Ricky Lai

BNP Paribas Securities (Asia) Ltd. (BNPP SEC ASIA) is the Hong Kong-based brokerage subsidiary of BNP Paribas SA (EPA: BNP), an international banking group headquartered in France. BNPP SEC ASIA provides electronic trading services to its clients, including its affiliates which take principal or riskless principal positons. Such services enable the access to, and execution of trades via, alternative liquidity pools (ALPs), or commonly known as dark pools, operated by other service providers or affiliates of the firm (Third Party ALPs).

CSC Securities (HK) Ltd. is a broker/dealer headquartered in Hong Kong. The firm was founded in 1994 and is a subsidiary of Capital Securities Corp. (TPE: 6005) in Taiwan. CSC Securities offers securities brokerage services to various types of investors.

The Chinese General Chamber of Commerce is a business organization based in Hong Kong that provides services to its members. The organization offers a variety of resources and events to help businesses grow and succeed. The organization has a long history, dating back to 1900, and has been a leading voice for the business community in Hong Kong.

China International Capital Corp. Ltd. (Broker) (CICC) is the brokerage division of China International Capital Corp. Ltd. which was established in 1995 as a strategic partnership between Chinese and international financial institutions and corporations. Headquartered in Beijing, CICC was the first joint venture investment bank in China. The firm's core business departments were investment banking, capital markets, sales & trading, research, fixed-income and asset management. CICC offers a range of brokerage services to international and domestic institutional and individual investors. In 2007 the firm set up a wholly-owned subsidiary specializing in private equity investments and focusing on buyout opportunities within China.

Guosen Securities (HK) Brokerage Co., Ltd. (Guosen Securities HK) is the brokerage subsidiary of Hong Kong-based Guosen Securities (HK) Financial Holdings Co., Ltd., which is wholly-owned by Guosen Securities Co., Ltd. (SHE: 002736), a state-owned financial services company headquartered in Shenzhen, China. Guosen Securities HK provides comprehensive range of businesses, such as securities trading and distribution, commodities trading and futures trading to retail and institutional clients.

Guotai Junan Securities Co. Ltd. (Broker) (GTJA-Broker) is the securities brokerage division of Guotai Junan Securities Co. Ltd. (SHA: 601211), which is headquartered in Shanghai, China. GTJA-Broker provides securities brokerage services to institutional investors.

Fullgoal Fund Management Co., Ltd. (Fullgoal Fund) is an independent Chinese fund management firm which was founded in 1999. In 2003, the firm was restructured when the Bank of Montreal took a strategic interest in them and brought international concepts and management techniques to Fullgoal Fund. Headquartered in Shanghai, Fullgoal Fund provides investment management solutions including open and closed-end mutual funds, qualified domestic institutional investor (QDII) funds, enterprise annuity funds, domestic social security funds and asset management to segregated accounts for both domestic and international clients.

The Hong Kong Chinese Enterprises Association operates as a trade association. The private company is based in Hong Kong, Hong Kong.

ING Wholesale Banking engages in providing banking services. The company is headquartered in Hong Kong.

Part of Guotai Junan Securities Co., Ltd., Guotai Junan Holdings Ltd. operates as an investment holding Chinese company. The company is based in Hong Kong, Hong Kong.

Part of Guotai Junan Securities Co., Ltd., Guotai Junan Finance (Hong Kong) Ltd. provides lending services. The company is based in Hong Kong, Hong Kong.

Part of Guotai Junan Securities Co., Ltd., Guotai Junan (Hong Kong) Ltd. operates as an investment holding Chinese company. The company is based in Hong Kong, Hong Kong.

Part of Guotai Junan Securities Co., Ltd., Guotai Junan Futures Co., Ltd. provides commodity futures brokerage services. The company is based in Shanghai, China. Jing Xue has been the CEO of the Chinese company since 2012.

Part of Guotai Junan Securities Co., Ltd., Guotai Junan Capital Management Co., Ltd. provides financial advice.

Part of Guotai Junan Securities Co., Ltd., Guotai Junan Financial Holdings Ltd. provides securities brokerage services. The company is based in Hong Kong, Hong Kong. Fung Yim has been the CEO of the Chinese company since 2000.

DBS Vickers (Hong Kong) Ltd. (DBS-HK) is a broker/dealer firm headquartered in Hong Kong. The firm is a subsidiary of DBS Vickers Securities Holdings Pte Ltd., ultimately held by DBS Group Holdings Ltd. (SGX: D05) in Singapore. DBS-HK provides a comprehensive blend of brokerage services.

Kingsway Financial Services Group Ltd. (Research Firm) (Kingsway-Research) is the investment research division of Kingsway Financial Services Group Ltd., ultimately owned by Sunwah Kingsway Capital Holdings Ltd. (HKG: 0188), a financial services company headquartered in Hong Kong. Kingsway-Research provides research with a focus on the Hong Kong and Chinese markets to individual clients, corporate clients as well as institutional clients. The firm delivers high quality reports, actively looks for undervalued/under-researched situations with considerable upside potential. They focus on regional economics and covers small to mid-cap companies.