Osamu Watanabe
Compliance Officer at MOELIS & COMPANY
Net worth: 7 416 $ as of 2024-05-30
Profile
Osamu R.
Watanabe is currently a Director at Moelis & Company UK Holdings B Ltd.
since 2018 and also serves as the Secretary & Chief Compliance Officer at Moelis & Co. since 2010.
Previously, he held positions as Principal at Credit Suisse Securities (USA) LLC, General Counsel at Upfront Ventures Management LLC, Principal at UBS Securities LLC, Chief Compliance Officer & General Counsel at Sagent Advisors LLC from 2009 to 2010, Senior Vice President & Deputy General Counsel at Moelis & Co. LLC, and Principal at Donaldson, Lufkin & Jenrette Securities Corp.
Mr. Watanabe completed his undergraduate studies at Antioch College and obtained a graduate degree from Yale Law School in 1985.
Known holdings in public companies
Company | Date | Number of shares | Valuation | Valuation date |
---|---|---|---|---|
MOELIS & CO. CLASS A
0.00% | 2024-06-19 | 131 ( 0.00% ) | 7 416 $ | 2024-05-30 |
Osamu Watanabe active positions
Companies | Position | Start |
---|---|---|
MOELIS & COMPANY | Compliance Officer | 2010-12-31 |
Moelis & Company UK Holdings B Ltd.
Moelis & Company UK Holdings B Ltd. Financial ConglomeratesFinance Founded in 2018, Moelis & Company UK Holdings B Ltd. is a company that functions as an investment holding company. Part of Moelis & Co., the company is based in London, UK. | Director/Board Member | 2018-11-15 |
Former positions of Osamu Watanabe
Companies | Position | End |
---|---|---|
Sagent Advisors LLC
Sagent Advisors LLC Investment ManagersFinance Sagent Advisors LLC provides strategic and financial advisory services. It offers financial advice on mergers, acquisitions, sales, divestitures, and private capital solutions. The company was founded by Herald L. Ritch and Joel J. Cohen in 2004 and is headquartered in New York, NY. | Compliance Officer | 2009-12-31 |
Upfront Ventures Management LLC
Upfront Ventures Management LLC Investment ManagersFinance Upfront Ventures Management LLC (Upfront Ventures) is a venture capital firm founded in 1996 by Steven J. Dietz and Yves B. Sisteron. The firm is headquartered in Santa Monica, Calirfornia. | General Counsel | - |
Donaldson, Lufkin & Jenrette Securities Corp. | Corporate Officer/Principal | - |
Credit Suisse Securities (USA) LLC (Broker)
Credit Suisse Securities (USA) LLC (Broker) Investment Banks/BrokersFinance Credit Suisse Securities (USA) LLC (Credit Suisse Securities USA) is the broker/dealer division of Credit Suisse Securities (USA) LLC, an investment banking company headquartered in New York City. The firm was founded in 1998 and is a wholly owned subsidiary of Credit Suisse (USA), Inc., ultimately owned by Credit Suisse Group AG (SWX: CSGN) in Switzerland. Credit Suisse Securities USA offers a suite of equities, solutions and credit products and services which includes global securities sales, trading and execution, prime brokerage and comprehensive investment research. Their clients include financial institutions, corporations, governments, institutional investors, such as pension funds and hedge funds, and private individuals around the world. | Corporate Officer/Principal | - |
UBS Securities LLC
UBS Securities LLC Investment ManagersFinance UBS Securities LLC is an investment bank and registered broker/dealer headquartered in New York City. The firm was founded in 1998 as UBS Warburg LLC. They are a subsidiary of UBS Americas Holding LLC, ultimately held by UBS Group AG (SWX: UBSG, NYSE: UBS) in Switzerland. UBS Securities is a primary dealer in US Government securities and provides a full range of investment banking services which includes corporate finance, mergers and acquisitions, capital markets, trading and sales, fixed-income, equity research, private banking, underwriting and prime brokerage operations. The firm also provides advisory services and access to capital markets for corporate, institutional, intermediary and alternative asset management clients. | Corporate Officer/Principal | - |
Training of Osamu Watanabe
Antioch College | Undergraduate Degree |
Yale Law School | Graduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
Listed companies | 1 |
---|---|
MOELIS & COMPANY | Finance |
Private companies | 7 |
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Moelis & Co. LLC
Moelis & Co. LLC Investment Banks/BrokersFinance Founded in 2007, Moelis & Co. LLC is a registered broker/dealer headquartered in New York City. The firm is a subsidiary of Moelis & Company (NYSE: MC), a global investment bank that provides financial advisory, capital raising and asset management services to corporations, institutions and governments. Moelis & Co. LLC provides an array of trading and execution services for their clients. They do not provide any internal research. | Finance |
Sagent Advisors LLC
Sagent Advisors LLC Investment ManagersFinance Sagent Advisors LLC provides strategic and financial advisory services. It offers financial advice on mergers, acquisitions, sales, divestitures, and private capital solutions. The company was founded by Herald L. Ritch and Joel J. Cohen in 2004 and is headquartered in New York, NY. | Finance |
UBS Securities LLC
UBS Securities LLC Investment ManagersFinance UBS Securities LLC is an investment bank and registered broker/dealer headquartered in New York City. The firm was founded in 1998 as UBS Warburg LLC. They are a subsidiary of UBS Americas Holding LLC, ultimately held by UBS Group AG (SWX: UBSG, NYSE: UBS) in Switzerland. UBS Securities is a primary dealer in US Government securities and provides a full range of investment banking services which includes corporate finance, mergers and acquisitions, capital markets, trading and sales, fixed-income, equity research, private banking, underwriting and prime brokerage operations. The firm also provides advisory services and access to capital markets for corporate, institutional, intermediary and alternative asset management clients. | Finance |
Credit Suisse Securities (USA) LLC (Broker)
Credit Suisse Securities (USA) LLC (Broker) Investment Banks/BrokersFinance Credit Suisse Securities (USA) LLC (Credit Suisse Securities USA) is the broker/dealer division of Credit Suisse Securities (USA) LLC, an investment banking company headquartered in New York City. The firm was founded in 1998 and is a wholly owned subsidiary of Credit Suisse (USA), Inc., ultimately owned by Credit Suisse Group AG (SWX: CSGN) in Switzerland. Credit Suisse Securities USA offers a suite of equities, solutions and credit products and services which includes global securities sales, trading and execution, prime brokerage and comprehensive investment research. Their clients include financial institutions, corporations, governments, institutional investors, such as pension funds and hedge funds, and private individuals around the world. | Finance |
Donaldson, Lufkin & Jenrette Securities Corp. | Finance |
Upfront Ventures Management LLC
Upfront Ventures Management LLC Investment ManagersFinance Upfront Ventures Management LLC (Upfront Ventures) is a venture capital firm founded in 1996 by Steven J. Dietz and Yves B. Sisteron. The firm is headquartered in Santa Monica, Calirfornia. | Finance |
Moelis & Company UK Holdings B Ltd.
Moelis & Company UK Holdings B Ltd. Financial ConglomeratesFinance Founded in 2018, Moelis & Company UK Holdings B Ltd. is a company that functions as an investment holding company. Part of Moelis & Co., the company is based in London, UK. | Finance |
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