Network origin in Siguo Chen first degree
Entity | Entity type | Industry | |
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UBS Securities (Asia) Ltd.
UBS Securities (Asia) Ltd. Investment Banks/BrokersFinance UBS Securities Asia Ltd. (UBS Asia) is a brokerage firm headquartered in Hong Kong. The firm is a subsidiary of UBS AG, which is owned by UBS Group AG (SWX: UBSG) in Switzerland. UBS Asia provides corporate and institutional clients which include intermediary and alternative asset managers with financial advisory services, access to the world's capital markets and securities products and research in the field of equity, fixed-income, rates, foreign exchange, energy and metals.
42
| Subsidiary | Investment Banks/Brokers | 42 |
RBC Global Asset Management (Asia) Ltd.
RBC Global Asset Management (Asia) Ltd. Investment ManagersFinance RBC Global Asset Management (Asia) Ltd. (RBC Asia) is the Hong Kong-based investment management subsidiary of RBC Global Asset Management, Inc., itself a subsidiary of Royal Bank of Canada (TSE, NYSE: RY), a multinational financial services company headquartered in Canada. Formerly known as RBC Investment Management (Asia) Ltd., the firm changed their name to RBC Global Asset Management (Asia) Ltd. in 2019. Founded in 1969, RBC Asia provides services such as advisory services and the management of mutual funds and discretionary portfolios to high-net worth individuals, institutional and niche corporate clients.
9
| Subsidiary | Investment Managers | 9 |
Chart of Companies connected to the second degree
Multi-company connection
Companies connected to Siguo Chen via their personal network
Company | Sector | Related people | Main position |
---|---|---|---|
Nomura International (Hong Kong) Ltd.
Nomura International (Hong Kong) Ltd. Investment Banks/BrokersFinance Nomura International (Hong Kong) Ltd. (Nomura International HK) is the brokerage subsidiary of Nomura Asia Pacific Holdings Co. Ltd., which is ultimately-owned by Nomura Holdings, Inc. (TYO: 8604) in Japan. Headquartered in Hong Kong, the firm’s global markets team offers research, sales and trading of global securities to a diverse range of clients globally, including institutional investors, financial institutions, corporates, financial sponsors and government entities. Nomura International HK operates a truly integrated, cross-asset platform which includes research, sales and trading in equities, currencies, rates and credit in cash and derivative products. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity Analyst-Equity Analyst-Equity | |
Merrill Lynch Far East Ltd.
Merrill Lynch Far East Ltd. Investment Banks/BrokersFinance Merrill Lynch Far East Ltd. is the stockbroking subsidiary of Merrill Lynch HK Services Ltd., ultimately owned by Bank of America Corp. (NYSE: BAC) in the US. Headquartered in Hong Kong, the firm was founded in 2003 and offers a broad range of brokerage services to institutional investors. | Investment Banks/Brokers | Analyst-Equity Economist Analyst-Equity | |
UBS Securities Co. Ltd.
UBS Securities Co. Ltd. Investment Banks/BrokersFinance UBS Securities Co. Ltd. is the Chinese brokerage subsidiary of UBS Group AG (SWX: UBSG) in Switzerland. Headquartered in Beijing, the firm was founded in 2006 as Beijing Securities Co. Ltd. They provide securities brokerage services to domestic corporate and institutional clients, and qualified foreign institutional investors (QFII). | Investment Banks/Brokers | Economist Analyst-Equity Chief Executive Officer | |
Deutsche Bank AG (Hong Kong)
Deutsche Bank AG (Hong Kong) Investment Banks/BrokersFinance Part of Deutsche Bank AG, Deutsche Bank AG (Hong Kong) is a financial institution that has been connecting worlds for 65 years. The company is based in Hong Kong, Hong Kong, and serves as the hub for corporate and commercial clients. The company's asset management division, DWS, is a market leader in Hong Kong with a broad product offering. Its corporate bank division is an established market leader in transaction banking, with a presence in 60 countries, including an extensive footprint in HK. The investment bank provides strategic advice to corporate and institutional clients, focusing on the bank’s traditional strengths in financing, advisory, fixed income, and currencies, together with a focused equity capital markets business. The private bank focuses on private customers across all segments as well as business clients, and in HK, this division is represented by a highly competitive wealth manager. The Chinese company was founded in 1958, and its CEO is Werner Steinmüller. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity Economist | |
UBS Securities Australia Ltd.
UBS Securities Australia Ltd. Investment Banks/BrokersFinance UBS Securities Australia Ltd. is a brokerage firm headquartered in Melbourne, Australia. The firm is a wholly-owned subsidiary of UBG AG, which is owned by UBS Group AG (SWX: UBSG) in Switzerland. UBS Securities Australia offers execution and settles trade in ASX quoted financial products for private investors. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity Analyst-Equity | |
Macquarie Capital Ltd.
Macquarie Capital Ltd. Investment Banks/BrokersFinance Macquarie Capital Ltd. is the Hong Kong-based securities brokerage arm of Macquarie Group Ltd. (ASX: MQG), a global financial services group headquartered in Australia. Macquarie Capital offers brokerage services to various investors. | Investment Banks/Brokers | Economist Analyst-Equity | |
Haitong International Research Ltd.
Haitong International Research Ltd. Investment ManagersFinance Haitong International Research Ltd. (HTIRL) is an investment research firm headquartered in Hong Kong. The firm is a subsidiary of Haitong International Securities Group Ltd. (HKG: 0665), itself owned by Haitong Securities Co. Ltd. (SHA: 600837) in China. HTIRL provides fundamental research and analysis to retail, institutional and high net-worth clients. They aim to provide timely, value-added research on listed companies. The Haitong Research team covers around 25 companies from the Banking, Telecoms, IT, Media, Gaming and Retail sectors. | Investment Managers | Chief Executive Officer Economist | |
HSBC Global Asset Management (Hong Kong) Ltd.
HSBC Global Asset Management (Hong Kong) Ltd. Investment ManagersFinance HSBC Global Asset Management (Hong Kong) Ltd. (HSBC-GAM HK) is the wholly-owned asset management subsidiary of The HongKong & Shanghai Banking Corp. Ltd. and is indirectly owned by HSBC Holdings Plc (LON: HSBA, ADR: HSBC.PRA) in Great Britain. Headquartered in Hong Kong, the firm originated in 1973 as a banking branch and became part of HSBC Asset Management in 1994. The current firm, formerly known as HSBC Investments (Hong Kong) Ltd., was founded in 2005 when the group's investment management business was reorganized. HSBC-GAM HK provides investment management services to corporate clients, private individuals and institutions. | Investment Managers | Analyst-Fixed Income Portfolio Manager-Fixed Income | |
Barclays Capital Asia Ltd.
Barclays Capital Asia Ltd. Investment Banks/BrokersFinance Founded in 1985, Barclays Capital Asia Ltd. is a Chinese brokerage services company. Part of Barclays PLC, the company is based in Hong Kong, Hong Kong. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity | |
Citigroup Global Markets Asia Ltd.
Citigroup Global Markets Asia Ltd. Investment Banks/BrokersFinance Citigroup Global Markets Asia Ltd. (CGMA) is a securities brokerage firm headquartered Hong Kong. They are a subsidiary of Citigroup Global Markets Hong Kong Holdings Ltd., ultimately owned by Citigroup, Inc. (NYSE: C) in the US. Formerly known as Citi Smith Barney, the firm was reorganized in 2008 when Citigroup combined their brokerage and private banking businesses. CGMA offers stock trading services to various institutional investors. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity | |
Piper Sandler & Co. (Broker)
Piper Sandler & Co. (Broker) Investment Banks/BrokersFinance Piper Sandler & Co. (Broker) (PSC-Broker) is the full-service brokerage division of Piper Sandler & Co., a financial service firm headquartered in Minneapolis, Minnesota. They are a subsidiary of Piper Sandler Companies (NYSE: PIPR). The firm was founded in 1969 and previously known as Piper Jaffray & Co. They became Piper Sandler & Co. when Piper Jaffray Companies and Sandler O’Neill & Partners, L.P. merged to become Piper Sandler Companies in 2020. PSC-Broker provides brokerage and investment banking services to financial institutions, corporations and other financial investors. Their core focus sectors are Agriculture, renewables & cannabis, Business services, Chemicals & Materials, Consumer, Diversified industrials & services, Energy, Financial services, financial sponsors, Healthcare, and Technology. | Investment Banks/Brokers | Analyst-Equity | |
UBS Securities Canada, Inc.
UBS Securities Canada, Inc. Investment Banks/BrokersFinance UBS Securities Canada, Inc. is a Canadian investment bank and securities firm headquartered in Toronto, Ontario. The firm is a subsidiary of UBS Holding Canada Ltd. and their ultimate parent is UBS AG (NYSE: UBS) in US. UBS Securities Canada provides execution services for their clients' orders. They consider factors such as price, size of the order, the potential for price improvement, the speed of execution, the certainty of execution, trading characteristics of the security, and the overall cost of the transaction when costs are passed on to clients. In addition, prevailing market conditions are taken into consideration when manually handling a client order, such as the direction of the market for the security, the depth of the posted market, the last sale price and volumes of previous trades, the size of the spread, and the liquidity of the security. | Investment Banks/Brokers | Corporate Officer/Principal | |
UBS Securities (Thailand) Ltd.
UBS Securities (Thailand) Ltd. Investment Banks/BrokersFinance Part of UBS Group AG, UBS Securities (Thailand) Ltd. is a company that provides brokerage services. The company is based in Bangkok, Thailand. | Investment Banks/Brokers | Analyst-Equity | |
Mizuho Securities Asia Ltd.
Mizuho Securities Asia Ltd. Investment Banks/BrokersFinance Mizuho Securities Asia Ltd. is the Hong Kong-based brokerage subsidiary of Mizuho Securities Co., Ltd., ultimately owned by Mizuho Financial Group, Inc. (TYO: 8411), a banking holding company headquartered in Japan. Founded in 1999, Mizuho Securities Asia provides sales, trading and execution in equity, equity-linked and convertible products across Asia, Japan and US markets for corporate, fund and institutional investors. The firm also provides a full range of fixed income products including sales and trading of investment grade and high-yield credit; government bonds; and securitization and structured products covering the full range of investors and issuers, such as asset managers, central banks, financial institutions, corporates and alternative managers. | Investment Banks/Brokers | Analyst-Equity | |
Private Wealth Management Association Ltd. | Chairman | ||
Citibank (Hong Kong) Ltd.
Citibank (Hong Kong) Ltd. Regional BanksFinance Part of Citigroup, Inc., Citibank (Hong Kong) Ltd. is a Chinese banking company that provides banking services. The company is based in Hong Kong, Hong Kong. Vicky Kong has been the CEO of the company since 2022. | Regional Banks | Sales & Marketing | |
Bank Julius Bär & Co. Ltd. /CH/
Bank Julius Bär & Co. Ltd. /CH/ Major BanksFinance Part of Julius Bär Gruppe AG, Bank Julius Bär & Co. Ltd. is a banking company based in Zurich, Switzerland. The Swiss company provides banking services. Philipp Rickenbacher has been the CEO of the company since 2009. | Major Banks | Director/Board Member | |
JULIUS BÄR GRUPPE AG | Financial Conglomerates | Director/Board Member | |
UBS Securities Japan Co., Ltd.
UBS Securities Japan Co., Ltd. Investment Banks/BrokersFinance UBS Securities Japan Co. Ltd. (UBSSJ) is a brokerage firm headquartered in Tokyo, Japan. The firm was founded in 1998 and is a subsidiary of UBS AG, which is owned by UBS Group AG (SWX: UBSG, NYSE: UBS) in Switzerland. UBSSJ provides execution services to corporations, institutional investors, governments, financial institutions, and asset management companies in Japan. | Investment Banks/Brokers | Market Strategist | |
Millennium Capital Management (Hong Kong) Ltd.
Millennium Capital Management (Hong Kong) Ltd. Investment ManagersFinance Millennium Capital Management (Hong Kong) Ltd. (Millennium HK) is the Hong Kong-based alternative investment management subsidiary of Millennium International Management LP, ultimately held by MLM Trust B, which is headquartered in the US. Millennium HK manages assets for high net-worth individuals, institutions, trusts, foundations, pensions, the General Partner, related Millennium entities and Millenium employees. | Investment Managers | Analyst-Equity | |
Shih Co. Charitable Foundation Ltd. | Director/Board Member | ||
Credit Suisse (Hong Kong) Ltd.
Credit Suisse (Hong Kong) Ltd. Investment Banks/BrokersFinance Credit Suisse (Hong Kong) Ltd. (CSHK) is a securities brokerage firm headquartered Hong Kong. The firm is a subsidiary of Credit Suisse AG, which is owned by Credit Suisse Group AG (SWX: CSGN; ADR: CS) in Switzerland. CSHK provides corporate and institutional investors with sales, trading, financing, prime services, and market-making in global equities, as well as equities-related securities, options, futures, risk management, and hedging products. Their client-focused platform offers issuer and investor clients access to distribution, trading, and origination capabilities across various markets globally. | Investment Banks/Brokers | Analyst-Equity | |
UBS Securities Pte Ltd.
UBS Securities Pte Ltd. Investment Banks/BrokersFinance UBS Securities Pte Ltd. is a broker-dealer headquartered in Singapore. It was founded in 1992 as the wholly-owned brokerage subsidiary of UBS AG, which in turn is owned by UBS Group AG (SWX: UBSG, NYSE: UBS) in Switzerland. The firm offers comprehensive execution services for all their broker dealer clients. | Investment Banks/Brokers | Analyst-Equity | |
North Rock Capital Management (HK) Ltd.
North Rock Capital Management (HK) Ltd. Investment ManagersFinance Part of Navigator Global Investments Ltd., North Rock Capital Management (HK) Ltd. is an investment management firm based in Hong Kong, Hong Kong. North Rock Capital Management (HK deploys capital across a diversified set of relative value fundamental and quantitative equity-focused portfolio manager teams. The Chinese company is built upon a multi-pm investment platform. The company was founded in 2022. Simon Chow has been the CEO of the company since 2022. | Investment Managers | Analyst-Equity | |
University of Hong Kong | College/University | Undergraduate Degree | |
RBC Global Asset Management (UK) Ltd.
RBC Global Asset Management (UK) Ltd. Investment ManagersFinance RBC Global Asset Management (UK) Ltd. (RBC GAM UK) is an asset management firm headquartered in London, UK. The firm was founded in 1998 and is a wholly-owned subsidiary of Royal Bank of Canada Holdings UK Ltd., which is owned by Royal Bank of Canada (NYSE, TSX: RY) in Canada. RBC GAM-UK provides equity and fixed income solutions to a broad range of institutional clients. | Investment Managers | Analyst-Equity | |
China International Capital Corp. HK Asset Management Ltd.
China International Capital Corp. HK Asset Management Ltd. Investment ManagersFinance China International Capital Corp. HK Asset Management Ltd. (CICC HKAM) is the wholly owned Hong Kong-based asset management subsidiary of China International Capital Corp. Ltd. (SHA: 601995), a multinational investment management and financial services company headquartered in China. Founded in 2005, CICC HKAM provides asset management services in the Greater China areas for many institutional clients domestic as well as foreign alike. | Investment Managers | Chief Executive Officer | |
Nomura Asia Ltd. | Corporate Officer/Principal | ||
Lehman Brothers Asia Holdings Ltd.
Lehman Brothers Asia Holdings Ltd. Investment Trusts/Mutual FundsMiscellaneous Part of Barclays PLC, Lehman Brothers Asia Holdings Ltd. raises funds and trades foreign exchanges. The company is based in Hong Kong, Hong Kong. | Investment Trusts/Mutual Funds | Corporate Officer/Principal | |
Sophia University | College/University | Graduate Degree | |
UBS AG (Hong Kong Branch)
UBS AG (Hong Kong Branch) Investment Banks/BrokersFinance Part of UBS Group AG, UBS AG (Hong Kong Branch) is a Chinese company that provides investment banking securities dealing services. The company is based in Hong Kong, Hong Kong. | Investment Banks/Brokers | Chief Executive Officer | |
UBS | Investment Managers | Corporate Officer/Principal | |
Kennford International Ltd. | Director/Board Member | ||
University of California, Berkeley | College/University | Undergraduate Degree | |
Stanford University | College/University | Graduate Degree | |
University of California, Los Angeles | College/University | Masters Business Admin | |
University of Western Ontario | College/University | Masters Business Admin | |
NORTHERN TRUST CORPORATION | Investment Managers | Corporate Officer/Principal | |
Morgan Stanley Asia Ltd.
Morgan Stanley Asia Ltd. Investment Banks/BrokersFinance Morgan Stanley Asia Ltd. (MSA) is a broker/dealer headquartered in Hong Kong. The firm was founded in 1987 and is a subsidiary of Morgan Stanley (NYSE: MS) in the US. MSA provides institutional securities such as equities, fixed income, derivatives and research. | Investment Banks/Brokers | Analyst-Equity | |
JPMorgan Asset Management (Asia Pacific) Ltd.
JPMorgan Asset Management (Asia Pacific) Ltd. Investment ManagersFinance JPMorgan Asset Management (Asia Pacific) Ltd. (JPAM AP) is an investment management firm headquartered in Hong Kong. The firm was founded in 1974 as JF Asset Management Ltd. and is a subsidiary of JPMorgan Chase & Co. (NYSE: JPM) in the US. JPAM AP manages Asian mandates and equity funds for institutional and retail investors. | Investment Managers | Portfolio Manager-Equities | |
Moody's Investors Service Hong Kong Ltd.
Moody's Investors Service Hong Kong Ltd. Investment ManagersFinance Moody's Investors Service Hong Kong Ltd. (Moody's Hong Kong) is an investment research firm headquartered in Hong Kong. The firm was founded in 2007 and is a subsidiary of Moody's Corp. (NYSE: MCO) in the US. Moody's Hong Kong provides credit ratings, research, and risk analysis to institutional clients. | Investment Managers | Analyst-Fixed Income | |
The Hongkong & Shanghai Banking Corp. Ltd. (Broker)
The Hongkong & Shanghai Banking Corp. Ltd. (Broker) Investment Banks/BrokersFinance The Hongkong & Shanghai Banking Corp. Ltd. (Broker) (HSBC-Broker) is the brokerage division of The Hongkong & Shanghai Banking Corp. Ltd. in Hong Kong. Their ultimate parent is HSBC Holdings Plc (LON: HSBA), a multinational investment bank and financial services holding company headquartered in London, UK. HSBC-Broker provides securities brokerage services to their clients. | Investment Banks/Brokers | Economist | |
Asian Institute of Management | College/University | Graduate Degree | |
Morgan Stanley & Co. LLC
Morgan Stanley & Co. LLC Investment Banks/BrokersFinance Morgan Stanley & Co. LLC is a registered broker-dealer subsidiary of Morgan Stanley Domestic Holdings, Inc., ultimately owned by Morgan Stanley (NYSE: MS) in the US. Headquartered in New York City, the firm was founded in 1987 and provides debt and equity services including underwriting, M&A advice, securities dealing and brokerage and trade execution. Their client base ranges from large global institutional investors to hedge funds at the cutting edge of innovation in the industry. | Investment Banks/Brokers | Analyst-Equity | |
Duke University
Duke University Other Consumer ServicesConsumer Services Duke University is an academic university that offers undergraduate, graduate and professional programs. It also has publications and research services. The university was founded in 1838 and is headquartered in Durham, NC. | College/University | Undergraduate Degree |
Statistics
International
Hong Kong | 29 |
United States | 8 |
Switzerland | 4 |
United Kingdom | 4 |
Canada | 3 |
Sectoral
Finance | 38 |
Consumer Services | 9 |
Miscellaneous | 2 |
Operational
Analyst-Equity | 68 |
Economist | 16 |
Corporate Officer/Principal | 12 |
Portfolio Manager-Equities | 8 |
Market Strategist | 7 |
Most connected contacts
Insiders | |
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Kathryn Shih | 14 |
Ning Lin | 6 |
Bill Lu | 6 |
Edwin Chan | 5 |
Bo Nan Li | 4 |
May Yan | 4 |
Donna Kwok | 4 |
Alex Zhou | 3 |
Ian Wong | 3 |
Thomas Philippson | 3 |
Yi Zhe Wang | 3 |
Paul Gong | 3 |
Alex Choi | 3 |
Ben Huang | 3 |
Tae-Woo Lee | 3 |
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