Linc Yiu

UBS Securities Asia Ltd. (UBS Asia) is a brokerage firm headquartered in Hong Kong. The firm is a subsidiary of UBS AG, which is owned by UBS Group AG (SWX: UBSG) in Switzerland. UBS Asia provides corporate and institutional clients which include intermediary and alternative asset managers with financial advisory services, access to the world's capital markets and securities products and research in the field of equity, fixed-income, rates, foreign exchange, energy and metals.

Jefferies Hong Kong Ltd. is a securities brokerage firm headquartered in Hong Kong. The firm is a subsidiary of Jefferies Group LLC, which is owned by Jefferies Financial Group, Inc. (NYSE: JEF) in the US. Jefferies Hong Kong is a client-focused full-service sales, trading and capital markets platform across all equity and fixed income securities. They provide an array of trading and execution services for their clients.

Merrill Lynch Far East Ltd. is the stockbroking subsidiary of Merrill Lynch HK Services Ltd., ultimately owned by Bank of America Corp. (NYSE: BAC) in the US. Headquartered in Hong Kong, the firm was founded in 2003 and offers a broad range of brokerage services to institutional investors.

Credit Suisse (Hong Kong) Ltd. (CSHK) is a securities brokerage firm headquartered Hong Kong. The firm is a subsidiary of Credit Suisse AG, which is owned by Credit Suisse Group AG (SWX: CSGN; ADR: CS) in Switzerland. CSHK provides corporate and institutional investors with sales, trading, financing, prime services, and market-making in global equities, as well as equities-related securities, options, futures, risk management, and hedging products. Their client-focused platform offers issuer and investor clients access to distribution, trading, and origination capabilities across various markets globally.

The Hongkong & Shanghai Banking Corp. Ltd. (Broker) (HSBC-Broker) is the brokerage division of The Hongkong & Shanghai Banking Corp. Ltd. in Hong Kong. Their ultimate parent is HSBC Holdings Plc (LON: HSBA), a multinational investment bank and financial services holding company headquartered in London, UK. HSBC-Broker provides securities brokerage services to their clients.

Macquarie Capital Ltd. is the Hong Kong-based securities brokerage arm of Macquarie Group Ltd. (ASX: MQG), a global financial services group headquartered in Australia. Macquarie Capital offers brokerage services to various investors.

China International Capital Corp. Ltd. (Broker) (CICC) is the brokerage division of China International Capital Corp. Ltd. which was established in 1995 as a strategic partnership between Chinese and international financial institutions and corporations. Headquartered in Beijing, CICC was the first joint venture investment bank in China. The firm's core business departments were investment banking, capital markets, sales & trading, research, fixed-income and asset management. CICC offers a range of brokerage services to international and domestic institutional and individual investors. In 2007 the firm set up a wholly-owned subsidiary specializing in private equity investments and focusing on buyout opportunities within China.

Nomura International (Hong Kong) Ltd. (Nomura International HK) is the brokerage subsidiary of Nomura Asia Pacific Holdings Co. Ltd., which is ultimately-owned by Nomura Holdings, Inc. (TYO: 8604) in Japan. Headquartered in Hong Kong, the firm’s global markets team offers research, sales and trading of global securities to a diverse range of clients globally, including institutional investors, financial institutions, corporates, financial sponsors and government entities. Nomura International HK operates a truly integrated, cross-asset platform which includes research, sales and trading in equities, currencies, rates and credit in cash and derivative products.

Citigroup Global Markets Asia Ltd. (CGMA) is a securities brokerage firm headquartered Hong Kong. They are a subsidiary of Citigroup Global Markets Hong Kong Holdings Ltd., ultimately owned by Citigroup, Inc. (NYSE: C) in the US. Formerly known as Citi Smith Barney, the firm was reorganized in 2008 when Citigroup combined their brokerage and private banking businesses. CGMA offers stock trading services to various institutional investors.

UBS Securities Co. Ltd. is the Chinese brokerage subsidiary of UBS Group AG (SWX: UBSG) in Switzerland. Headquartered in Beijing, the firm was founded in 2006 as Beijing Securities Co. Ltd. They provide securities brokerage services to domestic corporate and institutional clients, and qualified foreign institutional investors (QFII).

Morgan Stanley Asia Ltd. (MSA) is a broker/dealer headquartered in Hong Kong. The firm was founded in 1987 and is a subsidiary of Morgan Stanley (NYSE: MS) in the US. MSA provides institutional securities such as equities, fixed income, derivatives and research.

Oxbow Capital Management (HK) Ltd. (Oxbow) is an alternative investment firm headquartered in Hong Kong. The firm was founded by Wesley Wong in 2014 and is a subsidiary of Oxbow Capital Management LP in Cayman Islands. Oxbow manages a hedge fund for high net worth investors.

CLSA Ltd. is the Hong Kong-based institutional brokerage subsidiary of CITIC Securities Co., Ltd. (SSE: 600030, SEHK: 6030), a full-service investment bank headquartered in China. Founded in 1986, the firm provides sales and execution services to global investors and corporates.

Credit Suisse Securities (Europe) Ltd. (Credit Suisse Europe) is the Great Britain-based brokerage subsidiary of Credit Suisse Investment Holdings (UK), itself a subsidiary of Credit Suisse Group AG (SWX: CSGN) in Switzerland. The firm was founded in 1966 and formerly known as Credit Suisse First Boston (Europe) Ltd. Headquartered in London, Credit Suisse Europe arranges financing in international capital markets, provides financial advisory services and acts as a dealer in securities, derivatives and foreign exchange on a principal and agency basis for corporate and institutional investors.

EFM Asset Management Ltd. (EFM) is an independent, specialist global alternatives investment manager headquartered in Hong Kong. The firm was founded by Jeffrey Emmanuel in 2015. EFM manages several funds that invest in listed and private equities, which includes its flagship EFM Global Financial Services & Technology Fund.

Jefferies International Ltd. (JIL) is a brokerage firm headquartered in London, UK. The firm was founded in 1986 and is a subsidiary of Jefferies Holdings II Ltd., ultimately held by Jefferies Financial Group, Inc. (NYSE: JEF) in the US. JIL provides broking services to various investors.

China International Capital Corp. (Hong Kong) Securities Ltd. (CICC HK) is a broker/dealer headquartered in Hong Kong. The firm was founded in 1998 and is a subsidiary of China International Capital Corp. (Hong Kong) Ltd., which is owned by China International Capital Corp. Ltd. (HKG: 3908; OTCMKTS: CNICF) in China. CICC HK provides comprehensive sales and trading as well as research services to global institutional investors.

Founded in 1985, Barclays Capital Asia Ltd. is a Chinese brokerage services company. Part of Barclays PLC, the company is based in Hong Kong, Hong Kong.

Ondorse SAS is a French company that provides a scalable way to verify businesses, helping compliance, operations, and tech teams run best-in-class onboarding, risk, and fraud management. The company is based in Paris, France and was founded in 2021 by Florent Robert, Aymeric Boëlle. The company offers a single API to integrate KYB and KYC data to all your systems, allowing you to distribute identity, risk, and compliance data throughout your organization.

Hi Bruno SAS is a French company that offers a free remunerated account that helps users save money by taking into account their expenses. The company is based in Marseille, France. The company assists users in managing their money with ease and allows them to gradually set aside funds and access their salary whenever they want. The company was founded by Florent Robert, Louis Chavane. Florent Robert has been the CEO since incorporation.

China Renaissance Securities (Hong Kong) Ltd. (CR Hong Kong) is a securities brokerage firm headquartered in Hong Kong. The firm was founded in 2005 and is a subsidiary of China Renaissance Holdings Ltd. (HKG: 1911) in China. CR Hong Kong provides a full suite of services that covers investment banking, securities sales and trading, equity research, and more.

Part of Cantor Fitzgerald LP, Cantor Fitzgerald (Hong Kong) Capital Markets Ltd. is a brokerage firm based in Hong Kong, Hong Kong. The Chinese company provides brokerage services. Saurav Chatterjee has been the CEO of the company since 2012.

Part of Bank of America Corp., Merrill Lynch Securities (Taiwan) Ltd. is a brokerage service provider. The company is based in Taipei, Taiwan. Merrill Lynch Securities (Taiwan was founded in 2008.

Part of Yuanta Financial Holding Co. Ltd., Yuanta Securities Investment Consulting Co., Ltd. is a financial services company based in Taipei, Taiwan. Yuanta Securities Investment Consulting Co. is committed to innovation in products and services, using artificial intelligence and big data technology to provide intelligent stock selection and order placement tools, creating a one-stop mobile service for purchasing, and actively expanding business in Taiwan, China, and Hong Kong, with the aim of becoming the leading securities firm in Asia for Chinese people. The Taiwanese company also offers regular and fixed purchases of US stocks, with a maximum handling fee of only $1, making it easy for customers to become international shareholders. The company was founded in 1961. Vincent Chen has been the CEO of the company since 2011.

Perennial Investment Partners Ltd. (Hong Kong) (Perennial-Hong Kong) is the Hong Kong-based investment division of Perennial Investment Partners Ltd. (Perennial), ultimately owned by Insignia Financial Ltd. (ASX: IFL), a financial services company headquartered in Australia. The Perennial-Hong Kong office comprises members of the Perennial Real Estate boutique, with all enquiries typically coming through the firm's Sydney office first. Perennial Real Estate was founded in 2006 in a joint venture between Perennial Investment Partners Ltd. and Perennial Real Estate investment staff.

Part of Jefferies Financial Group, Inc., Jefferies (Singapore) Ltd. is a leader in investment banking, offering sector expertise in mergers & acquisitions, recapitalization, capital markets, and corporate broking. The company is based in Singapore, Singapore. Jefferies offers an intensive investment banking internship program that is designed to assist students in navigating a successful career in finance. Jefferies offers deep sector expertise across a full range of products and services in investment banking, equities, fixed income, wealth and asset management. The CEO of the Singaporean company is Eastburg Brent Douglas.

TF International Securities Group Ltd. (TF International) is the brokerage subsidiary of Tianfeng Securities Co., Ltd. (SHA: 601162). The firm is headquartered in Hong Kong and was founded in 2016. TF International provides investment and financing solutions to their clients.

Standard Chartered Securities (Hong Kong) Ltd. (Standard Chartered HK) is the brokerage subsidiary of Hong Kong-based Standard Chartered Bank (Hong Kong) Ltd., which is owned by Standard Chartered Plc (LON: STAN), a multinational banking and financial services company headquartered in London, UK. Standard Chartered HK offers online securities trading services.

Kingsway Financial Services Group Ltd. (Research Firm) (Kingsway-Research) is the investment research division of Kingsway Financial Services Group Ltd., ultimately owned by Sunwah Kingsway Capital Holdings Ltd. (HKG: 0188), a financial services company headquartered in Hong Kong. Kingsway-Research provides research with a focus on the Hong Kong and Chinese markets to individual clients, corporate clients as well as institutional clients. The firm delivers high quality reports, actively looks for undervalued/under-researched situations with considerable upside potential. They focus on regional economics and covers small to mid-cap companies.

Daiwa Capital Markets (Hong Kong) Ltd. (Daiwa HK) is a securities brokerage firm headquartered Hong Kong. The firm is a subsidiary of Daiwa Capital Markets Asia Holding BV, ultimately owned by Daiwa Securities Group, Inc. (TYO: 8601) in Japan. Founded in 1970, Daiwa HK offers brokerage services to an established international client base.

Part of Morgan Stanley, Morgan Stanley Taiwan Ltd. is a financial services company based in Taipei, Taiwan. The Taiwanese company's description highlights the top five trends in sustainable investing affecting companies and investors in 2023, as well as investment ideas where their views diverge from the consensus, as part of its annual "Big Debates" series. Founded in 2006, the company offers a full range of financial services and solutions for individuals and businesses.

Merrill Lynch (Asia Pacific) Ltd. (Merrill Lynch-Asia Pacific) is the financial management subsidiary of Merrill Lynch HK Services, Ltd., ultimately owned by Bank of America Corp. (NYSE: BAC) in the US. Based in Hong Kong, the firm provides financial management and advisory services.

Prudent Investors Network, Inc. (Prudent Investors) is an independent, SEC-registered investment advisor headquartered in Lake Forest, California. Founded in 2003, Prudent Investors provides portfolio management and financial planning services to fiduciaries, individuals, high net worth individuals, trusts, estates and other institutions.

Softhale NV engages in manufacturing medical, clinical and pharmaceutical equipment. The company was founded by Jurgen Rawert and Frank Bartels and is headquartered in Diepenbeek, Belgium.

Treadwell Therapeutics, Inc. operates as a clinical-stage oncology firm. It develops small molecules designed to leverage world-class, innovative science in cancer biology and immune-oncology with pan-cancer potential, including hematological malignancies from the TIO Discovery development engine. The company was founded by Tak Wah Mak and Mark R. Bray in July 2019 and is headquartered in New York, NY.

J-Stone Capital Ltd. is an independent investment manager headquartered in Hong Kong. The firm was founded in 2019 and manages the assets of individual and institutional clients.