░░░░░░ ░░░ ░░░░░░░░░░ ░░░░░░░░ | ░░░░░░░░░░░░░░ ░░░░░░ | - |
Training of Thomas Caldwell
| McGill University | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Listed companies | 1 |
|---|---|
| URBANA CORPORATION | Finance |
| Private companies | 11 |
|---|---|
CNSX Markets, Inc.
CNSX Markets, Inc. Investment Banks/BrokersFinance CNSX Markets, Inc. operates a stock exchange. It offers an alternative for companies looking to access the Canadian public capital markets. The company provides market access vendors, market data vendors, newswire services, network access providers, regulatory services and services for listed companies. The company was founded by Ian Bandeen in 2001 and is headquartered in Toronto, Canada. | Finance |
Caldwell Investment Management Ltd.
Caldwell Investment Management Ltd. Investment ManagersFinance Caldwell Investment Management Ltd. (CIM) is an investment advisor and mutual fund manager headquartered in Toronto, Ontario and was founded in 1990. The firm is a subsidiary of Caldwell Financial Ltd. CIM provides investment management and advisory services to Canadian and international retail and institutional investors, including financial institutions, public and private pension funds, endowment funds, foundations and family accounts. | Finance |
Toronto Stock Exchange, Inc.
 Toronto Stock Exchange, Inc. Investment Banks/BrokersFinance Toronto Stock Exchange operates as a stock exchange. It provides opportunities to access public equity capital, liquidity for existing investors, and monitor market exposure associated with Canada's senior exchange. Toronto Stock Exchange was founded in 1852 and is located in Toronto, ON. | Finance |
Caldwell Financial Ltd.
Caldwell Financial Ltd. Investment ManagersFinance Caldwell Financial Ltd. provides investment services. It also provides independent, personalized and innovative wealth management strategies, investment solutions and insurance products for families, individuals, corporations, trusts and foundations, as well as professional investment management for select institutional investors. The company was founded in 1980 and is headquartered in Toronto, Canada. | Finance |
Whitehead Institute for Biomedical Research
 Whitehead Institute for Biomedical Research Miscellaneous Commercial ServicesCommercial Services Whitehead Institute for Biomedical Research provides research and technology services. Its services include biomedical, genomics, and genetics for students. The company was founded by Edwin C. Whitehead in 1982 and is headquartered in Cambridge, MA. | Commercial Services |
| Investment Dealers Association of Canada | Commercial Services |
Caldwell Securities Ltd.
Caldwell Securities Ltd. Investment Banks/BrokersFinance Caldwell Securities Ltd. is a Canadian broker/dealer headquartered in Toronto, Ontario. The firm was founded by Thomas Caldwell in 1980 and they are a subsidiary of Caldwell Financial Ltd. Caldwell Securities provides independent, personalized and innovative wealth management strategies, investment solutions and insurance products for families, individuals, corporations, trusts and foundations, as well as professional investment management for select institutional investors. | Finance |
Order of Canada
Order of Canada Miscellaneous Commercial ServicesCommercial Services Order of Canada is an organization based in Ottawa, Canada. The organization is affiliated with the governor general of Canada, La gouverneure générale du. | Commercial Services |
Caldwell Asset Management, Inc.
Caldwell Asset Management, Inc. Investment ManagersFinance Caldwell Asset Management, Inc. (CAM) is a hedge fund manager headquartered in New York City. The firm was founded by Thomas Caldwell in 1996 and is a subsidiary of Caldwell Financial Ltd. in Canada. CAM provides portfolio management services for families, individuals, corporations, trusts and foundations. | Finance |
Conference of Defence Associations Institute
Conference of Defence Associations Institute Miscellaneous Commercial ServicesCommercial Services Conference of Defence Associations Institute provides research support to the CDA and promotes informed public debate on national security and defence issues. It conducts graduate student symposium, round tables and special events. The company was founded in 1987 and is headquartered in Ottawa, Canada. | Commercial Services |
Caldwell U.S. Dividend Advantage Fund
 Caldwell U.S. Dividend Advantage Fund Investment Trusts/Mutual FundsMiscellaneous Caldwell U.S. Dividend Advantage Fund is a closed-end investment fund. The firm's portfolio comprises of US dividend-paying equity securities. Its objective is to provide investors with monthly cash distributions; and the potential for capital appreciation and enhanced long-term risk adjusted returns. The company was founded in May 28, 2015 and is headquartered in Toronto, Canada. | Miscellaneous |
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