Robbie Joseph Hayes
Compliance Officer at N.E.W. Advisory Services LLC
Robbie Joseph Hayes active positions
| Companies | Position | Start | End |
|---|---|---|---|
N.E.W. Advisory Services LLC
 N.E.W. Advisory Services LLC Investment ManagersFinance N.E.W. Advisory Services LLC is an independent, SEC-registered investment advisor headquartered in De Pere, Wisconsin. Founded in 2017, the firm offers a variety of advisory services to individual clients. | Compliance Officer | - | - |
Career history of Robbie Joseph Hayes
Former positions of Robbie Joseph Hayes
| Companies | Position | Start | End |
|---|---|---|---|
Financial Industry Regulatory Authority, Inc.
 Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Corporate Officer/Principal | 2010-10-31 | 2013-06-30 |
Training of Robbie Joseph Hayes
| St. Norbert College, Inc. | Undergraduate Degree |
Statistics
International
| United States | 4 |
Operational
| Compliance Officer | 1 |
| Corporate Officer/Principal | 1 |
| Undergraduate Degree | 1 |
Sectoral
| Finance | 2 |
| Commercial Services | 2 |
| Consumer Services | 2 |
Positions held
Active
Inactive
Listed companies
Private companies
Linked companies
| Private companies | 2 |
|---|---|
N.E.W. Advisory Services LLC
N.E.W. Advisory Services LLC Investment ManagersFinance N.E.W. Advisory Services LLC is an independent, SEC-registered investment advisor headquartered in De Pere, Wisconsin. Founded in 2017, the firm offers a variety of advisory services to individual clients. | Finance |
Financial Industry Regulatory Authority, Inc.
Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Commercial Services |
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