Rick Dooley

Rick Dooley

Compliance Officer at KKM Financial LLC

Consumer Services
Finance

Profile

Mr. Richard S.
Dooley is a Compliance & Risk Manager at KKM Financial LLC and a Chief Compliance Officer & Head of Risk at Savoie Capital LLC.
Mr. Dooley began his trading career with Cornerstone Trading LLC in 1999 on the floor of the CBOE.
He was responsible for making markets in over 40 stocks, including Cornerstone’s DPM/Specialist post.
Mr. Dooley was actively involved with the CBOE serving as a member of the Market Performance Committee, and Market Quality and Allocation Committee.
In 2005 Mr. Dooley became Director of Trading Operations for Cornerstone where he was responsible for risk management and compliance of the firm, including market making and proprietary algorithmic trading.
From 2010 to 2013 Mr. Dooley served as CEO of Cornerstone Trading.
Mr. Dooley studied mathematics at the University of Illinois at Urbana-Champaign and received a Masters of Computer Science Degree from the University of Chicago.

Rick Dooley active positions

CompaniesPositionStart
Compliance Officer 2017-12-31
Compliance Officer -
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Training of Rick Dooley

University of Illinois Undergraduate Degree
The University of Chicago Graduate Degree

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