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Career history of Nicholas Michael Yip
Former positions of Nicholas Michael Yip
Companies | Position | Start | End |
---|---|---|---|
Davidson Fixed Income Management, Inc.
![]() Davidson Fixed Income Management, Inc. Investment ManagersFinance Davidson Fixed Income Management, Inc. (DFIM) is a SEC-registered investment advisor and wealth management firm headquartered in Denver, Colorado. They are a wholly-owned subsidiary of D. A. Davidson Companies, a financial services holding company. The firm began was founded in 2004 as Kirkpatrick Pettis Capital Management, Inc. In 2005, Davidson Companies purchased all of the stock of Kirkpatrick Pettis and shortly thereafter, the firm changed its name and began to conduct business under the name Davidson Fixed Income Management, Inc. DFIM offers investment advisory services to public entities and mutual funds that desire investments in fixed income securities. | Analyst-Fixed Income | 2014-08-31 | 2016-08-31 |
Portfolio Manager-Fixed Income | 2014-08-31 | 2016-08-31 | |
D. A. Davidson & Co.
![]() D. A. Davidson & Co. Investment Banks/BrokersFinance D. A. Davidson & Co. is a dually SEC-registered investment adviser and FINRA broker-dealer headquartered in Great Falls, Montana. The firm was founded in 1935 and is a subsidiary of D.A. Davidson Companies, a financial service holding company. They provide liquidity and execution in small & mid-cap stocks to a wide range of institutional investors, including mutual fund and money managers around the world. | Analyst-Equity | 2013-05-31 | 2016-08-31 |
Sterne, Agee & Leach, Inc.
![]() Sterne, Agee & Leach, Inc. Investment Banks/BrokersFinance Founded in 1964, Sterne, Agee & Leach, Inc. is a full service investment firm and registered broker/dealer headquartered in Birmingham, Alabama. The firm's expertise includes retail and institutional brokerage services, investment banking and underwriting, secondary trading of corporate, municipal, and government securities and market making in over-the-counter stocks. The firm is a member of the NYSE and FINRA. | Corporate Officer/Principal | 2010-11-30 | 2013-05-31 |
Seattle-Northwest Securities Corp.
![]() Seattle-Northwest Securities Corp. Investment Banks/BrokersFinance Seattle-Northwest Securities Corp. is based in Seattle, WA. Part of Piper Sandler Cos., Seattle-Northwest Securities Corp. is a company that provides investment banking and asset management services. Seattle-Northwest Securities was acquired by Piper Jaffray Cos. on July 12, 2013 for $21 million. | Corporate Officer/Principal | 2003-07-31 | 2010-11-30 |
Training of Nicholas Michael Yip
University of Utah | Undergraduate Degree |
Statistics
International
United States | 6 |
Operational
Corporate Officer/Principal | 2 |
Analyst-Fixed Income | 1 |
Portfolio Manager-Fixed Income | 1 |
Sectoral
Finance | 5 |
Consumer Services | 2 |
Positions held
Active
Inactive
Listed companies
Private companies
Linked companies
Private companies | 4 |
---|---|
Davidson Fixed Income Management, Inc.
![]() Davidson Fixed Income Management, Inc. Investment ManagersFinance Davidson Fixed Income Management, Inc. (DFIM) is a SEC-registered investment advisor and wealth management firm headquartered in Denver, Colorado. They are a wholly-owned subsidiary of D. A. Davidson Companies, a financial services holding company. The firm began was founded in 2004 as Kirkpatrick Pettis Capital Management, Inc. In 2005, Davidson Companies purchased all of the stock of Kirkpatrick Pettis and shortly thereafter, the firm changed its name and began to conduct business under the name Davidson Fixed Income Management, Inc. DFIM offers investment advisory services to public entities and mutual funds that desire investments in fixed income securities. | Finance |
D. A. Davidson & Co.
![]() D. A. Davidson & Co. Investment Banks/BrokersFinance D. A. Davidson & Co. is a dually SEC-registered investment adviser and FINRA broker-dealer headquartered in Great Falls, Montana. The firm was founded in 1935 and is a subsidiary of D.A. Davidson Companies, a financial service holding company. They provide liquidity and execution in small & mid-cap stocks to a wide range of institutional investors, including mutual fund and money managers around the world. | Finance |
Sterne, Agee & Leach, Inc.
![]() Sterne, Agee & Leach, Inc. Investment Banks/BrokersFinance Founded in 1964, Sterne, Agee & Leach, Inc. is a full service investment firm and registered broker/dealer headquartered in Birmingham, Alabama. The firm's expertise includes retail and institutional brokerage services, investment banking and underwriting, secondary trading of corporate, municipal, and government securities and market making in over-the-counter stocks. The firm is a member of the NYSE and FINRA. | Finance |
Seattle-Northwest Securities Corp.
![]() Seattle-Northwest Securities Corp. Investment Banks/BrokersFinance Seattle-Northwest Securities Corp. is based in Seattle, WA. Part of Piper Sandler Cos., Seattle-Northwest Securities Corp. is a company that provides investment banking and asset management services. Seattle-Northwest Securities was acquired by Piper Jaffray Cos. on July 12, 2013 for $21 million. | Finance |
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