Rick Garcia

Legend Advisory LLC is a registered investment advisor located in Palm Beach Gardens, Florida. The firm is a wholly-owned subsidiary of Legend Group Holdings, LLC, which was acquired by First Allied Holdings, Inc. in 2013. First Allied Holdings, Inc. is owned by RCAP Holdings LLC. Legend Group Holdings LLC was owned by Waddell & Reed Financial, Inc. from 2000 to 2013. Legend Advisory offers discretionary asset management services and proprietary quantitative research. They also offer non-discretionary mutual fund investment services, plan sponsor services, third-party advisory services, sub-advisory services and financial planning services. For their asset management programs and investment services, investment advice is limited to investment in mutual funds and variable annuity sub-accounts. Legend Advisory and their Investment Adviser Representatives may also provide advice on the selection of third-party strategists or managers, who may invest clients' assets in other security types. For their wrap account services, the firm provides investment advice on a variety of security types. Legend Advisory Corp.'s clients include individuals, high net-worth individuals, profit sharing plans and corporations.