Mimi V. Ness
Profile
Ms. Mimi V.
Ness is Chief Compliance Officer at Haverford Trust Co. and Chief Compliance Officer at Haverford Investment Management.
Prior to joining Haverford in 2005, Ms. Ness was previously employed as Compliance Director by PNC Managed Investments, Inc. and Managing Partner by Regulatory Compliance Associates, Inc.
Ms. Ness received her undergraduate degree from The State University of New York and a graduate degree from The Rockefeller University.
Former positions of Mimi V. Ness
Companies | Position | End |
---|---|---|
Haverford Financial Services, Inc.
Haverford Financial Services, Inc. Investment ManagersFinance Haverford Financial Services, Inc. (HFS) is a registered investment advisor headquartered in Radnor, Pennsylvania. The firm was founded by George W. Connell in 2004 and is a wholly owned by Drexel Morgan & Co. HFS provides investment advice to individuals, banks and thrift institutions, investment companies, pooled investment vehicles, pension and profit-sharing plans, charitable organizations, corporations, business entities, state and municipal government entities and unions. | Corporate Officer/Principal | - |
PNC Managed Investments, Inc.
PNC Managed Investments, Inc. Investment ManagersFinance Founded in 2000 by Stephen DeAngelis and Greg Horn, PNC Managed Investments, Inc., formerly Advisorport, Inc. is a registered investment advisor located in King of Prussia, Pennsylvania. They are a subsidiary of PFPC Worldwide, Inc. and their ultimate parent is PNC Financial Services Group, Inc. (NYSE: PNC), a diversified financial services company that provides consumer and business banking, specialized services for corporations and government entities, wealth management, asset management and global fund services. PNC Managed Investments provides solutions for asset managers and program sponsors in the management of UMAs, separately managed accounts and mutual fund wrap books. Their clients include broker/dealers, banks/trust companies, money managers, insurance companies and RIA/wealth management firms. The firm's products include a flexible and integrated managed investment platform, middle and back-office outsourcing, distribution and business development and mutual fund custody. The firm also provides various investment advisory and overlay services including acting as a program sponsor. | Corporate Officer/Principal | - |
Regulatory Compliance Associates, Inc.
Regulatory Compliance Associates, Inc. Miscellaneous Commercial ServicesCommercial Services Regulatory Compliance Associates, Inc. provides compliance services to the pharmaceutical, medical device and biotechnical industries. Its services include regulatory affairs, compliance assurance, strategic consulting, product development, merger and acquisitions, medical devices, training, interim management, and project management. The company was founded by Steven Schultz and Mitch Januszewski in 2000 and is headquartered in Pleasant Prairie, WI. | Corporate Officer/Principal | - |
The Haverford Trust Co.
The Haverford Trust Co. Investment ManagersFinance The Haverford Trust Co. is a SEC-registered investment advisor headquartered in Radnor, Pennsylvania. The firm was founded in 1979 and is owned by Drexel Morgan & Co. Haverford Trust provides trust and investment management services to a wide range of individuals and institutional investors. | Compliance Officer | - |
Training of Mimi V. Ness
The State University of New York | Undergraduate Degree |
The Rockefeller University | Graduate Degree |
Experiences
Positions held
Linked companies
Private companies | 4 |
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The Haverford Trust Co.
The Haverford Trust Co. Investment ManagersFinance The Haverford Trust Co. is a SEC-registered investment advisor headquartered in Radnor, Pennsylvania. The firm was founded in 1979 and is owned by Drexel Morgan & Co. Haverford Trust provides trust and investment management services to a wide range of individuals and institutional investors. | Finance |
PNC Managed Investments, Inc.
PNC Managed Investments, Inc. Investment ManagersFinance Founded in 2000 by Stephen DeAngelis and Greg Horn, PNC Managed Investments, Inc., formerly Advisorport, Inc. is a registered investment advisor located in King of Prussia, Pennsylvania. They are a subsidiary of PFPC Worldwide, Inc. and their ultimate parent is PNC Financial Services Group, Inc. (NYSE: PNC), a diversified financial services company that provides consumer and business banking, specialized services for corporations and government entities, wealth management, asset management and global fund services. PNC Managed Investments provides solutions for asset managers and program sponsors in the management of UMAs, separately managed accounts and mutual fund wrap books. Their clients include broker/dealers, banks/trust companies, money managers, insurance companies and RIA/wealth management firms. The firm's products include a flexible and integrated managed investment platform, middle and back-office outsourcing, distribution and business development and mutual fund custody. The firm also provides various investment advisory and overlay services including acting as a program sponsor. | Finance |
Haverford Financial Services, Inc.
Haverford Financial Services, Inc. Investment ManagersFinance Haverford Financial Services, Inc. (HFS) is a registered investment advisor headquartered in Radnor, Pennsylvania. The firm was founded by George W. Connell in 2004 and is a wholly owned by Drexel Morgan & Co. HFS provides investment advice to individuals, banks and thrift institutions, investment companies, pooled investment vehicles, pension and profit-sharing plans, charitable organizations, corporations, business entities, state and municipal government entities and unions. | Finance |
Regulatory Compliance Associates, Inc.
Regulatory Compliance Associates, Inc. Miscellaneous Commercial ServicesCommercial Services Regulatory Compliance Associates, Inc. provides compliance services to the pharmaceutical, medical device and biotechnical industries. Its services include regulatory affairs, compliance assurance, strategic consulting, product development, merger and acquisitions, medical devices, training, interim management, and project management. The company was founded by Steven Schultz and Mitch Januszewski in 2000 and is headquartered in Pleasant Prairie, WI. | Commercial Services |
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