Kevin Michael Keefe

Realta Investment Advisors, Inc. (RIA) is a SEC-registered investment adviser headquartered in Wilmington, Delaware. Formerly known as Coastal Investment Advisors, Inc., the firm was founded in 2007 as Donnelly Steen & Co. They are wholly-owned subsidiary of Orange Street Holdings, Inc. RIA provides investment advice and management services to individuals, individual retirement accounts (IRAs), pension and profit-sharing plans, charitable organizations, corporations, businesses, institutions, trusts, and estates.

Founded in 1993, First Allied Securities, Inc. is an independent, SEC-registered broker/dealer headquartered in San Diego, California. The firm is a member of FINRA, the NASD and the SIPC. First Allied Securities Inc. was previously a subsidiary of Advanced Equities Financial Corp. In April 2006, Advanced Equities Financial Corp. acquired First Financial Planners and merged it with First Allied Securities. In 2008, the firm acquired First Montauk Securities Corp. from First Montauk Financial Corp. In 2011, Lovell Minnick Partners LLC and the management team of First Allied Advisory Services acquired the firm from Advanced Equities Financial Corp. First Allied Securities is affiliated with First Allied Advisory Services, Inc., a registered investment advisor. The firm provides a full array of trading and execution services for their clients. They do not provide any internal research.

Money Management Institute provides advice and professionally-managed investment solutions to individual and institutional investors. It provides advisory solutions through advocacy, educational initiatives, regulatory affairs, publications, data reporting and professional networking. The company was founded in 1997 and is headquartered in New York, NY.

Osaic, Inc. engages in the provision of wealth management services. It offers advices on investment products, such as mutual funds, variable annuities, insurance, and alternative investments, advisory and asset management services, and advisory services program. The company is headquartered in Phoenix, AZ.

LPL Financial LLC is a SEC-registered investment advisor and wealth management firm headquartered in Fort Mill, South Carolina. The firm was founded in 1989 as Linsco/Private Ledger Corp. They are a direct subsidiary of LPL Holdings, Inc., owned by LPL Financial Holdings, Inc. (NASDAQ: LPLA). LPL Financial offers various types of advisory services and programs to individual and institutional clients.

First Allied Advisory Services, Inc. (FAAS) is an investment management firm headquartered in San Diego, California. The firm was founded in 2007 and is owned by First Allied Holdings, Inc., ultimately held by Aretec Group, Inc. Through their Investment Advisory Representatives (IARs), FAAS provides a variety of investment advisory programs and services for individuals, high net-worth individuals, banking institutions, pension plans, profit-sharing plans, charitable organizations, and other corporations and businesses. The firm also offers both wrap and non-wrap programs.